Return to Home PageEQUAL EMPLOYMENT OPPORTUNITY COMMISSION
DEPARTMENT OF LABOR
Coordination of Functions; Memorandum of Understanding
AGENCIES: Equal Employment Opportunity Commission and Department of Labor
ACTION: Final Notice
SUMMARY: The Equal Employment Opportunity Commission (EEOC) and the Department of Labor (DOL), Office of Federal Contract Compliance Programs (OFCCP) have adopted final revisions to their 1981 Memorandum of Understanding, originally published at 46 FR 7435, Jan. 23, 1981. The revisions include updated charge processing procedures to increase coordination and efficiency and to minimize duplication in the agencies' overlapping EEO enforcement activities. Modeled on the 1992 joint rule for processing disability complaints under Section 503 of the Rehabilitation Act and Title I of the Americans with Disabilities Act, the revisions authorize OFCCP to act as EEOC's agent to process and resolve the Title VII component of complaints/charges dual filed with OFCCP under Executive Order 11246, as amended, and Title VII of the Civil Rights Act of 1964, as amended. The revisions also add a paragraph to address Title VII's confidentiality requirements. Additional minor changes have been made to update other sections of the 1981 agreement, such as changes in the titles of agency officials.
EFFECTIVE DATE: [insert date of publication in the FEDERAL REGISTER]
FOR FURTHER INFORMATION CONTACT: Carol R. Miaskoff, Assistant Legal Counsel For Coordination, Equal Employment Opportunity Commission, (202) 663- 4639 (voice), 202-663-7026 (TTY); or James I. Melvin, Director, Division of Policy, Planning, and Program Development, Office of Federal Contract Compliance Programs, Department of Labor, (202) 693-0102 (voice), (202) 693-1308 (TTY).
SUPPLEMENTARY INFORMATION: The revised Memorandum of Understanding (MOU) sets forth complaint processing and information sharing procedures, as did the original 1981 MOU, to coordinate enforcement efforts under Executive Order 11246 and Title VII. The revised MOU retains the same general division of labor between the agencies as set forth in the 1981 agreement regarding Executive Order 11246 complaints filed with OFCCP. OFCCP will normally refer dual-filed complaints/charges of an individual nature to EEOC for processing, and will normally retain systemic or class dual-filed complaints/charges. The revised MOU authorizes OFCCP to act as EEOC's agent in processing and resolving the Title VII component of dual-filed complaints/charges that OFCCP retains under the agreement.
The agencies published a proposed notice on December 14, 1998, at 63 FR 68764, inviting public comment on the proposed changes to the 1981 MOU's charge processing provisions and the proposed new paragraph addressing Title VII's confidentiality requirements. The agencies received 27 comments from a variety of stakeholders. Many of the commenters endorsed the proposed changes as steps that would strengthen EEO enforcement and increase the agencies' efficiency and effectiveness. One commenter criticized the proposed revisions on the grounds that they are an unauthorized expansion of OFCCP's powers. Another commenter challenged the general distribution of responsibilities between the agencies for systemic and class claims. Set out below are specific points and suggestions for changes raised by various commenters and the agencies' response.
Numerous commenters recommended broadening the scope of the MOU to authorize OFCCP to act as EEOC's agent in the course of OFCCP compliance reviews, in the interests of further maximizing the efficiency and effectiveness of the agencies' enforcement efforts. Three commenters opposed this view, and two commenters asked that the MOU explicitly provide that OFCCP's authority to act as EEOC's agent is limited to complaints and charges and does not extend to compliance reviews. An agency can delegate no more authority than it has. Because EEOC's enforcement authority under Title VII is premised on the receipt of charges, there can be no delegation to OFCCP when there is no charge/complaint. Therefore, the revised MOU retains the language published in the proposed notice stating that OFCCP is authorized to act as EEOC's agent only with respect to the Title VII component of complaints or charges filed with, and retained by, OFCCP pursuant to paragraph 7 of the MOU.
