2007-SOX-1 Tsai v. Doctor's Associates, Inc., d/b/a Subway International
Order of Dismissal
(ALJ Nov. 13, 2006) (Ralph A. Romano)PDF |
HTM
2007-SOX-2 Mozingo v. The South Financial Group, Inc.
Initial Decision & Order Granting Respondent's Motion for Summary Decision
(ALJ Dec. 6, 2006) (Daniel A. Sarno, Jr.)PDF |
HTM
Final Decision & Order Dismissing Appeal (ARB Feb. 8, 2007)
PDF |
HTML
2007-SOX-04 Dorado v. Pope & Talbot, Inc.
Order Approving Settlement
(ALJ Oct. 23, 2007) (Russell D. Pulver)
PDF |
HTM
2007-SOX-5 Menendez v. Halliburton, Inc.
Decision & Order
(ALJ Sept. 18, 2008) (Patrick M. Rosenow)
PDF |
HTM
2007-SOX-6 Rowland v. National Association of Securities Dealers
Recommended Decision & Order Dismissing the Complaint
(ALJ July 2, 2007) (Anne Beytin Torkington)
PDF |
HTM
2007-SOX-7 Shekarabi v. Cornerstone Ventures, Inc.
Order Approving Settlement & Dismissing Case
(ALJ Apr. 8, 2009) (Larry S. Merck)PDF
[consolidated with 2006-SOX-106]
2007-SOX-8 Daley v. Lazard Asset Management, LLC
Decision & Order
(ALJ Mar. 30, 2007) (Paul H. Teitler)
PDF |
HTM
2007-SOX-9 Bible v. Gunstra Builders, Inc.
Order of Dismissal
(ALJ Feb. 21, 2007) (Donald W. Mosser)
PDF |
HTM
2007-SOX-10 Ciavarra v. BMC Software, Inc.
Decision & Order of Dismissal & Order Cancelling Hearing
(ALJ Feb. 6, 2007) (C. Richard Avery)PDF |
HTM
Ciavarra v. BMC Software, Inc., No. 4:07-CV-00413 (S.D.Tex. Feb. 7, 2008)
(Memorandum & Order)
PDF |
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2007-SOX-11 Prestwood v. Clear Channel Broadcasting Inc.
Decision & Order Approving Settlement Agreement, Protecting
Confidentiality & Dismissing Complaint
(ALJ Mar. 26, 2008) (Clement J. Kennington)
PDF |
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2007-SOX-12 Miller v. Aon Risk Services, Inc. of New York
Decision & Order Approving Settlement & Dismissing Complaint With Prejudice
(ALJ Jan. 3, 2008) (Janice K. Bullard)
PDF |
HTML
2007-SOX-13 Fredrickson v. The Home Depot U.S.A., Inc.
Recommended Decision & Order Granting Motion for Summary Decision & Cancelling Formal Hearing
(ALJ July 10, 2007) (Lee J. Romero, Jr.)
PDF |
HTML
2007-SOX-14 He v. Johnson & Johnson
Final Order Approving Approving Settlement & Dismissing Complaint
(ALJ May 1, 2007) (Robert D. Kaplan) PDF
2007-SOX-15 Pittman v. Siemens AG
Decision & Order Dismissing Complaint & Denying Request for Attorney's Fees
(ALJ July 26, 2007) (Anne Beytin Torkington)
PDF |
HTML
2007-SOX-16 Burke v. WPP Group, PLC
Decision & Order Dismissing Complaint
(ALJ May 8, 2008) (Adele H. Odegard)
PDF |
HTML
2007-SOX-17 Johnson v. DRS Technologies, Inc.
Order of Dismissal
(ALJ Feb. 13, 2007) (Ralph A. Romano)PDF |
HTM
Final Decision and Order (ARB Aug. 28, 2008)
PDF |
HTML
Appeal filed, Sneed v. USDOL, No. 08-16090 (11th Cir)
2007-SOX-19 Coppinger-Martin v. Nordstrom, Inc.
