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FOR THE DISTRICT OF COLUMBIA
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FILED MAR - 5 2009
NANCY MAYER WHITTINGTON, CLERK
U.S. DISTRICT COURT
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UNITED STATES OF AMERICA,
Plaintiff,
v.
CEMEX, S.A.B. de C.V. and
RINKER GROUP LIMITED,
Defendants.
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CASE NO.: 1:07-cv-00640
JUDGE: Hon. Royce C. Lamberth
DECK TYPE: Antitrust
DATE STAMPED: March 5, 2009
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SECOND MODIFIED FINAL JUDGMENT
WHEREAS, plaintiff, United States of America, filed its Amended Complaint on May 2,
2007;
AND WHEREAS, a Modified Final Judgment was entered on November 28, 2007 and all
divestitures required under the Modified Final Judgment were made;
AND WHEREAS, plaintiff, United States of America, and defendant, Cemex, S.A.B. de
C.V. ("Cemex"), have filed a Joint Motion to Modify the Modified Final Judgment on January 7,
2009 to allow Cemex to reacquire Rinker Group Limited's ("Rinker") Kennedy plant, located at
1406 Atlanta Avenue, Orlando, FL 32806;
AND WHEREAS, plaintiff and defendant by their respective attorneys, have consented to
the entry of this Second Modified Final Judgment without trial or adjudication of any issue of
fact or law;
AND WHEREAS, entry of this Second Modified Final Judgment does not constitute any
evidence against or an admission by any party with respect to any issue of law or fact;
AND WHEREAS, Cemex agrees to be bound by the provisions of this Second Modified
Final Judgment pending its approval by the Court;
NOW THEREFORE, before any testimony is taken, without trial or adjudication of any
issue of fact or law, and upon consent of the parties, it is ORDERED, ADJUDGED AND
DECREED:
I. Jurisdiction
This Court has jurisdiction over the subject matter of and each of the parties to this
action. The Amended Complaint states a claim upon which relief may be granted against
defendants under Section 7 of the Clayton Act, as amended, 15 U.S.C. § 18.
II. Definitions
As used in this Second Modified Final Judgment:
- "Acquirer" or "Acquirers" means the entity or entities to whom Cemex divests
some or all of the Divestiture Assets.
- "Aggregate" means crushed stone and gravel produced at quarries, mines, or
gravel pits used for, among other things, the production of ready mix concrete and concrete
block.
- "Cemex" means defendant Cemex, S.A.B. de C.V., a Mexican corporation with
its headquarters in Nuevo León, Mexico, its successors and assigns, and its subsidiaries,
divisions, groups, affiliates, partnerships and joint ventures, and their directors, officers,
managers, agents, and employees.
- "Concrete block" means a building material used in the construction of residential
and commercial structures that is produced at a plant by mixing cementitious material, aggregate,
chemical additives, and water, and placing that mixture in molds of various sizes.