Numerous commenters recommended that the agencies consider the complainant's preference when requesting deviation from the MOU's normal charge referral procedures. Normally, OFCCP retains systemic or class claims and refers individual claims to EEOC. However, EEOC may request referral of systemic or class claims and OFCCP may request retention of individual claims, in appropriate cases. It is not necessary to consult with the complainant when OFCCP requests retention of an individual claim, given that the complaint/charge was filed with OFCCP in the first instance. When EEOC requests referral of systemic or class claims, it will consult with the charging party when appropriate and practical to do so. In any instance of charge referral under the MOU, OFCCP will continue to notify the complainant/charging party that her/his charge has been referred to the EEOC for processing.
Two commenters focused on the standards to be used by OFCCP when it processes Title VII claims pursuant to the MOU. The commenters mistakenly believed that the revised MOU omits language in the 1981 MOU that addressed the agencies' use of consistent internal enforcement standards and procedures. This language has not been omitted; it is included in its entirety as paragraph 9 in the revised MOU. One of the commenters remarked, in particular, that, in conciliating Title VII claims, OFCCP should follow EEOC's remedies policy, under which cases may be settled for "substantial" rather than "full" relief. This concern is addressed both by paragraph 9 of the revised MOU and, more explicitly, by language in paragraph 7 explaining that OFCCP's efforts to obtain relief in Title VII claims shall be "consistent with EEOC's standards for remedies." More generally, the two commenters emphasized that OFCCP should adhere to Title VII law on liability and damages when processing Title VII claims as EEOC's agent. This is consistent with the agencies' intent and the new MOU's delegation of authority, and we have therefore added a provision to this effect in the new MOU.
One commenter recommended that systemic or class Title VII claims in complaints filed with OFCCP be referred to EEOC in the first instance. The commenter argued that OFCCP should pursue only those systemic or class claims that EEOC has decided not to pursue. The division of labor between the agencies as contemplated by the revised MOU is a long-standing arrangement that, in the agencies' experience, has been and remains an effective means of coordinating enforcement functions. Since adoption of the 1981 MOU, OFCCP has retained systemic or class claims, with allowance for EEOC to request referral of these claims in appropriate cases. OFCCP is well-suited to process systemic and class claims given its thirty-plus years of systemic enforcement experience.
Two commenters opposed the revised MOU on the belief that it is an unauthorized expansion of OFCCP's powers. One commenter assumed that OFCCP will act as EEOC's agent in OFCCP compliance reviews which, for the reasons discussed above, will not be the case. The other commenter argued that the decision whether to delegate authority to OFCCP to investigate and seek damages in individual Title VII charges should be left to Congress. The revised MOU's delegation of authority to OFCCP to process and resolve the Title VII component of certain charges/complaints is consistent with EEOC's authority under Title VII and Executive Order 12067 to implement agreements and procedures that minimize duplication and maximize efficiency and coordination in EEO compliance and enforcement.
New paragraph 8 of the MOU addresses the application of Title VII's confidentiality provisions to OFCCP's receipt of certain information. After consideration by the agencies, the text of subparagraphs 8(a) and 8(b) of the MOU, as published in the proposed notice, has been revised to add references to the confidentiality provisions of the Trade Secrets Act and the Privacy Act, in addition to Title VII.
The text of new paragraphs 7 and 8 of the MOU is set out below. The entire text of the MOU is included as an Appendix. It is also available on EEOC's Home Page at www.eeoc.gov, and on DOL's Employment Standards Administration Home Page at www.dol.gov/dol/esa.
/s/
________________________
Ida L. Castro
Chairwoman
Equal Employment Opportunity Commission
/s/
________________________
Alexis M. Herman
Secretary of Labor
/s/
________________________
Bernard E. Anderson
Assistant Secretary
Employment Standards Administration
/s/
________________________
Shirley J. Wilcher
Deputy Assistant Secretary for
Federal Contract Compliance
7. Processing of Complaints Filed with OFCCP
(a) Dual-Filed Complaints/Charges -- Complaints of employment discrimination filed with OFCCP under Executive Order 11246 will be considered charges simultaneously filed under Title VII whenever the complaints also fall within the jurisdiction of Title VII. For the purpose of determining the timeliness of such a charge, which will be considered dual filed under this paragraph, the date the matter was received by OFCCP shall be deemed to be the date it was received by EEOC.
