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Wagerle v. The Hospital of the University of Pennsylvania, 93-ERA-1 (Sec'y Mar. 17, 1995)


DATE:  March 17, 1995
CASE NO. 93-ERA-1


IN THE MATTER OF

L. CRAIG WAGERLE,

          COMPLAINANT,

     v.

THE HOSPITAL OF THE UNIVERSITY OF
PENNSYLVANIA, DEPARTMENTS OF
PHYSIOLOGY AND PEDIATRICS,

          RESPONDENTS.


BEFORE:   THE SECRETARY OF LABOR


                            DECISION AND ORDER

     Complainant L. Craig Wagerle, Ph.D., alleges that
Respondent, the Hospital of the University of Pennsylvania,
Departments of Physiology and Pediatrics ("the Hospital" or "the
University"), retaliated against him in violation of the Energy
Reorganization Act of 1974 (ERA), 42 U.S.C. § 5851 (1988), 
because he had filed an earlier ERA complaint against the
University and also supported the separate ERA complaint of a co-
worker.  The Administrative Law Judge (ALJ) recommended dismissal
because the complaint was not filed timely.  In the alternative,
the ALJ found that even if the complaint was timely, the
University had legitimate, nondiscriminatory reasons for removing
certain laboratory material and for discharging Wagerle.  The
ALJ's proposed findings of fact, R.D. and O. at 2-8, are
supported by the record and I adopt them.  The ALJ's Recommended
Decision and Order is adopted as modified below.  
                  PRELIMINARY ISSUE CONCERNING THE RECORD
      Wagerle has submitted two "requests not to approve" the 

