-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OvE9KsOWNgLcFgP/aH6TQOfMYGsVq6xzUFFbsi7TqHVusZZomTsedbFetEom0oYg COp13PM8prriLcdSjwx/mg== 0001209191-08-013079.txt : 20080225 0001209191-08-013079.hdr.sgml : 20080225 20080225185725 ACCESSION NUMBER: 0001209191-08-013079 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080221 FILED AS OF DATE: 20080225 DATE AS OF CHANGE: 20080225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AVANIR PHARMACEUTICALS CENTRAL INDEX KEY: 0000858803 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330314804 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 101 ENTERPRISE STREET 2: SUITE 300 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 949-389-6700 MAIL ADDRESS: STREET 1: 101 ENTERPRISE STREET 2: SUITE 300 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: LIDAK PHARMACEUTICALS DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHEWS CHARLES CENTRAL INDEX KEY: 0001190315 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15803 FILM NUMBER: 08640760 MAIL ADDRESS: STREET 1: 11388 SORRENTO VALLEY RD STREET 2: STE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-02-21 0 0000858803 AVANIR PHARMACEUTICALS AVNR 0001190315 MATHEWS CHARLES 101 ENTERPRISE, SUITE 300 ALISA VIEJO CA 92656 1 0 0 0 Class A Common Stock 2008-02-21 4 A 0 56911 A 111969 I By IRA Account Award of Restricted Stock Units under the Company's 2003 Equity Incentive Plan (the "Plan") that vests with respect to one-third of the shares on February 21, 2009 and then with respect to one thirty-sixth of the shares monthly thereafter over the next two years. Such shares will not be delivered to the Reporting Person and may not be transferred or sold until the "termination" of service, as defined in the Plan. Not applicable. Consists of (i) 107,594 shares underlying restricted stock units granted under the Issuer's equity plans, (ii) 1,875 shares of common stock held in Mr. Mathews' individual retirement account, of which Mr. Mathews may be deemed to be the beneficial owner, and (iii) 2,500 shares of common stock held directly by Mr. Mathews. /s/ Charles A. Mathews 2008-02-25 -----END PRIVACY-ENHANCED MESSAGE-----