(b) Systemic or Class Allegations -- OFCCP will retain, investigate, and resolve allegations of discrimination of a systemic or class nature on the basis of race, color, religion, sex, or national origin, over which it has jurisdiction. OFCCP shall promptly notify EEOC's Director, Office of Field Programs, of OFCCP's receipt of complaints/charges that include such allegations, by forwarding a copy of the complaint/charge (and third party certificate, if any). In addition, OFCCP shall make available to EEOC, upon request, information obtained in the investigation and processing of such allegations, pursuant to paragraphs 1 and 6(b) herein. In appropriate cases, EEOC may request that it be referred systemic or class allegations under Title VII so as to avoid duplication and assure effective law enforcement.
(c) Individual Allegations -- OFCCP will refer to the appropriate EEOC field office allegations of discrimination of an individual nature on the basis of race, color, religion, sex, or national origin in dual filed complaints/charges. In appropriate cases, OFCCP may request that it retain such allegations so as to avoid duplication and assure effective law enforcement.
(d) Appointment of OFCCP as EEOC's Agent -- OFCCP will act as EEOC's agent for the purposes of receiving, investigating, and processing the Title VII component of complaints/charges that it retains under this paragraph. OFCCP shall investigate and process such dual filed complaints/charges as set forth in this subparagraph, and in a manner consistent with Title VII principles on liability and damages.
(1) Notice of Receipt of Complaint/Charge -- Within ten days of receipt of the complaint/charge, OFCCP shall notify the contractor/respondent that it has received a charge of employment discrimination under Executive Order 11246 and Title VII. This notification shall state the date, place, and circumstances of the alleged unlawful employment practice(s).
(2) Fair Employment Practice Agency Deferral Period -- Pursuant to work-sharing agreements between EEOC and state and local agencies designated as fair employment practice agencies, the deferral period for dual filed Title VII charges that OFCCP receives will be waived.
(3) Not Reasonable Cause Findings -- If the OFCCP investigation of a dual filed complaint/charge results in a not reasonable cause finding under Title VII, OFCCP will issue a Title VII dismissal and notice of right-to-sue. OFCCP will close the Title VII component of the complaint/charge and promptly notify EEOC's Director, Office of Field Programs, of the closure.
(4) Reasonable Cause Findings --
(i) Successful Conciliation -- If the OFCCP investigation of a dual filed complaint/charge results in a reasonable cause finding under Title VII, OFCCP will issue a reasonable cause finding under Title VII. OFCCP will attempt conciliation to obtain relief, consistent with EEOC's standards for remedies, for all aggrieved persons covered by the Title VII charge. If conciliation is successful, the conciliation agreement will state that the complainant/charging party agrees to waive the right to pursue the subject issues further under Title VII. OFCCP will close the Title VII component of the complaint/charge, and promptly notify EEOC's Director, Office of Field Programs, of the closure.
(ii) Unsuccessful Conciliation -- When conciliation is not successful, the Executive Order 11246 component of the complaint/charge will be considered for further OFCCP processing consistent with OFCCP's usual procedures. At the conclusion of OFCCP processing, OFCCP shall transmit the Title VII charge component to EEOC for any action EEOC deems appropriate. If EEOC declines to pursue further action, EEOC will close the Title VII charge and issue a notice of right-to-sue.
(5) Issuance of Notice of Right-to-Sue Upon Request -- Consistent with the Title VII procedures set forth at 29 C.F.R. 1601.28, after 180 days from the date the complaint/charge was filed, OFCCP shall promptly issue upon request a notice of right-to-sue on the Title VII component of a complaint/charge that it retains. Issuance of a notice of right-to-sue shall terminate further OFCCP processing of the Title VII component of the complaint/charge unless it is determined at that time or at a later time that it would effectuate the purposes of Title VII to further process the Title VII component of the complaint/charge.
(6) Subsequent Attempts to File an EEOC Charge Covering the Same Facts and Issues --
If an individual who has already filed an OFCCP complaint/charge that is deemed dual filed under Title VII subsequently files a Title VII charge with EEOC covering the same facts and issues, EEOC will forward the charge to OFCCP for consolidated processing.
