Title 17--Commodity and Securities Exchanges

CHAPTER IV--DEPARTMENT OF THE TREASURY

PART 402--FINANCIAL RESPONSIBILITY

TEXT PDF402.1 Application of part to registered brokers and dealers and financial institutions; special rules for futures commission merchants and government securities interdealer brokers; effective date.
TEXT PDF402.2 Capital requirements for registered government securities brokers and dealers.
TEXT PDF402.2a Appendix A--Calculation of market risk haircut for purposes of 402.2(g)(2).
TEXT PDF402.2c Appendix C--Consolidated computations of liquid capital and total haircuts for certain subsidiaries and affiliates.
TEXT PDF402.2d Appendix D--Modification of 240.15c3-1d of this title, relating to satisfactory subordination agreements, for purposes of 402.2.
TEXT PDF402.2e Appendix E--Temporary minimum requirements.

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