- "Divestiture Assets" means:
- the following Ready Mix Concrete plants:
- Fort Walton Beach/Panama City/Pensacola, Florida Area
- Rinker's Crestview plant, located at 5420 Fairchild Road,
Crestview, FL 32539;
- Rinker's Fort Walton plant, located at 1787 FIM
Boulevard, Fort Walton Beach, FL 32547;
- Rinker's Milton plant, located at 6250 Da Lisa Road,
Milton, FL 32583;
- Rinker's Panama City plant, located at 1901-B East 15th
Street, Panama City, FL 32405;
- Rinker's Panama City Beach plant, located at 17750
Hutchinson Road, Panama City Beach, FL 32407;
- Rinker's Pensacola plant, located at 415 Hyatt Street,
Pensacola, FL 32503;
- Rinker's Port St. Joe plant, located at 1145 Industrial Road,
Port St. Joe, FL 32456;
- Rinker's Point Washington plant, located at the intersection
of East Highway 98 and Old Ferry Road, Santa Rosa
Beach, FL 32459;
- Jacksonville, Florida Area
- Cemex's Main Street plant, located at 9214 North Main
Street, Jacksonville, FL 32218;
- Cemex's Southside Florida Mining Boulevard plant,
located at 9715 East Florida Mining Boulevard,
Jacksonville, FL 32223;
- Orlando, Florida Area
- Cemex's East Orlando plant, located at 7400 Narcoossee
Road, Orlando, FL 32822;
- Cemex's Goldenrod plant, located at 4000 Forsyth Road,
Winter Park, FL 32792;
- Cemex's Winter Garden plant, located at 201 Hennis Road,
Winter Garden, FL 34787;
- Rinker's Kennedy plant, located at 1406 Atlanta Avenue,
Orlando, FL 32806;
- Tampa/St. Petersburg, Florida Area
- Rinker's Clearwater plant, located at 3757 118th Avenue
North, Clearwater, FL 33762;
- Rinker's Odessa plant, located at 12025 State Road 54,
Odessa, FL 33556;
- Rinker's Odessa Keys plant, located at 11913 State Road
54, Odessa, FL 33556;
- Rinker's Riverview plant, located at 6723 South 78th
Street, Riverview, FL 33569;
- Rinker's Tampa plant, located at 6106 East Hanna Avenue,
Tampa, FL 33610;
- Rinker's Tampa Keys plant, located at 1811 North 57th
Street, Tampa, FL 33619;
- Fort Myers/Naples, Florida Area
- Rinker's Ave Maria plant, located at 4811 Ave Maria
Boulevard, Immokalee, FL 34142;
- Rinker's Bonita Springs plant, located at 25061 Old U.S.
Highway 41 South, Bonita Springs, FL 34135;
- Rinker's Canal Street plant, located at 4262 Canal Street,
Fort Myers, FL 33916;
- Rinker's Cape Coral (Pine Island) plant, located at 2401
SW Pine Island Road, Cape Coral, FL 33991;
- Rinker's Naples plant, located at 9210 Collier Boulevard,
Naples, FL 34114;
- Rinker's South Fort Myers plant, located at 7270 Alico
Road, Fort Myers, FL 33912;
- Flagstaff, Arizona Area
Cemex's Brannen plant, located at 633 East Brannen Avenue,
Flagstaff, AZ 86001;
- Tucson, Arizona Area
- Cemex's Ina plant, located at 5400 West Massingale Road,
Tucson, AZ 85743;
- Rinker's Green Valley plant, located at 18701 South Old
Nogales Highway, Sahuarita, AZ 85629;
- Rinker's Poorman Road plant, located at 6500 South Old
Spanish Trail, Tucson, AZ 85747;
- Rinker's Valencia plant, located at 1011 West Valencia
Road, Tucson, AZ 85706;
- the following Concrete Block plants:
- Tampa/St. Petersburg, Florida
- Rinker's Odessa plant, located at 12025 State Road 54,
Odessa, FL, 33556;
- Rinker's Palmetto plant, located at 600 9th Street West,
Palmetto, FL, 34221;
- Rinker's Tampa plant, located at 6302 North 56th Street,
Tampa, FL 33610;
- Fort Myers/Naples, Florida Area
- Rinker's Bonita Springs plant, located at 25091 Old U.S.