Decision & Order Granting Respondent's Motion to Dismiss & Order Dismissing the Complaint
(ALJ Apr. 4, 2007) (Anne Beytin Torkington)PDF |
HTM
2007-SOX-20 Salian v. Reedhycalog UK
Order Dismissing Complaint on Summary Decision
(ALJ May 11, 2007) (Joseph E. Kane)PDF |
HTM
<
Final Decision and Order (ARB Dec. 31, 2008)
PDF |
HTML
2007-SOX-21 Stone v. Instrumentation Laboratory SpA
Order Granting Respondent's Motion for Summary Decision
Dismissing Complaints and Order Denying Complainant's Motion to Stay Summary Decision (ALJ Sept. 6, 2007) (Colleen A. Geraghty)
PDF |
HTM
Final Order Dismissing Appeal (ARB Nov. 30, 2007)
PDF |
HTML
Stone v. Instrumentation Laboratory SpA, No. 03191 (D.Md. July 2, 2008)
PDF |
HTML
Final Order of Dismissal (ARB July 31, 2008)
PDF |
HTML
2007-SOX-22 Evans v. Liberty Medical Supply, Inc.
Order Dismissing Complaint Without Prejudice
(ALJ July 2, 2007) (Donald W. Mosser)
PDF |
HTM
2007-SOX-23 Pardy v. Ogilvy & Mather Worldwide Inc.
Order
(ALJ Feb. 27, 2007) (Paul H. Teitler) (OALJ lost jurisdiction upon filing in district court)PDF |
HTM
Pardy v. Gray, 1:06-CV-06801 (E.D.N.Y. June 22, 2007) (action transferred to S.D.N.Y.)
Case transferred in Pardy v. Gray, 1:07-cv-06324-LAP (S.D.N.Y.)
Pardy v. Gray, 1:07-cv-06324-LAP (S.D.N.Y. July 15, 2008)
(Memorandum & Order)
PDF |
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2007-SOX-24
Decision & Order Granting Respondent's Motion for Summary Decision & Dismissing Complaint
(ALJ Mar. 28, 2008) (Daniel L. Leland)
PDF |
HTM
2007-SOX-25 Forrest v. Altus Pharmeceuticals, Inc.
Final Order Approving Settlement & Dismissing Complaint
(ALJ July 3, 2007) (Daniel F. Sutton)
PDF |
HTM
2007-SOX-26 Caldwell v. Airgate International
Order of Dismissal
(ALJ Feb. 29, 2008) (Bullard)
PDF |
HTM
2007-SOX-27 Zang v. Fidelity Management & Research Co.
Decision & Order Granting Summary Decision Dismissing Complaint
(ALJ Mar. 27, 2008) (Colleen A. Geraghty)
PDF |
HTM
Complaint filed on May 6, 2008 in U.S. District Court for the District of Massachusetts, Zang v. Fidelity Management, No. 1:08-cv-10758
Order Holding Case in Abeyance (ARB May 28, 2008)
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HTML
Final Decision and Order (ARB Aug. 26, 2008)
PDF |
HTML
2007-SOX-28 Reynolds v. Dave & Busters, Inc.
Order of Dismissal
(ALJ May 12, 2008) (Donald W. Mosser)
PDF |
HTM
[consolidated with 2007-SOX-29]
2007-SOX-29 Collins v. Dave & Busters, Inc.
[consolidated with 2007-SOX-28]
see 2007-SOX-28 for Order of Dismissal
2007-SOX-30 Fleszar v. American Medical Association
Initial Decision & Order -- Dismissal of Complaint
(ALJ June 13, 2007) (Richard T. Stansell-Gamm) PDF |
HTM
Order of Consolidation & Final Decision and Order (ARB Mar. 31, 2009)
PDF |
HTML
[consolidated with 2008-SOX-16]
2007-SOX-31 Miley v. Emerachem, LLC and Cummins, Inc.
Order of Dismissal
(ALJ June 15, 2007) (Larry W. Price) PDF |
HTM
2007-SOX-32 Hunt v. Parente Randolph, LLC
Order of Dismissal
(ALJ June 7, 2007) (Larry S. Merck) PDF |
HTM
2007-SOX-33 Meggs v. McAfee, Inc.
Final Order of Dismissal
(ALJ Mar. 12, 2008) (Kenneth A. Krantz)
PDF |
HTM
2007-SOX-34 Savastano v. WPP Group, PLC
Decision & Order Granting Summary Decision & Dismissing Complaint
(ALJ July 18, 2007) (Daniel F. Sutton)
PDF |
HTM
2007-SOX-36 Ubinger v. CAE International
Decision & Order Dismissing the Complaint & Cancelling Hearing
(ALJ May 22, 2007) (C. Richard Avery) PDF |
HTM
Final Decision and Order (ARB Aug. 27, 2008)
PDF |
HTML
2007-SOX-37 Curry v. Volt Information Sciences, Inc.
