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Issue Date: 04 June 2004
CASE NO.: 2004-SOX-33
IN THE MATTER OF:
ONNIE REX COKER
Complainant
v.
WAL-MART STORES, INC.
Respondent
ORDER GRANTING COMPLAINANT'S MOTION AND DENYING RESPONDENT'S MOTION TO ENFORCE SETTLEMENT AGREEMENT
This proceeding arises under the employee protective provisions of the Sarbanes-Oxley Act of 2002, technically known as the Corporate and Criminal Fraud Accountability Act, P.L. 1027-204, 18 U.S.C. § 1514A, etseq. (herein SOX or the Act), and the regulations promulgated thereunder at 29 C.F.R. Part 1980, brought by Onnie Rex Coker (Complainant) against Wal-Mart Stores, Inc. (Respondent).1
1 The enforcement procedures to be utilized under the Act are those found in 49 U.S.C. § 42121(b), which provides whistleblower protection for airline employees who provide air safety information under section 519 of the Wendell H. Ford Aviation Investment and Reform Act for the 21st Century (AIR21), Public Law 106–181, April 5, 2000, 49 U.S.C. 42121. See 18 U.S.C. § 1514(b)(2)(A). The AIR21 implementing regulations are found at 29 C.F.R. § 1979.100, etseq. 29 C.F.R. § 1979.100.
2 On March 2, 2004, after his December 2003 complaint was denied by OSHA, Complainant requested a formal hearing before OALJ, and a formal hearing was scheduled for April 7, 2004. On April 6, 2004, after the parties informed the undersigned settlement was reached, an Order Canceling Hearing issued.
In the oft quoted words of Justice Oliver Wendell Holmes, "the making of a contract depends not on the agreement of two minds, in one intention, but on the agreement of two sets of external signs -- not on the parties' having meant the same thing, but on their having said the same thing."
Williams, supra at 947 (internal citations omitted).
4 Section 184(1) of the Restatement (Second) of Contracts provides:
If less than all of an agreement is unenforceable . . . a court may nevertheless enforce the rest of the agreement in favor of a party who did not engage in serious misconduct if the performance as to which the agreement is unenforceable isnot an essential part of the agreed exchange.
Restatement (Second) of Contracts § 184(1) (1981).