-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RZBVLw9+1qjbJpgrAoyyirDB7ITz36CIesZR6euYUXjDXr5Y+0tRzQ9xfRrSMNk/ j/ElqSAvOi9QuDJ1dqomFQ== 0001209191-09-011529.txt : 20090225 0001209191-09-011529.hdr.sgml : 20090225 20090225153750 ACCESSION NUMBER: 0001209191-09-011529 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090223 FILED AS OF DATE: 20090225 DATE AS OF CHANGE: 20090225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaye Randall CENTRAL INDEX KEY: 0001350416 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15803 FILM NUMBER: 09633791 BUSINESS ADDRESS: BUSINESS PHONE: 858-622-5200 MAIL ADDRESS: STREET 1: 11388 SORRENTO VALLEY ROAD STREET 2: STE. 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVANIR PHARMACEUTICALS CENTRAL INDEX KEY: 0000858803 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330314804 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 101 ENTERPRISE STREET 2: SUITE 300 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 949-389-6700 MAIL ADDRESS: STREET 1: 101 ENTERPRISE STREET 2: SUITE 300 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: LIDAK PHARMACEUTICALS DATE OF NAME CHANGE: 19920703 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-02-23 0 0000858803 AVANIR PHARMACEUTICALS AVNR 0001350416 Kaye Randall 101 ENTERPRISE, SUITE 300 ALISO VIEJO CA 92656 0 1 0 0 Sr. VP, Chief Medical Officer Class A Common Stock 2009-02-23 4 P 0 5000 0.426 A 420738 I See footnote Class A Common Stock 2009-02-23 4 P 0 5000 0.4266 A 425738 I See footnote Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions. A total of 10,500 shares of Class A common stock are held indirectly by the reporting person, which consists of 5,250 and 5,250 shares held by each of the reporting person's son and daughter, respectively. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. /s/ Christine G. Ocampo, by power of attorney 2009-02-24 -----END PRIVACY-ENHANCED MESSAGE-----