Order
(ALJ Aug. 15, 2007) (civil complaint filed in S.D.N.Y.) (Adele H. Odegard)
PDF |
HTM
Curry v. Volt Information Sciences, Inc., No. 07-CV-7158 (S.D.N.Y. Mar. 18, 2008)
(Memorandum Opinion & Order)
PDF |
HTML
2007-SOX-38 Long v. The Home Depot, Inc.
Order of Dismissal
(ALJ Aug. 29, 2007) (Jeffrey Tureck)
PDF |
HTM
2007-SOX-39 Sylvester v. Parexel International LLC
Decision & Order Dismissing Complaints
(ALJ Aug. 31, 2007) (Edward Terhune Miller)
PDF |
HTM
[consolidated with 2007-SOX-42]
2007-SOX-40 Vodopia v. Philips Electronics North America Corp.
Order of Dismissal
(ALJ Aug. 1, 2007) (Ralph A. Romano)
PDF |
HTM
2007-SOX-41 Pearson v. Nite Capital LP
Order of Dismissal
(ALJ June 19, 2007) (Thomas F. Phalen, Jr.) PDF |
HTM
2007-SOX-42 Neuschafer v. Parexel International LLC
Decision & Order Dismissing Complaints
(ALJ Aug. 31, 2007) (Edward Terhune Miller)
PDF |
HTM
[consolidated with 2007-SOX-39]
2007-SOX-43 Funke v. Federal Express Corp.
Recommended Decision & Order
(ALJ Sept. 19, 2008) (Russell D. Pulver)
PDF |
HTM
2007-SOX-44 Ahluwalia v. ABB, Inc.
Decision & Order Granting Motion to Dismiss
(ALJ Sept. 24, 2007) (Thomas M. Burke)
PDF |
HTM
2007-SOX-42 Hill v. Nature's Sunshine Products
Decision & Order Dismissing Complaint
(ALJ Sept. 13, 2007) (Jennifer Gee)
PDF |
HTM
[consolidated with 2007-SOX-46]
2007-SOX-46 Hays v. Nature's Sunshine Products
Decision & Order Dismissing Complaint
(ALJ Sept. 13, 2007) (Jennifer Gee)
PDF |
HTM
[consolidated with 2007-SOX-45]
2007-SOX-47 Inman v. Fannie Mae
Order Granting Respondent's Motion for Summary Judgment
(ALJ Mar. 5, 2008) (Stephen L. Purcell)
PDF |
HTM
2007-SOX-48 Davis v. Bausch & Lomb, Inc.
Decision & Order Approving Settlement
& Dismissing Complaint with Prejudice
(ALJ May 1, 2008) (Joseph E. Kane)
PDF |
HTM
2007-SOX-49 Hinds v. Hillenbrand Industries, Inc.
Recommended Order of Dismissal
(ALJ Oct. 1, 2007) (Linda S. Chapman)
PDF |
HTM
2007-SOX-50 Adam v. Fannie Mae
Recommended Decision & Order Granting Respondent's Motion for Summary Decision
(ALJ Feb. 25, 2008) (Larry W. Price)
PDF |
HTM
2007-SOX-51 Pulaski v. NRG Energy, Inc.
Decision & Order Granting Complainant's Request for Withdrawal of His Claim & Dismissing the Complaint With Prejudice
(ALJ Feb. 25, 2008) (William S. Colwell)
PDF |
HTM
2007-SOX-52 Azure v. Dominick's/Safeway
Decision & Order Granting Respondent's Motion for Summary
Decision & Cancellation of Hearing
(ALJ Sept. 14, 2007) (Thomas F. Phalen, Jr.)
PDF |
HTM
2007-SOX-53 Bailey v. United Auto Group, Inc. n/k/a Penske Automotive Group, Inc., and Westbury Superstore, Ltd. d/b/a Westbury Toyota
Decision & Order Approving Settlement & Dismissing Complaint With Prejudice
(ALJ May 21, 2008) (Janice K. Bullard)
PDF |
HTM
2007-SOX-54 Kaser v. A.G. Edwards and Sons, Inc.
