Title 17--Commodity and Securities Exchanges
CHAPTER II--SECURITIES AND
EXCHANGE COMMISSION
PART 279--FORMS PRESCRIBED UNDER THE INVESTMENT ADVISERS ACT OF 1940
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![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.0-1 |
Availability of forms. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.1 |
Form ADV, for application for registration of investment adviser and for amendments to such registration statement. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.2 |
Form ADV-W, notice of withdrawal from registration as investment adviser. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.4 |
Form 4-R, irrevocable appointment of agent for service of process, pleadings and other papers by individual nonresident investment adviser. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.5 |
Form 5-R, irrevocable appointment of agent for service of process, pleadings and other papers by corporation nonresident investment adviser. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.6 |
Form 6-R, irrevocable appointment of agent for service of process, pleadings and other papers by partnership nonresident investment adviser. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.7 |
Form 7-R, irrevocable appointment of agent for service of process, pleadings and other papers by nonresident general partner of investment adviser. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.8 |
Form ADV-E, cover page for certificate of accounting of securities and funds in possession or custody of an investment adviser. |
![TEXT](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/TEXT.gif) |
![PDF](https://webarchive.library.unt.edu/eot2008/20090511082426im_/http://www.access.gpo.gov/images/PDF.gif) | 279.9 |
Form ADV-Y2K. |