Highway 41 South, Bonita Springs, FL 34135;
- Rinker's Coral Rock plant, located at 41451 Cook Brown
Road, Punta Gorda, FL 33982;
- Rinker's South Fort Myers plant, located at 7270 Alico
Road, Fort Myers, FL 33912;
- the following Tucson, Arizona area Aggregate plants:
- Cemex's Ina plant, located at 5400 West Massingale Road,
Tucson, AZ 85743;
- Rinker's Green Valley plant, located at 18701 South Old Nogales
Highway, Sahuarita, AZ 85629;
- all tangible assets used in the plants listed in paragraphs II(E)(1)-(3),
including all research and development activities, manufacturing
equipment, tooling and fixed assets, real property (leased or owned),
mining equipment, personal property, inventory, aggregate reserves, office
furniture, materials, supplies, on- or off-site warehouses or storage
facilities relating to the plants; all licenses, permits and authorizations
issued by any governmental organization relating to the plants; all
contracts, agreements, leases (including renewal rights), commitments, and
understandings relating to the plants, including supply agreements; all
customer lists, contracts, accounts, and credit records relating to the plants;
all other records relating to the plants; and at the option of the Acquirer or
Acquirers, a number of trucks and other vehicles usable at the plants listed
in paragraphs II(E)(1)-(3) equal to, for each separate type of truck or other
vehicle, the average number of trucks and other vehicles of that type used
at each such plant per month during the months of operation of the plant
between January 1, 2006 and December 31, 2006 (calculated by averaging
the number of trucks and other vehicles of each type that were used at each
plant at any time during each month that the plant was in operation), but
such trucks and vehicles need not include any equipment related to
Cemex's "ReadySlump" process, so long as the trucks and other vehicles
are fully operable without such equipment;
- all intangible assets used in the development, production, servicing, and
distribution of products by the facilities listed in paragraphs II(E)(1)-(3),
including but not limited to all contractual rights, patents, licenses and
sublicenses, intellectual property, technical information, computer
software (including dispatch software and management information
systems) and related documentation, know-how, trade secrets, drawings,
blueprints, designs, design protocols, specifications for materials,
specifications for parts and devices, safety procedures for the handling of
materials and substances, quality assurance and control procedures, design
tools and simulation capability, all manuals and technical information
provided to the employees, customers, suppliers, agents or licensees, and
all research data (including aggregate reserve testing information)
concerning historic and current research and development efforts relating
to the plants listed in paragraphs II(E)(1)-(3), including, but not limited to
designs of experiments, and the results of successful and unsuccessful
designs and experiments; and
- with regard to the Valencia ready mix concrete plant identified in
paragraph II(E)(1)(g)(iv), a 40-year lease of the real property on which the
Valencia ready mix concrete plant is located.
- "Ready mix concrete" means a building material used in the construction of
buildings, highways, bridges, tunnels, and other projects that is produced by mixing a
cementitious material and aggregate with sufficient water to cause the cement to set and bind.
- "Rinker" means Rinker Group Limited, an Australian corporation with its
headquarters in Chatswood, Australia, its successors and assigns, and its subsidiaries, divisions,
groups, affiliates, partnerships and joint ventures, and their directors, officers, managers, agents,
and employees.
- "Divestiture Trigger" means the day on which Cemex elects a majority of the
Board of Directors of Rinker or forty-five (45) days after Cemex obtains a number of shares of
Rinker stock in excess of 50 percent of the outstanding shares of Rinker, whichever is sooner.
III. Applicability
- The provisions of this Second Modified Final Judgment, apply to Cemex, as
defined above, and all other persons in active concert or participation with Cemex who receive
actual notice of this Second Modified Final Judgment by personal service or otherwise.
- Cemex shall require, as a condition of the sale or other disposition of all or
substantially all of its assets or of lesser business units that include the Divestiture Assets, that
the purchaser agrees to be bound by the provisions of this Second Modified Final Judgment.
IV. Divestitures
- Cemex is ordered and directed, within one hundred twenty (120) calendar days
after the Divestiture Trigger, or five (5) days after notice of the entry of the Modified Final
Judgment by the Court, whichever is later, to divest the Divestiture Assets in a manner consistent
with the Modified Final Judgment to an Acquirer or Acquirers acceptable to the United States in
its sole discretion. The United States, in its sole discretion, may agree to one or more extensions
of this time period, not to exceed in total sixty (60) calendar days, and shall notify the Court in
each such circumstance. Cemex agrees to use its best efforts to divest the Divestiture Assets as
expeditiously as possible.
- In accomplishing the divestitures ordered by the Modified Final Judgment, Cemex
promptly shall make known, by usual and customary means, the availability of the Divestiture
Assets. Cemex shall inform any person making inquiry regarding a possible purchase of the
Divestiture Assets that they are being divested pursuant to the Modified Final Judgment and
provide that person with a copy of the Modified Final Judgment. Unless the United States
otherwise consents in writing, Cemex shall offer to furnish to all prospective Acquirers, subject
to customary confidentiality assurances, all information and documents relating to the Divestiture
Assets that customarily are provided in a due diligence process except such information or
documents subject to the attorney-client or work-product privilege. Cemex shall make available
such information to the United States at the same time that such information is made available to
any other person.