8. Confidentiality
(a) When EEOC provides information to OFCCP, then the confidentiality requirements of sections 706(b) and 709(e) of Title VII of the Civil Rights Act of 1964 apply to that information. When OFCCP receives the same information from a source independent of EEOC, the preceding sentence does not preclude disclosure of the information received from the independent source. However, OFCCP will also observe any confidentiality requirements imposed on such information by the Trade Secrets Act or the Privacy Act.
(b) When OFCCP obtains information from its receipt, investigation, and processing of the Title VII component of a dual filed charge, or when OFCCP creates documents that exclusively concern the Title VII component of a dual filed charge, OFCCP will observe any confidentiality requirements imposed on such information by the Trade Secrets Act, the Privacy Act, and sections 706(b) and 709(e) of Title VII of the Civil Rights Act of 1964.
(c) Questions concerning confidentiality under Title VII shall be directed to EEOC's Deputy Legal Counsel for Legal Services, Office of Legal Counsel.
(d) Questions concerning confidentiality under Executive Order 11246, as amended, or 38 U.S.C. 4212 (Section 402 of VEVRAA) shall be directed to OFCCP, Director, Division of Program Operations.
This Memorandum of Understanding (MOU) between the U.S. Department of Labor (DOL) and the Equal Employment Opportunity Commission (EEOC) is being implemented to further the objectives of Congress under Section 715 of Title VII of the Civil Rights Act of 1964, as amended by the Equal Employment Opportunity Act of 1972; of Executive Order 12067, 43 FR 28967; and Section 6 of Reorganization Plan No. 1 of 1978 (43 FR 19807). These objectives are to develop and implement agreements, policies and practices designed to maximize effort, promote efficiency, and eliminate conflict, competition, duplication and inconsistency among the operations, functions and jurisdictions of the parties to the MOU.
The parties to this MOU agree as follows:
1. The Office of Federal Contract Compliance Programs (OFCCP), Employment Standards Administration (ESA), DOL shall make available to the appropriate requesting official of the EEOC or his or her designee for inspection and copying and/or loan, any documents in its possession pertaining to the effective enforcement or administration of (a) Title VII of the Civil Rights Act of 1964, as amended; or (b) Reorganization Plan No. 1 of 1978 and Executive Order 12067. All documents will be made available within ten days of such request. Disclosure of such material by EEOC shall be in accordance with paragraph 5 of this Agreement. All transfers of information under this and other paragraphs of this MOU shall only be made where not otherwise prohibited by law.
2. The EEOC shall make available to the appropriate requesting official of the OFCCP or his or her designee for inspection and copying and/or loan any documents pertaining to the enforcement and administration of Executive Order 11246; 38 U.S.C. 4212 of the Vietnam Era Veterans' Readjustment Assistance Act of 1974; Section 503 of the Rehabilitation Act of 1973; and Executive Order 12067. All documents in its possession (or to which it has access through a work-sharing agreement as described in paragraph 5(b) of this Agreement) will be made available within ten days of such request. Disclosure of such material by OFCCP shall be in accordance with paragraphs 5 and 8 of this Agreement.
3. "Appropriate Requesting Officials" shall, for the purpose of this Agreement, include the following officials, or their successors, or their designees:
(a) For the EEOC:
1. The Chair
2. The Executive Director
3. The General Counsel
4. Any Regional Attorney
5. Any Assistant and Associate General Counsel
6. Any District or Area Office Director
7. The Legal Counsel
8. Director, Office of Field Programs
(b) For the DOL:
1. The Secretary or Deputy Secretary of Labor
2. The Solicitor of Labor
3. Assistant Secretary for Employment Standards
4. The Deputy Assistant Secretary or Deputy Director, OFCCP
5. Associate Solicitor of Labor
6. Any OFCCP Area Office Director
7. Any Regional Solicitor of Labor
8. Any OFCCP Division Director
4. Requests directed to a headquarters office of one agency from a field office of the other shall first be forwarded through the headquarters of the requesting agency. Responses to all requests for information shall be made to the official making such request, or his/her designee.
