Before me for review is the Recommended Decision and Order (R.D.
and O.) issued September 15, 1989, by Administrative Law Judge (ALJ) Michael P. Lesniak in
the captioned case, which arises under the employee protection provision of the Surface
Transportation Assistance Act of 1982 (STAA), 49 U.S.C. app. 2305 (1982).
Complainant contends that Respondent engaged in unlawful
discrimination under STAA Section 2305 by issuing him two disciplinary warning letters for
refusing to drive commercial motor vehicles when ill and fatigued. The ALJ agreed with the
Complainant to the extent that one of the two letters was issued in violation of the STAA.
Respondent argues that it acted legitimately under the terms of its labor-management collective
bargaining agreement and grievance arbitration process, that the ALJ's reading of the applicable
Department of Transportation regulation is unduly expansive, and that that reading imposes an
unworkable competitive restriction on the trucking industry.
1After investigation of Complainant's
complaint, the Assistant Secretary for Occupational Safety and Health determined that
Respondent had not violated STAA Section 2305. ALJ Exh. 1. Complainant objected to the
findings, and a hearing was held on June 29, 1989. At the conclusion of the hearing,
Complainant, who appeared pro se, presented oral argument on his behalf and thereafter filed a
written summary of argument. Respondent was represented by counsel who filed a post-hearing
brief. After issuance of the ALJ's R.D. and O., Respondent filed a brief before me. In response to
my request, the Solicitor of Labor stated the position of the Assistant Secretary on certain issues
in the case, and Respondent filed a reply to the Solicitor's statement.
2Protection under this second
facet is conditioned on meeting two additional criteria: (1) "[t]he unsafe conditions causing
the employee's apprehension of injury must be of such nature that a reasonable person, under the
circumstances then confronting the employee, would conclude that there is a bona fide danger of
an accident, injury, or serious impairment of health, resulting from the unsafe condition",
and (2) "the employee must have sought from his employer, and have been unable to
obtain, correction of the unsafe condition." 49 U.S.C. app. § 2305(b).
Scott Hensley, experienced difficulty with Respondent's system. See T. 6-7, 11-14, 22-25, 115. Mr. Hensley testified:
When I get off work, I'm allowed to be off ten hours. At the end of ten hours,
I go on the line-up, that is to say that at that point in time, I am available for work and
they can call me but many times they don't call me until ten or twelve hours later or even
more, after I've been up all day and then I go to work and I wind up having to work
anywhere from eight to fourteen hours at a time which, at that point, I would be without
sleep for 28 hours driving this truck down the road.
T. 13-14.
4As the ALJ noted, R.D. and O. at
4-5, when Complainant called the dispatcher at 9:00 a.m., 11:00 a.m., and 2:00 p.m. on October
18, he was assured repeatedly that a work assignment was imminent. Complainant testified:
When I got up that day, I called the dispatcher . . . and he said I was in second place. That
means I am number two man to go, that I have to be ready because he could use me at any
minute. I called him back around 11:00 and he said, "Bill, you're in first place. It won't be
long." I called him back at 2:00 . . . right after lunch . . . and he said he had to make a few
phone calls. It wouldn't be long. So I stayed up all day thinking I would go to work.
T. 40.
5These burdens derive from
models articulated and applied in Texas Dept. of Community Affairs v. Burdine, 450
U.S. 248 (1981), and Mt. Healthy City School District Board of Education v. Doyle,
429 U.S. 274 (1977). SeeRoadway Exp.. Inc. v. Brock, 830 F.2d 179, 181
n.6 (llth Cir. 1987).
6The employer "need not
persuade the court that it was actually motivated by the proffered reasons." Texas
Dept. of Community Affairs v. Burdine, 450 U.S. at 254. However, the evidence must be
sufficient to raise a genuine issue of fact as to whether the employer discriminated against the
employee. "The explanation provided must be legally sufficient to justify a judgment for
the [employer].. Id. at 255.
7Following receipt of the October
19 letter, Complainant complained to the supervisor of the line haul manager who had issued the
letter. Complainant testified:
I went to see Mr. Zello[,] Mr. McKinney's supervisor[,] and talked to him
about this letter because I felt deeply about being harassed and trying to do the job safely
as I'm compelled to do under DOT and I solved nothing. He told me that I'd better watch
my work record.
In the Matter of Gaibis and Werner Continental (Hall's Motor Transit Company), No.
81-65C, issued March 29, 1982, and was requested for use by the court in Gaibis v. Werner
Continental, Inc., 565 F. Supp. 1538 (W.D. Pa. 1983), vacated on Jurisdictional
groundssub nom. Vosch v. Werner Continental. Inc., 734 F.2d 149 (3rd
Cir. 1984) (complaint did not state a cause of action under Section 301 of the Labor Management
Relations Act, 29 U.S.C. § 185 (1976)).
I came in late in the afternoon after being on call all day and calling the
dispatcher and him telling me it would be an hour, an hour, an hour, you know. He got
me late in the afternoon and I worked two and three quarter hours. I went out and run one
trip, went to a customer and picked up freight and when I came back in, I had a terrible
headache and I went in and I told the dispatcher that I was going home sick because I felt
that I was unsafe to go back out.
T. 50-51.
10Although Complainant has
not alleged that this ground was pretextual, the record suggests that possibility, i.e., that
Respondent truly was motivated by Complainant's refusals to drive while fatigued and that it
seized upon the December 10 weekend to bolster its case for progressive discipline. The primary
incongruity with the supervisory misunderstanding is that Ted McKinney, Respondent's line haul
manager who issued the December 15 letter, was not authorized to discipline Complainant, if, as
Complainant testified, his supervisor, Reed Huss who was in charge of the P & D drivers, had
approved the altered work schedule. See R.D. and O. at 6, 7; T. 106-108.
11The decision in
Consolidation Coal Co. discusses this situation. There, the standards of gravity of injury
justifying work refusals in the wage agreement and in the employee protection provision of the
statute, the Federal Mine Safety and Health Act of 1977, 30 U.S.C. §§ 801-962
(1988), were different. The wage agreement required the arbitrator to determine whether the
hazard was abnormal and whether there was imminent danger likely to cause death or serious
physical harm. In contrast the Mine Act was concerned not only with the hazard posed by the
condition, but with the policy of anti-retaliation against miners. The latter being an overriding
concern of the Act, the standard of proof was merely that the miner reasonably believe that [s]he
confronted a threat to safety or health. "Those who honestly believe that they are encountering a
danger . . . are thereby assured protection from retaliation . . . even if the evidence ultimately
shows that the conditions were not as serious or as hazardous as believed." Consolidation
Coal Co. v. Marshall, 663 F.2d at 1219.