- Unless the United States otherwise consents in writing, Cemex shall provide the
Acquirer or Acquirers and the United States information relating to personnel involved in
production, operations, and sales at the Divestiture Assets to enable the Acquirer or Acquirers to
make offers of employment. Cemex will not interfere with any negotiations by the Acquirer or
Acquirers to employ any employee of the Divestiture Assets whose primary responsibility is
production, operations, or sales at the Divestiture Assets.
- Unless the United States otherwise consents in writing, Cemex shall permit
prospective Acquirers of the Divestiture Assets to have reasonable access to personnel and to
make inspections of the physical facilities of the Divestiture Assets; access to any and all
environmental, zoning, and other permit documents and information; and access to any and all
financial, operational, and other documents and information customarily provided as part of a
due diligence process.
- Cemex shall warrant to the Acquirer or Acquirers that those Divestiture Assets
owned by Cemex prior to an acquisition of Rinker will be operational on the date of the
divestiture. In addition, with respect to those Divestiture Assets owned by Rinker prior to an
acquisition by Cemex, Cemex shall warrant to the Acquirer or Acquirers that those Divestiture
Assets will be operational on the date of the divestiture, if they were operational on the date
Cemex acquires a number of shares of Rinker stock in excess of 50 percent of the outstanding
shares of Rinker.
- Cemex shall not take any action that will impede in any way the permitting,
operation, or divestiture of the Divestiture Assets.
- Cemex shall warrant to the Acquirer or Acquirers that there are no material
defects in the environmental, zoning, or other permits pertaining to the operation of those
Divestiture Assets owned by Cemex prior to an acquisition of Rinker. In addition, with respect
to those Divestiture Assets owned by Rinker prior to an acquisition by Cemex, Cemex shall
warrant to the Acquirer or Acquirers that there are no material defects in the environmental,
zoning, or other permits pertaining to the operation of those Divestiture Assets, if there are no
material defects in the environmental, zoning, or other permits pertaining to the operation of
those Divestiture Assets on the date Cemex acquires a number of shares of Rinker stock in
excess of 50 percent of the outstanding shares of Rinker. Cemex shall not undertake, directly or
indirectly, any challenges to the environmental, zoning, or other permits relating to the operation
of the Divestiture Assets.
- If for any reason Cemex is unable within the time period required by paragraph
IV(A) to divest any of the Divestiture Assets or make any of the Divestiture Assets available for
sale by the trustee appointed pursuant to Section V, or if for any reason Cemex does not make the
warranties in paragraphs IV(E) and (G) with respect to the assets owned by Rinker prior to an
acquisition by Cemex, for each such asset, the United States, in its sole discretion, may select one
or more alternative assets owned by Cemex that are located or used in the same geographic area
(as identified in boldface type in section II(E)) to be divested in lieu of the Divestiture Asset that
could not be divested. Unless the United States consents otherwise in writing, divestiture of an
alternative Cemex asset shall include all tangible and intangible assets associated with that asset,
as defined in paragraph II(E).