5. (a) All requests by third parties for disclosure of information shall be coordinated with the agency which initially compiled or collected the information.
(b) Subparagraph 5 (a), above, is not applicable to requests for data in EEOC files made by any state or local agency designated as a 706 agency with whom EEOC has a current charge resolution contract and a work-sharing agreement containing provisions required by Sections 706 and 709 of Title VII of the Civil Rights Act of 1964, as amended. Provided, however, that any such agency shall not disclose any of the information, initially compiled by OFCCP, to the public without express written approval by the Deputy Assistant Secretary for OFCCP.
6. EEOC and OFCCP shall establish procedures for notification and consultation at various stages of their respective compliance activities in order to increase efficiency and ensure coordination and minimize duplication. Such procedures shall include:
(a) Establishment of an ongoing Compliance Coordination Committee (CCC) which shall meet at least quarterly to review pending and future compliance plans, the schedule of establishments to be reviewed, potential Commissioner Charges, and potential litigation, and to take such other steps as may be appropriate to increase efficiency and eliminate competition and duplication. Such committees shall be established both in headquarters and in the field. At the conclusion of each quarterly meeting, each field CCC shall forward to the Director, Office of Field Programs, EEOC, and the Director, Division of Program Operations, OFCCP, a report of the results of such meeting.
(b) Contact by each agency at the commencement of and during a field investigation or compliance review where appropriate to obtain information in the possession of the agency on the employer being investigated.
(c) Notification to OFCCP, in appropriate instances, when EEOC has made a finding of cause and has determined that attempts at conciliation are unsuccessful and that no lawsuit will be filed by EEOC.
(d) Consultation with the appropriate field office of OFCCP when an EEOC field office is contemplating recommending a Commissioner Charge or litigation, and coordination of its activities.
(e) Consultation with the appropriate field office of EEOC when an OFCCP Regional Office is contemplating recommending the issuance of an administrative complaint and coordination of its activities.
7. Processing of Complaints Filed with OFCCP
(a) Dual-Filed Complaints/Charges -- Complaints of employment discrimination filed with OFCCP under Executive Order 11246 will be considered charges simultaneously filed under Title VII whenever the complaints also fall within the jurisdiction of Title VII. For the purpose of determining the timeliness of such a charge, which will be considered dual filed under this paragraph, the date the matter was received by OFCCP shall be deemed to be the date it was received by EEOC.
(b) Systemic or Class Allegations -- OFCCP will retain, investigate, and resolve allegations of discrimination of a systemic or class nature on the basis of race, color, religion, sex, or national origin, over which it has jurisdiction. OFCCP shall promptly notify EEOC's Director, Office of Field Programs, of OFCCP's receipt of complaints/charges that include such allegations, by forwarding a copy of the complaint/charge (and third party certificate, if any). In addition, OFCCP shall make available to EEOC, upon request, information obtained in the investigation and processing of such allegations, pursuant to paragraphs 1 and 6(b) herein. In appropriate cases, EEOC may request that it be referred systemic or class allegations under Title VII so as to avoid duplication and assure effective law enforcement.
(c) Individual Allegations -- OFCCP will refer to the appropriate EEOC field office allegations of discrimination of an individual nature on the basis of race, color, religion, sex, or national origin in dual filed complaints/charges. In appropriate cases, OFCCP may request that it retain such allegations so as to avoid duplication and assure effective law enforcement.
(d) Appointment of OFCCP as EEOC's Agent -- OFCCP will act as EEOC's agent for the purposes of receiving, investigating, and processing the Title VII component of complaints/charges that it retains under this paragraph. OFCCP shall investigate and process such dual filed complaints/charges as set forth in this subparagraph, and in a manner consistent with Title VII principles on liability and damages.
(1) Notice of Receipt of Complaint/Charge -- Within ten days of receipt of the complaint/charge, OFCCP shall notify the contractor/respondent that it has received a charge of employment discrimination under Executive Order 11246 and Title VII. This notification shall state the date, place, and circumstances of the alleged unlawful employment practice(s).
