|
|
|
Title 12--Banks and Banking
CHAPTER V--OFFICE OF THRIFT SUPERVISION, DEPARTMENT OF THE TREASURY
PART 550--FIDUCIARY POWERS OF SAVINGS ASSOCIATIONS
|
|||
 |
 | 550.10 | What regulations govern the fiduciary operations of savings associations? |
|
|
| 550.20 | What are fiduciary powers? |
|
|
| 550.30 | What fiduciary capacities does this part cover? |
|
|
| 550.40 | When do I have investment discretion? |
|
|
| 550.50 | What is a fiduciary account? |
|
|
| 550.60 | What other definitions apply to this part? |
|
|
| 550.70 | Must I obtain OTS approval or file a notice before I exercise fiduciary powers? |
|
|
| 550.80 | How do I obtain OTS approval? |
|
|
| 550.90 | What information must I include in my application? |
|
|
| 550.100 | What factors may the OTS consider in its review of my application? |
|
|
| 550.110 | Who will act on my application? |
|
|
| 550.120 | What action will the OTS take on my application? |
|
|
| 550.125 | How do I file the notice under 550.70(c)? |
|
|
| 550.130 | How may I conduct multi-state operations? |
|
|
| 550.135 | How do I determine which State's laws apply to my operations? |
|
|
| 550.136 | To what extent do State laws apply to my fiduciary operations? |
|
|
| 550.140 | Must I adopt and follow written policies and procedures in exercising fiduciary powers? |
|
|
| 550.150 | Who is responsible for the exercise of fiduciary powers? |
|
|
| 550.160 | What personnel and facilities may I use to perform fiduciary services? |
|
|
| 550.170 | May my other departments or affiliates use fiduciary personnel and facilities to perform other services? |
|
|
| 550.180 | May I perform fiduciary services for, or purchase fiduciary services from, another association or entity? |
|
|
| 550.190 | Must fiduciary officers and employees be bonded? |
|
|
| 550.200 | Must I review a prospective account before I accept it? |
|
|
| 550.210 | Must I conduct another review of an account after I accept it? |
|
|
| 550.220 | Are any other account reviews required? |
|
|
| 550.230 | Who must maintain custody or control of assets in a fiduciary account? |
|
|
| 550.240 | May I hold investments of a fiduciary account off-premises? |
|
|
| 550.250 | Must I keep fiduciary assets separate from other assets? |
|
|
| 550.260 | How may I invest funds of a fiduciary account? |
|
|
| 550.290 | What must I do with fiduciary funds awaiting investment or distribution? |
|
|
| 550.300 | Where may I deposit fiduciary funds awaiting investment or distribution? |
|
|
| 550.310 | What if the FDIC does not insure the deposits? |
|
|
| 550.320 | What is acceptable collateral for uninsured deposits? |
|
|
| 550.330 | Are there investments in which I may not invest funds of a fiduciary account? |
|
|
| 550.340 | May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates? |
|
|
| 550.350 | May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction? |
|
|
| 550.360 | May I make a loan to a fiduciary account that is secured by an interest in the assets of the account? |
|
|
| 550.370 | May I sell assets or lend money between fiduciary accounts? |
|
|
| 550.380 | May I earn compensation for acting in a fiduciary capacity? |
|
|
| 550.390 | May my officer or employee retain compensation for acting as a co-fiduciary? |
|
|
| 550.400 | May my fiduciary officer or employee accept a gift or bequest? |
|
|
| 550.410 | What records must I keep? |
|
|
| 550.420 | How long must I keep these records? |
|
|
| 550.430 | Must I keep fiduciary records separate and distinct from other records? |
|
|
| 550.440 | When do I have to audit my fiduciary activities? |
|
|
| 550.450 | What standards govern the conduct of the audit? |
|
|
| 550.460 | Who may conduct an audit? |
|
|
| 550.470 | Who directs the conduct of the audit? |
|
|
| 550.480 | How do I report the results of the audit? |
|
|
| 550.490 | When must I deposit securities with State authorities? |
|
|
| 550.500 | How much must I deposit if I administer fiduciary assets in more than one State? |
|
|
| 550.510 | What must I do if State authorities refuse my deposit? |
|
|
| 550.520 | What happens if I am placed in receivership or voluntary liquidation? |
|
|
| 550.530 | How do I surrender fiduciary powers? |
|
|
| 550.540 | When will the OTS terminate my fiduciary powers? |
|
|
| 550.550 | May I recover my deposit from State authorities? |
|
|
| 550.560 | When may the OTS revoke my fiduciary powers? |
|
|
| 550.570 | What procedures govern the revocation? |
|
|
| 550.580 | When may I conduct fiduciary activities without obtaining OTS approval? |
|
|
| 550.590 | What standards must I observe when acting in exempt fiduciary capacities? |
|
|
| 550.600 | How may funds be invested when I act in an exempt fiduciary capacity? |
|
|
| 550.610 | What disclosures must I make when acting in exempt fiduciary capacities? |
|
|
| 550.620 | May I receive compensation for acting in exempt fiduciary capacities? |
![[BACK ]](http://www.access.gpo.gov/su_docs/images/icons/lefticn2.gif){kind=icon}
![[BACK ]](http://www.access.gpo.gov/su_docs/images/icons/content.gif){kind=icon}