- Unless the United States otherwise consents in writing, any divestiture pursuant to
Section IV, or by trustee appointed pursuant to Section V, of this Final Judgment, shall include
the entire Divestiture Assets, and shall be accomplished in such a way as to satisfy the United
States, in its sole discretion, that the Divestiture Assets can and will be used by the Acquirer or
Acquirers as viable, ongoing businesses engaged in producing and distributing ready mix
concrete, concrete block, and/or aggregate, that the Divestiture Assets will remain viable, and
that the divestiture of such assets will remedy the competitive harm alleged in the Amended
Complaint. The sale of the Divestiture Assets may be made to one or more Acquirers, so long
as: (1) all of the ready mix concrete plants in a geographic area (as identified in boldface type in
section II(E)) are divested to a single Acquirer; (2) all of the concrete block plants in a
geographic area are divested to a single Acquirer; (3) both aggregate plants listed in paragraph
II(E)(3) are divested to the same Acquirer that acquires the ready mix concrete plants listed in
paragraphs II(E)(1)(g)(i)-(iii); and (4) in each instance it is demonstrated in a manner acceptable
to the United States in its sole discretion that the Divestiture Assets will remain viable and the
divestiture of such Divestiture assets will remedy the competitive harm alleged in the Amended
Complaint. The divestitures, whether pursuant to Section IV or Section V of the Modified Final
Judgment,
- shall be made to an Acquirer or Acquirers that, in the United States's sole
judgment, has the intent and capability (including the necessary
managerial, operational, technical and financial capability) to compete
effectively in the production and distribution of ready mix concrete,
concrete block, and/or aggregate; and
- shall be accomplished so as to satisfy the United States, in its sole
discretion, that none of the terms of any agreement between an Acquirer or
Acquirers and Cemex gives Cemex the ability to unreasonably raise the
Acquirer's costs, to lower the Acquirer's efficiency, or otherwise to
interfere in the ability of the Acquirer to compete effectively in the
production and distribution of ready mix concrete, concrete block, and/or
aggregate.
- If Cemex does not acquire a number of shares of Rinker stock in excess of 50
percent of the outstanding shares of Rinker, Cemex shall divest all its interest in Rinker within
six months from the date the Modified Final Judgment is signed by the Court. Pending such
divestiture, Cemex shall not, directly or indirectly: (1) exercise dominion or control over, or
otherwise seek to influence, the management, direction, or supervision of the business of Rinker;
(2) seek or obtain representation on the Board of Directors of Rinker; (3) exercise any voting
rights attached to the shares; (4) seek or obtain access to any confidential or proprietary
information of Rinker; or (5) take any action or omit to take any action that would have an effect
different than if Cemex's interest in Rinker were that of a purely passive investor.
V. Appointment of Trustee to Effect Divestitures
- If Cemex has not divested the Divestiture Assets within the time period specified
in paragraph IV(A), Cemex shall notify the United States of that fact in writing. Upon
application of the United States, the Court shall appoint a trustee selected by the United States
and approved by the Court to effect the divestiture of the Divestiture Assets.
- After the appointment of a trustee becomes effective, only the trustee shall have
the right to sell the Divestiture Assets. The trustee shall have the power and authority to
accomplish the divestiture to an Acquirer acceptable to the United States at such price and on
such terms as are then obtainable upon reasonable effort by the trustee, subject to the provisions
of Sections IV, V, and VI of the Modified Final Judgment, and shall have such other powers as
this Court deems appropriate. Subject to paragraph V(D) of the Modified Final Judgment, the
trustee may hire at the cost and expense of Cemex any investment bankers, attorneys, or other
agents, who shall be solely accountable to the trustee, reasonably necessary in the trustee's
judgment to assist in the divestiture.
- Cemex shall not object to a sale by the trustee on any ground other than the
trustee's malfeasance. Any such objection by Cemex must be conveyed in writing to the United
States and the trustee within ten (10) calendar days after the trustee has provided the notice
required under Section VI.
- The trustee shall serve at the cost and expense of Cemex, on such terms and
conditions as plaintiff approves, and shall account for all monies derived from the sale of the
assets sold by the trustee and all costs and expenses so incurred. After approval by the Court of
the trustee's accounting, including fees for its services and those of any professionals and agents
retained by the trustee, all remaining money shall be paid to Cemex and the trust shall then be
terminated. The compensation of the trustee and any professionals and agents retained by the
trustee shall be reasonable in light of the value of the Divestiture Assets and based on a fee
arrangement providing the trustee with an incentive based on the price and terms of the
divestiture and the speed with which it is accomplished, but timeliness is paramount.
- Cemex shall use its best efforts to assist the trustee in accomplishing the required
divestiture. The trustee and any consultants, accountants, attorneys, and other persons retained
by the trustee shall have full and complete access to the personnel, books, records, and facilities
of the business to be divested, and Cemex shall develop financial and other information relevant
to such business as the trustee may reasonably request, subject to reasonable protection for trade
secrets or other confidential research, development, or commercial information. Cemex shall
take no action to interfere with or to impede the trustee's accomplishment of the divestiture.