Decision & Order
(ALJ Apr. 14, 2008) (Larry S. Merck)
PDF |
HTM
2007-SOX-55 Levi v. Anheuser Busch Companies, Inc.
Decision & Order
(ALJ Sept. 17, 2007) (Richard T. Stansell-Gamm)
PDF |
HTM
Order of Consolidation and Final Decision and Order (ARB Apr. 30, 2008) (ARB consolidated decision ARB Nos. 06-102, 07-020, 08-006, ALJ Nos., 2006-SOX-37 and 108, 2007-SOX-55)
PDF |
HTML
Appeal filed, Levi v. USDOL, No. 08-1221 (3d Cir.)
Levi v. Anheuser-Busch Co. Inc., No. 08-00398 (W.D.Mo. Oct. 27, 2008)
PDF |
HTML
Appeal filed, Levi v. USDOL, No. 08-1221 (3rd Cir.)
2007-SOX-56 Matthews v. Labarge, Inc.
Order of Dismissal
(ALJ Dec. 4, 2007) (Donald W. Mosser)
PDF |
HTM
Final Decision and Order (ARB Nov. 26, 2008)
PDF |
HTM
2007-SOX-57 Dauzat v. Crawford & Co.
Order Dismissing Complaint & Cancelling Hearing
(ALJ Aug. 12, 2008) (Stephen L. Purcell)
PDF |
HTM
2007-SOX-58 Jarrett v. Crawford & Co.
Order of Dismissal
(ALJ Dec. 4, 2007) (Stephen L. Purcell)
PDF |
HTM
2007-SOX-59 Craig v. Clayton Williams Energy, Inc.
Order of Dismissal (ALJ Nov. 14, 2007) (Stephen L. Purcell)
PDF |
HTM
2007-SOX-60 Sullivan v. Science Applications International Corp.
Order Granting Stay & Compelling Arbitration
(ALJ Sept. 21, 2007) (William Dorsey)
PDF |
HTM
2007-SOX-61 Mullins v. FPL Energy, LLC
Order Dismissing Complaint With Prejudice
(ALJ Aug. 30, 2007) (Joseph E. Kane)
PDF |
HTM
2007-SOX-62 Bell v. Edward Jones Investments
Order Approving Withdrawal of Complainant's Objection & Request for Hearing
(ALJ Oct. 3, 2007) (Clement J. Kennington)
PDF |
HTM
2007-SOX-63 Duffy v. United Commercial Bank
Order Approving Settlement
(ALJ Oct. 23, 2007) (Russell D. Pulver)
PDF |
HTM
2007-SOX-64 Clark v. General Dynamics Corp.
Order of Dismissal
(ALJ Dec. 20, 2007) (Anne Beytin Torkington)
PDF |
HTM
2007-SOX-65 Rand v. General Dynamics Corp.
Order of Dismissal
(ALJ Dec. 20, 2007) (Anne Beytin Torkington)
PDF |
HTM
2007-SOX-66 Sharp v. Republic Paperboard Co., LLC
Decision & Order Granting Complainant's Voluntary Withdrawal of Objections & Hearing Request &
Denying Respondent's Motion for Attorney Fees (ALJ Mar. 5, 2008) (Joseph E. Kane)
PDF |
HTM
2007-SOX-67 Steinmetz v. North Fork Bancorportation, Inc.
Decision & Order of Dismissal & Order Cancelling Further Proceedings
(ALJ Mar. 10, 2008) (Larry W. Price)
PDF |
HTM
2007-SOX-68 Piccolo v. Siemens Medical Solutions USA, Inc.
Order of Dismissal
(ALJ Oct. 16, 2007) (Adele H. Odegard)
PDF |
HTM
2007-SOX-69 Davis v. Medic Alert Foundation, Inc.
Decision & Order of Dismissal & Order Cancelling Hearing
(ALJ Aug. 17, 2007) (Gerald M. Etchingham)
PDF |
HTM
2007-SOX-70 Bowen v. Wal-Mart Stores, Inc.
Order Approving Withdrawal of Objections
to Assistant Secretary's Findings
(ALJ Aug. 5, 2008) (Patrick M. Rosenow)
PDF |
HTM
2007-SOX-71 James v. Royal Carribbean International
Decision & Order Allowing Voluntary Withdrawal of Complaint
(ALJ Sept. 21, 2007) (Edward Terhune Miller)
PDF |
HTM
2007-SOX-72 Menz v. Lannett Co., Inc.
