PART 171--RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
171.1
Scope of rules.
171.2
Definitions.
171.3
Business address; hours.
171.4
Computation of time.
171.5
Extension of time.
171.6
Ex parte communications.
171.8
Filing with the Proceedings Clerk.
171.9
Service.
171.10
Motions.
171.11
Sanctions.
171.12
Settlement.
171.13
Practice before the Commission.
171.14
Waiver of rules.
171.21
Notice of final decision.
171.22
Effective date of final decisions in disciplinary, membership denial and registration actions.
171.23
Notice of appeal.
171.24
Submission of the record.
171.25
Appeal brief.
171.26
Answering brief.
171.27
Limited participation by interested persons.
171.28
Participation by Commission staff.
171.30
Scope of review.
171.31
Commission review in the absence of an appeal.
171.32
Oral argument.
171.33
Final decision by the Commission.
171.34
Standards of review.
171.40
Notice of the commencement of a member responsibility action.
171.41
Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
171.42
Notice of a final decision of the National Futures Association in a member responsibility action.
171.43
Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.