- After its appointment, the trustee shall file monthly reports with the United States
and the Court setting forth the trustee's efforts to accomplish the divestiture ordered under the
Modified Final Judgment. To the extent such reports contain information that the trustee deems
confidential, such reports shall not be filed in the public docket of the Court. Such reports shall
include the name, address, and telephone number of each person who, during the preceding
month, made an offer to acquire, expressed an interest in acquiring, entered into negotiations to
acquire, or was contacted or made an inquiry about acquiring the Divestiture Assets, and shall
describe in detail each contact with any such person. The trustee shall maintain full records of all
efforts made to divest the Divestiture Assets.
- If the trustee has not accomplished such divestiture within six months after its
appointment, the trustee shall promptly file with the Court a report setting forth: (1) the trustee's
efforts to accomplish the required divestiture; (2) the reasons, in the trustee's judgment, why the
required divestiture has not been accomplished; and (3) the trustee's recommendations. To the
extent such report contains information that the trustee deems confidential, such report shall not
be filed in the public docket of the Court. The trustee shall at the same time furnish such report
to the plaintiff, who shall have the right to make additional recommendations consistent with the
purpose of the trust. The Court thereafter shall enter such orders as it shall deem appropriate to
carry out the purpose of the Modified Final Judgment, which may, if necessary, include
extending the trust and the term of the trustee's appointment by a period requested by the United
States.
VI. Notice of Proposed Divestiture
- Within two (2) business days following execution of a definitive divestiture
agreement, Cemex or the trustee, whichever is then responsible for effecting the divestiture
required herein, shall notify the United States of any proposed divestiture required by Section IV
or V of the Modified Final Judgment. If the trustee is responsible, it shall similarly notify
Cemex. The notice shall set forth the details of the proposed divestiture and list the name,
address, and telephone number of each person not previously identified who offered or expressed
an interest in or desire to acquire any ownership interest in the Divestiture Assets, together with
full details of the same.
- Within fifteen (15) calendar days of receipt by the United States of such notice,
the United States may request from Cemex, the proposed Acquirer or Acquirers, any other third
party, or the trustee, if applicable, additional information concerning the proposed divestiture, the
proposed Acquirer or Acquirers, and any other potential Acquirer. Cemex and the trustee shall
furnish any additional information requested within fifteen (15) calendar days of the receipt of
the request, unless the parties shall otherwise agree.
- Within thirty (30) calendar days after receipt of the notice, or within twenty (20)
calendar days after the United States has been provided the additional information requested
from Cemex, the proposed Acquirer or Acquirers, any third party, or the trustee, whichever is
later, the United States shall provide written notice to Cemex and the trustee, if there is one,
stating whether or not it objects to the proposed divestiture. If the United States provides written
notice that it does not object, the divestiture may be consummated, subject only to Cemex's
limited right to object to the sale under paragraph V(C) of the Modified Final Judgment. Absent
written notice that the United States does not object to the proposed Acquirer or upon objection
by the United States, a divestiture proposed under Section IV or Section V shall not be
consummated. Upon objection by Cemex under paragraph V(C), a divestiture proposed under
Section V shall not be consummated unless approved by the Court.
VII. Financing
Cemex shall not finance all or any part of any purchase by an Acquirer of any Divestiture
Asset pursuant to Section IV or V of the Modified Final Judgment.
VIII. Hold Separate
Until the divestiture required by the Modified Final Judgment has been accomplished,
Cemex shall take all steps necessary to comply with the Amended Hold Separate Stipulation and
Order entered by this Court. Cemex shall take no action that would jeopardize the divestiture
ordered by this Court.
IX. Affidavits
- Within twenty (20) calendar days of the Divestiture Trigger, and every thirty (30)
calendar days thereafter until the divestitures have been completed under Section IV or V,
Cemex shall deliver to the United States an affidavit as to the fact and manner of its compliance
with Section IV or V of the Modified Final Judgment. Each such affidavit shall include the
name, address, and telephone number of each person who, during the preceding thirty days, made
an offer to acquire, expressed an interest in acquiring, entered into negotiations to acquire, or was
contacted or made an inquiry about acquiring, any interest in the Divestiture Assets, and shall
describe in detail each contact with any such person during that period. Each such affidavit shall
also include a description of the efforts Cemex has taken to solicit buyers for the Divestiture
Assets, and to provide required information to any prospective Acquirer, including the
limitations, if any, on such information. Assuming the information set forth in the affidavit is
true and complete, any objection by the United States to information provided by Cemex,
including limitations on the information, shall be made within fourteen (14) calendar days of
receipt of such affidavit.
