Each of them alleged that
Respondent had violated
Section 210 of the Act by depriving him of two days' pay
(Norman in the amount of $418.54; Ryan in the sum of $298.52)
in retaliation for making adverse reports in the course of
activities in the Quality Assurance Program.
After investigation, the Assistant Area Director, Wage
and Hour Division, notified the parties of the results in letters
dated August 16, 1985. In each case, he made the following
finding:
As the result of our investigation,
we find that the deduction of two
days pay from your May paycheck did
not constitute a discriminatory action.
Rather, these days were not paid for
because you did not obtain prior supervisory
approval for your period of absence,
as required by company policy.
Thereafter Complainants duly appealed by telegrams dated
[Page 3]
August 16, 1985 to the Chief Administrative Law judge. A
hearing thereon was held by the undersigned on September 6,
1985, in Syracuse, New York. Upon motion duly made and granted,
the proceedings were consolidated at the outset of the hearing.
Subsequent to the filing of the transcripts and post-hearing
briefs, the record was closed on October 11, 1985.
Findings of Fact
1. Respondent is a licensed nuclear power plant operator
and the holder of a permit to construct a further nuclear power
plant. Its plant at Nine Mile Point, unit 1 in Oswego, New
York is in operation, and its nearby Unit 2 is under construction.
2. Complainant Norman was originally employed by Respondent
in the 1960s for a period of about three years. After working
elsewhere, he returned in 1975 and has worked for Respondent
continuously for the past 10 years. He is presently employed as
a senior hydraulic engineer in Respondent's Hydroelectric
department.
3. Complainant Ryan has been employed by Respondent
since August, 1982. He is a public relations specialist and
since April 1, 1985 has been assigned to Respondent's Economic
Development department.
4. In late 1983 and the year 1984, both Complainants
were assigned to the Quality Assurance Program and were
members of a group that conducted a management audit of
Respondent's construction activities at Nine Mile Point Unit 2.
The audit, known as Audit No. 4, resulted in draft reports
containing 29 major findings of non-conformances or deficiencies.
5. Some seven exit critiques of the Audit were held,
and at the direction of Respondent's Vice President Dise, the
draft report was turned over to others and rewritten. It was
reduced to a total of only eight findings.
6. Audit No. 4 was brought to the attention of the
Nuclear Regulatory Commission (NRC), and in May, 1984, both
Complainants and Anthony Laratta, a lead auditor, were
contacted by the NRC representative for Nine Mile 2 and were
subsequently called to testify in its investigation.
[Page 4]
7. On March 22, 1985, the Complainants and Laratta
commenced a civil action in the United States District Court
for the Northern District of New York against the Respondent
and a number of its associates and executives, asserting a
private cause of action under 42 U.S.C. § 5851 based upon the
initial findings of Audit No. 4, Respondent's alterations to
the draft report, and subsequent harassment of the plaintiffs
in that action. The aggregate damages claimed by the three
plaintiffs was $21,000,000.00.
8. Following the filing of the civil action complaint
on Friday, March 22, Complainant Ryan checked out a company
car from Respondent's Transportation department, stating as
his destination the Nine Mile Point Unit 2 site, and describing
the work as "#4 Audit follow-up - QlP". Later that day
Complainants and their attorney used the car to serve the
civil action complaint upon some of the individual defendants.
Complainant Ryan kept the car over the week-end and still
retained it on Monday, March 25.
9. Both Complainants notified their departments on
Monday morning, March 25, that they would be away from work
to consult with their attorney. They met sometime later at
their attorney's office in Syracuse, and at or about
2:00 p.m. of that day, it was decided that all three of
them would go to Washington in order to confer with Mr.
Udell, counsel to the Congressional Oversight Committee on
Nuclear Energy, who was said by their attorney to be interested
in learning about their lawsuit. After making necessary
personal arrangements, the Complainants and their lawyer
then drove to Washington in the company car that Complainant
Ryan had checked out the previous Friday.
10. Neither of the Complainants had obtained any
permission or consent from his supervisor, or from any other
official of the Respondent, to go to Washington.
11. Before leaving Syracuse on Monday, Complainants
telephoned their respective supervisors, but did not reach
them. Complainant Ryan left word with a non-supervisory
employee that he was going to Washington. On Tuesday morning,
March 26, enroute to Washington, Complainant Norman telephoned
his supervisor and told him that he was still with his attorney
and would not be in that day, but did not disclose that he
[Page 5]
was on his way to Washington.
12. While in Washington, Complainants and their counsel
discussed the subject of their civil action with Mr. Udell.
They had no contact with any representative of the NRC and
did not appear before any congressional committee in response
to subpoena, invitation, or otherwise.
13. Complainants returned to Syracuse on Wednesday,
March 27. They did not report for work until the following
morning.
14. At some point prior to returning the company car,
Complainant Ryan had endorsed on the Car Release & Mileage
Record a second trip as follows: "Number of passengers - 3;
Destination - Washington, D.C.; Description of Work - U.S.
Federal Court Actions".