Recommended Decision & Order
(ALJ May 27, 2008) (Ralph A. Romano)
PDF |
HTM
2007-SOX-73 Koeck v. General Electric Co.
Recommended Summary Decision & Order Dismissing Complaint
(ALJ Mar. 13, 2008) (Jeffrey Tureck)
PDF |
HTM
Final Decision and Order of Dismissal (ARB Aug. 28, 2008)
PDF |
HTML
2007-SOX-74 Joy v. Robbins & Myers, Inc.
Decision & Order Granting Complainant`s
Motion to Amend the Complaint & Granting Respondent`s Motion for Summary Decision
&Cancellation of Hearing (ALJ Jan. 30, 2008) (Phalen)
PDF |
HTM
2007-SOX-75 Jefferis v. Goodrich Corp.
Decision & Order Granting Respondent's
Motion for Summary Judgment and Dismissing Complaint
(ALJ May 9, 2008) (Joseph E. Kane)
PDF |
HTM
2007-SOX-76 Galinsky v. Bank of America Corp.
Decision & Order Granting Respondent's
Motion for Summary Judgment; Dismissing the Complaint and Declining to Issue Sanctions
(ALJ Oct. 12, 2007) (Janice K. Bullard)
PDF |
HTM
2007-SOX-77 Skidmore v. Transaction Systems Architects Inc.
Order [dismissing ALJ proceeding based on filing in federal court]
(ALJ Jan. 8, 2008) (Michael P. Lesniak)
PDF |
HTM
Skidmore v. ACI Worldwide, Inc., No. 8:08-CV-00001 (D.Neb. June 18, 2008)
PDF |
HTML
Skidmore v. ACI Worldwide, Inc., No. 8:08-CV-00001 (D.Neb. Sept. 9, 2008)
PDF |
HTML
2007-SOX-78 Connolly v. ICT Group, Inc.
Order of Dismissal
(ALJ Oct. 16, 2007) (Robert D. Kaplan)
PDF |
HTM
2007-SOX-79 Daryanani v. Royal & Sun Alliance d/b/a Arrowpoint Capital Corp.
Order of Dismissal
(ALJ Apr. 8, 2008) (Donald W. Mosser)
PDF |
HTM
2007-SOX-80 Sequeira v. KB Homes
Decision & Order of Dismissal
(ALJ Sept. 24, 2007) (Lee J. Romero, Jr.)
PDF |
HTM
2007-SOX-81 Harkness v. Fieldstone Investment Corp.
Order of Dismissal
(ALJ Jan. 11, 2008) (Jeffrey Tureck)
PDF |
HTM
2007-SOX-85 Ellis v. Commscope, Inc.
Decision &asmp; Order of Dismissal & Order Cancelling Hearing
(ALJ Dec. 6, 2007) (C. Richard Avery)
PDF |
HTM
Ellis v. Commscope, Inc. of North Carolina, No. 3:07-cv-01938-G (N.D.Tx. Sept. 11, 2008)
PDF |
HTML
2007-SOX-86 Mahaley v. DRS Technologies Services, Inc.
Order of Dismissal
(ALJ Oct. 1, 2007) (Linda S. Chapman)
PDF |
HTM
2007-SOX-87 Hajela v. ING Groep
Order of Dismissal
(ALJ Feb. 26, 2008) ()
PDF |
HTM
2007-SOX-88 Lewandowski v. Viacom Inc.
Recommended Decision & Order Granting Respondent's Motion for Summary Decision
(ALJ Nov. 20, 2007) (Adele H. Odegard)
PDF |
HTM
2007-SOX-89 Grander v. Newmont Mining Corp.
Order Approving Settlement
(ALJ Dec. 26, 2007) (Russell D. Pulver)
PDF |
HTM
2007-SOX-91 Lingo v. NVR, Inc.
Order of Dismissal (ALJ Nov. 7, 2007) (Ralph A. Romano)
PDF |
HTM
2007-SOX-92 Pik v. Goldman Sachs Group, Inc.
Decision & Order Dismissing the Complaint
(ALJ Feb. 21, 2008) (John M. Vittone)
PDF |
HTM