- Within twenty (20) calendar days of the filing of the Amended Complaint in this
matter, Cemex shall deliver to the United States an affidavit that describes in reasonable detail all
actions Cemex has taken and all steps Cemex has implemented on an ongoing basis to comply
with Section VIII of the Modified Final Judgment. Cemex shall deliver to the United States an
affidavit describing any changes to the efforts and actions outlined in Cemex's earlier affidavits
filed pursuant to this section within fifteen (15) calendar days after the change is implemented.
- Cemex shall keep all records of all efforts made to preserve and divest the
Divestiture Assets until one year after such divestitures have been completed.
X. Compliance Inspection
- For the purposes of determining or securing compliance with this Second
Modified Final Judgment, or of determining whether the Second Modified Final Judgment
should be modified or vacated, and subject to any legally recognized privilege, from time to time
duly authorized representatives of the United States Department of Justice, including consultants
and other persons retained by the United States, shall, upon written request of a duly authorized
representative of the Assistant Attorney General in charge of the Antitrust Division, and on
reasonable notice to Cemex, be permitted:
- access during Cemex's office hours to inspect and copy, or at plaintiff's
option, to require Cemex to provide copies of, all books, ledgers, accounts,
records and documents in the possession, custody, or control of Cemex, relating to
any matters contained in this Second Modified Final Judgment; and
- to interview, either informally or on the record, Cemex's officers,
employees, or agents, who may have their individual counsel present, regarding
such matters. The interviews shall be subject to the reasonable convenience of the
interviewee and without restraint or interference by Cemex.
- Upon the written request of a duly authorized representative of the Assistant
Attorney General in charge of the Antitrust Division, Cemex shall submit written reports or
responses to written interrogatories, under oath if requested, relating to any of the matters
contained in this Second Modified Final Judgment as may be requested.
- No information or documents obtained by the means provided in this section shall
be divulged by the United States to any person other than an authorized representative of the
executive branch of the United States, except in the course of legal proceedings to which the
United States is a party (including grand jury proceedings), or for the purpose of securing
compliance with this Second Modified Final Judgment, or as otherwise required by law.
- If, at the time information or documents are furnished by Cemex to the United
States, Cemex represents and identifies in writing the material in any such information or
documents to which a claim of protection may be asserted under Rule 26(c)(7) of the Federal
Rules of Civil Procedure, and Cemex marks each pertinent page of such material, "Subject to
claim of protection under Rule 26(c)(7) of the Federal Rules of Civil Procedure," then the United
States shall give Cemex ten (10) calendar days notice prior to divulging such material in any
legal proceeding (other than a grand jury proceeding).
XI. No Reacquisition
Cemex may not reacquire any part of the Divestiture Assets during the term of this
Second Modified Final Judgment, except that Cemex may reacquire Rinker's Kennedy plant,
located at 1406 Atlanta Avenue, Orlando, Florida 32806, provided that it simultaneously divests
and does not subsequently reacquire its Division Avenue plant located at 2201 Division Avenue,
Orlando, Florida.
XII. Retention of Jurisdiction
This Court retains jurisdiction to enable any party to this Second Modified Final
Judgment to apply to this Court at any time for further orders and directions as may be necessary
or appropriate to carry out or construe this Second Modified Final Judgment, to modify any of its
provisions, to enforce compliance, and to punish violations of its provisions.
XIII. Expiration of Final Judgment
Unless this Court grants an extension, this Second Modified Final Judgment shall expire
on November 28, 2017.
XIV. Public Interest Determination
Entry of this Second Modified Final Judgment is in the public interest.
Date: 3/5/09
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United States District Judge
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