Title 17--Commodity and Securities Exchanges

CHAPTER II--SECURITIES AND EXCHANGE COMMISSION

PART 279--FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940


TEXT PDF279.0-1 Availability of forms.
TEXT PDF279.1 Form ADV, for application for registration of investment adviser and for amendments to such registration statement.
TEXT PDF279.2 Form ADV-W, notice of withdrawal from registration as investment adviser.
TEXT PDF279.4 Form 4-R, irrevocable appointment of agent for service of process, pleadings and other papers by individual nonresident investment adviser.
TEXT PDF279.5 Form 5-R, irrevocable appointment of agent for service of process, pleadings and other papers by corporation nonresident investment adviser.
TEXT PDF279.6 Form 6-R, irrevocable appointment of agent for service of process, pleadings and other papers by partnership nonresident investment adviser.
TEXT PDF279.7 Form 7-R, irrevocable appointment of agent for service of process, pleadings and other papers by nonresident general partner of investment adviser.
TEXT PDF279.8 Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser.
TEXT PDF279.9 Form ADV-Y2K.



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