[PAGE 2] ALJ's R.D. and O., dated September 1, 1994, and January 31, 1995, that are not authorized by the Order Establishing Briefing Schedule. [1] Wagerle attached to both requests documents that were not admitted into evidence at the hearing. There is no indication that Wagerle served copies either of the requests or of the accompanying documents on opposing counsel. The applicable regulation, 29 C.F.R. Sec. 18.55, requires that documents submitted for the record post-hearing shall be accompanied by proof of service on all parties, "who shall have an opportunity to comment thereon." Accordingly, although the requests and the accompanying documents are kept with the record, they are not made a part of the record of this case. [2] ANALYSIS I. Timeliness of the Complaint At the time Wagerle filed his complaint, the ERA provided that: Any employee who believes that he has been discharged or otherwise discriminated against by any person in violation of [the employee protection provision] may, within thirty days after such violation occurs, file . . . a complaint with the Secretary of Labor . . . alleging such discharge or discrimination. 42 U.S.C. § 5851(b)(1) (1988). [3] The ERA filing period commences on the date that a complainant receives a "final and unequivocal" notice of the challenged actions rather than at the time the effects of the actions ultimately are felt. English v. Whitfield, 858 F.2d 957, 962 (4th Cir. 1988); Thomas v. Arizona Public Service Co., Case No. 89-ERA-19, Final Dec. and Order, Sept. 17, 1993, slip op. at 11. It is undisputed that Wagerle's position as Research Associate Professor at the University depended on his obtaining outside funds to support his research. RX 5. Wagerle's position ended on July 31, 1992, RX 22, and he filed this complaint on August 27, 1992. The ALJ found that the complaint concerning termination of employment was untimely because Wagerle should have known by March 10, 1992 that the University "had no intention of continuing his employment beyond the point that it was funded by outside grants and he had no reasonable expectation at that point of timely receiving a sufficient new grant." R.D. and O. at 10. Indeed, the University had advised Wagerle on several occasions between November 1991 and April 1992 that his grant funds would expire, and his position would end, approximately in June 1992. RX 6, 11, 14, 15. Wagerle argues that the various notices he received prior to July 31, 1992 were not final and unequivocal because they contained different dates projecting when his grant funds would expire. As principal investigator, Wagerle was "responsible for
[PAGE 3] budgetary aspects" of his existing outside grant, T. 43, and therefore it understandable that the University could not state with exact certainty the date of the funds' exhaustion until close to the time the funds actually reached zero. Wagerle also asserts that the notices were not final because the University could have used other sources of funds to pay his salary after the expiration of his grant money. Comp. Br. at 12-14. But, the March 1992 notice clearly stated that the University did not intend to continue Wagerle's employment beyond the duration of his current outside grant and that the likelihood of his timely obtaining additional outside funds was very remote. R.D. and O. at 10; RX 14. In the English case, the court found that the employer's notice that the complainant would be placed on layoff "if she had not secured a suitable permanent position by the end of her temporary assignment" was sufficiently final and unequivocal that it started the running of the 30 day filing period. 858 F.2d at 959, 962. The court emphasized that "[t]here was no intimation in [English's layoff notice] that the decision was subject to further appeal, review, or revocation, either in whole or in part." 858 F.2d at 962. Wagerle received a similar notice that his position would end upon the exhaustion of existing grant funds unless he obtained additional outside funding. As in English, Wagerle's notice did not intimate that the termination of his position was subject to further review or appeal. I therefore find that the March 1992 notice was final and unequivocal concerning the ending of Wagerle's position and triggered the limitations period under the ERA. Wagerle contends that the ALJ's ruling that he could not introduce evidence concerning events prior to November 1991 prevented him from establishing that his complaint was timely under the "continuing violation" theory. Comp. Br. at 14-15. [4] The argument is unconvincing. The timeliness of an ERA complaint may be preserved under the continuing violation theory "where there is an allegation of a course of related discriminatory conduct and the charge is filed within thirty days of the last discriminatory act." Thomas, slip op. at 13; Garn v. Benchmark Technologies, Case No. 88-ERA-21, Dec. and Order of Rem., Sept. 25, 1990, slip op. at 6; Egenrieder v. Metropolitan Edison Co./G.P.U., Case No. 85-ERA-23, Order of Rem., Apr. 20, 1987, slip op. at 4. See also Berry v. Board of Supervisors of L.S.U., 715 F.2d 971, 981 (5th Cir. 1983), cert. denied, 479 U.S. 868 (1986) (under Title VII of Civil Rights Act of 1964). But Wagerle did not allege any instance of retaliatory conduct that occurred within 30 days of the date he filed his complaint.
[PAGE 4] The most recent event about which Wagerle complained was the removal of certain materials and equipment from his laboratory located in a building that was to be demolished. Wagerle's own evidence shows that he learned of the removal of materials and equipment when he went to the laboratory on July 23, 1992. CX 2. On that date Wagerle confronted the person who had removed the materials. R.D. and O. at 10; T. 87-88. A letter Wagerle wrote the next day shows that on July 23 he knew that some of the materials that he deemed to be of "immeasurable value" had been removed for disposal. CX 3. Notwithstanding Wagerle's knowledge of the disposal of the materials, he did not file the complaint until 35 days later, on August 27, 1992. Therefore, Wagerle did not allege a discriminatory action that occurred within 30 days of the filing of the complaint. Consequently, the continuing violation theory does not apply. I therefore find that the entire complaint was untimely under the provisions of the ERA then in effect. [5] CONCLUSION The ALJ's recommendation to dismiss the complaint as untimely is adopted. Accordingly, the complaint is DISMISSED. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D.C. [ENDNOTES] [1] Wagerle submitted the requests pro se. He earlier informed me that his counsel no longer represented him in this case. [2] Some of the documents accompanying the 1995 request are copies of letters Wagerle sent to me to inquire about the status of this case and/or complain about alleged new incidents of retaliation. Copies of Wagerle's earlier inquiries and my responses to them were served on counsel for the University and already have been placed in the record in this case. [3] Wagerle filed his complaint on August 27, 1992. Section 2902(b) of the Energy Policy Act of 1992, Pub. L. No. 102-486, 106 Stat. 2776, amended the time period for filing a complaint to 180 days for claims filed on or after the date of its enactment, October 24, 1992. See Section 1902(i) of Pub. L. No. 102- 486. Therefore, the 30-day limit applies to this case. [4] The ALJ ruled that "the hearing in this case would be confined to those alleged retaliatory acts occurring subsequent to November 21, 1991," R.D. and O. at 2, because of the dismissal with prejudice of Wagerle's earlier ERA complaint against the University. See RX 1. In a separate Order issued today, I deny reconsideration of the Secretary's Final Order of Dismissal in the earlier case, No. 91-ERA-48. [5] I note that I would agree with dismissal on the merits of the complaint because Wagerle did not persuade me that his engaging in protected activities was the real reason for the removal of laboratory material or for the termination of his position.



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