(2) Fair Employment Practice Agency Deferral Period -- Pursuant to work-sharing agreements between EEOC and state and local agencies designated as fair employment practice agencies, the deferral period for dual filed Title VII charges that OFCCP receives will be waived.
(3) Not Reasonable Cause Findings -- If the OFCCP investigation of a dual filed complaint/charge results in a not reasonable cause finding under Title VII, OFCCP will issue a Title VII dismissal and notice of right-to-sue. OFCCP will close the Title VII component of the complaint/charge and promptly notify EEOC's Director, Office of Field Programs, of the closure.
(4) Reasonable Cause Findings --
(i) Successful Conciliation -- If the OFCCP investigation of a dual filed complaint/charge results in a reasonable cause finding under Title VII, OFCCP will issue a reasonable cause finding under Title VII. OFCCP will attempt conciliation to obtain relief, consistent with EEOC's standards for remedies, for all aggrieved persons covered by the Title VII charge. If conciliation is successful, the conciliation agreement will state that the complainant/charging party agrees to waive the right to pursue the subject issues further under Title VII. OFCCP will close the Title VII component of the complaint/charge, and promptly notify EEOC's Director, Office of Field Programs, of the closure.
(ii) Unsuccessful Conciliation -- When conciliation is not successful, the Executive Order 11246 component of the complaint/charge will be considered for further OFCCP processing consistent with OFCCP's usual procedures. At the conclusion of OFCCP processing, OFCCP shall transmit the Title VII charge component to EEOC for any action EEOC deems appropriate. If EEOC declines to pursue further action, EEOC will close the Title VII charge and issue a notice of right-to-sue.
(5) Issuance of Notice of Right-to-Sue Upon Request -- Consistent with the Title VII procedures set forth at 29 C.F.R. 1601.28, after 180 days from the date the complaint/charge was filed, OFCCP shall promptly issue upon request a notice of right-to-sue on the Title VII component of a complaint/charge that it retains. Issuance of a notice of right-to-sue shall terminate further OFCCP processing of the Title VII component of the complaint/charge unless it is determined at that time or at a later time that it would effectuate the purposes of Title VII to further process the Title VII component of the complaint/charge.
(6) Subsequent Attempts to File an EEOC Charge Covering the Same Facts and Issues If an individual who has already filed an OFCCP complaint/charge that is deemed dual filed under Title VII subsequently files a Title VII charge with EEOC covering the same facts and issues, EEOC will forward the charge to OFCCP for consolidated processing.
8. Confidentiality
(a) When EEOC provides information to OFCCP, then the confidentiality requirements of sections 706(b) and 709(e) of Title VII of the Civil Rights Act of 1964 apply to that information. When OFCCP receives the same information from a source independent of EEOC, the preceding sentence does not preclude disclosure of the information received from the independent source. However, OFCCP will also observe any confidentiality requirements imposed on such information by the Trade Secrets Act or the Privacy Act.
(b) When OFCCP obtains information from its receipt, investigation, and processing of the Title VII component of a dual filed charge, or when OFCCP creates documents that exclusively concern the Title VII component of a dual filed charge, OFCCP will observe any confidentiality requirements imposed on such information by the Trade Secrets Act, the Privacy Act, and sections 706(b) and 709(e) of the Civil Rights Act of 1964.
(c) Questions concerning confidentiality under Title VII shall be directed to EEOC's Deputy Legal Counsel for Legal Services, Office of Legal Counsel.
(d) Questions concerning confidentiality under Executive Order 11246, as amended, or 38 U.S.C. 4212 (Section 402 of VEVRAA) shall be directed to OFCCP, Director, Division of Program Operations.
9. OFCCP and EEOC seek to ensure consistent compliance and enforcement standards and procedures that will facilitate consistency of compliance determinations. The agencies also seek to make the most efficient use of their available resources through coordination. Accordingly, the CCC shall advise in the development of standards and procedures for both agencies, including, but not limited to :
10. EEOC and OFCCP shall conduct periodic reviews of the implementation of this agreement, on an ongoing basis.
This page was last modified on April 7, 1999.