U.S. Department of Labor Office of Administrative Law Judges
800 K Street, N.W.
Washington, D.C. 20001-8002
Case No. 95-ERA-51
IN THE MATTER OF:
OTIS C. COMFORT, JR.,
Complainant,
v.
Raytheon Engineers and
and Constructors, Inc.
Respondent.
RECOMMENDED ORDER OF DISMISSAL
This matter arises under the employee protection provisions of the Energy
Reorganization Act of 1974, as amended, 42 U.S.C. §5851 (the "ERA"),and the implementing regulations at 29 C.F.R., Part 1993. Otis C. Comfort
("Complainant") alleges that he was unlawfully terminated from the electrical
department at Watts Bar Nuclear Power Station by Raytheon Contractors, Incorporated
("Respondent"), and was otherwise discriminated against, because he complained to
Respondent of alleged quality and safety concerns at the Tennessee Valley Authority's Watts Bar
facility.
On December 3, 1995, the parties notified the undersigned that the above
matter had been resolved and moved for a stipulated dismissal with prejudice. In response to my
order of December 12, 1996, the parties have submitted a copy of the underlying settlement
agreement and other documents relating to the settlement of this matter.
The Settlement Agreement provides for the payment of a sum of fifteen
thousand dollars ($15,000.00) in compromise settlement of the Complainant's ERA complaint
and includes a General Release. Each party agrees to bear his own attorney fees and costs.
Paragraph 5 of the agreement provides that Complainant shall not disclose
the terms of the agreement to anyone who is not a party to the agreement, except as may be
required by Court order, or as may be necessary in a proceeding to enforce its terms or to
disclose the amount of the settlement to auditors, accountants, financial advisors, or tax lawyers
for legitimate tax reasons, and only then on the condition that they maintain the confidentiality of
the information. Paragraph 10, however, provides that nothing contained in the Agreement shall
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be construed to require any act contrary to law and where there is any conflict between a
provision of the Agreement an any statute, law, governmental regulation or ordinance, such
provision shall be severable.
Construing Paragraphs 5 and 10 in para materia I find that the
confidentiality provisions of paragraph 5 do not restrict Complainant's right to communicate with
any appropriate governmental agency concerning the factual basis underlying any of the
complaints settled. Likewise, this provision is read as in no way precluding the Secretary from
disclosing under the Freedom of Information Act, 5 U.S.C. § 522 (1988) (FOIA)
documents relating to this settlement unless they are exempt from disclosure. See Plumlee
v. Alyeska Pipeline Service Co., Case Nos., 92-TSC-7, 10; 92-WPC-6, 92-WPC-7, 92-WPC-8, 92-WPC-10, Sec. Final Order Approving Settlements and Dismissing Cases with
Prejudice, Aug. 6, 1993, slip op. at 6. Seealso Department of Labor
regulations, 29 C.F.R. Part 70 (1993).
Paragraph 6 of the Settlement Agreement purports to resolve matters under
laws other than the Energy Reorganization Act. The Secretary has previously held that his
authority over settlement agreements is limited to determining whether the terms thereof are fair,
adequate and reasonable settlement of Complainant's allegation that Respondent violated the
ERA. My review of the Agreement is therefore limited accordingly. To the extent that the
Agreement resolves issues arising out of or related to Complainant's past employment with
Respondent and alleged violations of the ERA, I find the mutual commitments exchanged by the
parties to be fair, adequate and reasonable. This order does not, however, constitute approval or
disapproval of matters beyond the allowable scope of my review authority. See Poulos v.
Ambassador Fuel Oil CO., Inc. Case No. 86-CAA 1, Sec. Order, Nov. 2, 1987, slip op. at 2
Paragraph 11 provides that the Agreement shall be governed by and
construed under the laws of Massachusetts. I construe this provision to be inapplicable to the
Secretary of Labor or the United District Court under the statute and applicable regulations. See
Phillips v. Citizens Ass'n for Sound Energy, Case No. 91 ERA -25, Final order of
Dismissal, Nov. 4, 1991, slip op. at 2.
I find that the Agreement, as so construed, is a fair, adequate, and
reasonable settlement of the complaint. Accordingly, I recommend that the Settlement
Agreement and General Release be approved, and that the complaint be dismissed with
prejudice.