15. Between March 22, 1985 and March 27, 1985, the
company car had been driven a total of 1120 miles. Gasoline
had been charged on a company credit card.
16. Upon his return to work, Complainant Ryan was
advised by memorandum dated March 27, 1985 from the Supervisor,
Corporate Audits, that his use of the company vehicle on
March 22, 23 and 24th was in direct violation of company
policy; and was further advised in such memorandum that
because of his failure to call his immediate supervisor for
approval of taking two days to go out of town with his
attorney, such time off was not approved as an excused absence.
Complainant Norman was orally advised by his supervisor to
similar effect.
17. On Friday, March 29, 1985, Complainant Ryan,
accompanied by Complainant Norman and their attorney, met
with a Mr. Anselment, Respondent's Employee Relations manager
in Syracuse, and Mr. Swartz, its Employee Relations manager for
the Western region. The purpose of the meeting was to discuss
Complainant Ryan's transfer (in accordance with his earlier
request) to Respondent's newly formed Corporate Development
department. In the course of the meeting, the question of the
trip to Washington was brought up. Mr. Swartz stated that
time devoted to NRC hearings and Department of Labor hearings
would be paid for, but time taken off to pursue Complainant's
[Page 6]
own lawsuit would not be paid for. Although indicating that
Complainants' protest against being "docked" for their time
in Washington would be considered, neither Swartz nor Anselment
gave any assurance or made any commitment to the effect that
Respondent would pay Complainants for their time away from their
jobs on March 26th and 27th.
18. On April 1, 1985 a meeting of supervisory and
executive personnel met with Respondent's house counsel and
decided to limit Complainants' pay reduction to two days
(March 26th and 27th) rather than the three days orginally
contemplated.
19. By memorandum dated April 10, 1985, Respondent's
Vice-President for Engineering advised Complainant Norman
that his April 19, 1985 paycheck would be reduced by two
days to reflect his unauthorized trip to Washington, D.C.
on March 26 and 27, 1985.
20. On May 1, 1985, Complainant Norman observed that
his paycheck for the month of April had been reduced in the
amount of $418.54.
21. On May 3, 1985, Complainant Ryan observed that his
paycheck for the month of April had been reduced in the amount
of $298.52.
22. As of the end of March, 1985, each of the Complainants
believed he had informally accumulated more than two days of
"compensatory time" (presumably, voluntary unpaid overtime),
which at the discretion of his supervisor could have been
resorted to for the purpose of covering his absence from work
on March 26 and March 27, 1985.
23. No disciplinary action was taken and no penalty was
imposed; Complainants were simply not paid for two days of
absence without leave.
24. On May 20, 1985, Chief Judge Munson dismissed
Complainants' civil action on the grounds that Congress had
granted no private cause of action to redress grievances by
nuclear industry employees in a Federal court, and that
Section 210 of the Act provides a comprehensive administrative
procedure under the auspices of the Secretary of Labor which
[Page 7]
cannot be circumvented by resort to the Federal court in the
first instance.
25. On June 12, 1985, Complainants commenced this
proceeding for relief under Section 210.
Discussion
Upon the foregoing material facts that have been found from
the evidence adduced herein, two questions are presented:
Was this proceeding timely brought? If so, did Respondent
charge each complainant with two days' pay in retaliation
for engaging in a protected activity?
I. Limitation of Action
Section 210 provides in pertinent part as follows:
Any employee who believes that he has
been discharged or otherwise discriminated
against by any person in violation
on subsection (a) may, within thirty
days after such violation occurs , file
(or have any person file on his behalf)
a complaint with the Secretary of Labor
(hereinafter in this subsection referred
to as the "Secretary") alleging such
discharge or discrimination. [42 U.S.C.
§ 5851 (b)(1)] (emphasis supplied)
The timeliness of a discrimination claim is measured from
the date the Claimant received notice of the allegedly
discriminatory decision, not from the date the decision takes
Affect. Chardon v. Fernandez , 454 U.S. 6 (1981); Delaware
State College v. Ricks , 49 U.S. 250 (1980); O'Malley v.
GTE Service Corp. , 758 F.2d 818 (2nd Cir. 1985).
The final and definitive decision to deduct two days
(March 26, 27) from complainants' paycheck was made at the
meeting of supervisory and executive personnel on April 1, 1985.
Complainant Norman was notified of that decision by formal
memorandum on April 10, 1985. Though Complainant Ryan disclaims
any knowledge of the decision prior to his receipt of his
paycheck for the month of May, there is no doubt that each of the
[Page 8]
Complainants became aware of the implementation of that decision
upon receipt of his wages for the month of April in the
reduced amount (Norman on May 1, 1985, and Ryan on May 3,
1985).
Complainant Ryan's protestations of ignorance of any
determination to dock him for two days' pay are unpersuasive in
fact and insufficient in law. Bearing in mind that at the March
29 meeting with Anselment and Swartz, he was obviously aware
that the pay deduction was contemplated. It is most improbable
that the subsequent determination to impose the deduction did
not come to his attention. Certainly, he knew by May 3 that the
two days' pay docking was a fait accompli , and that his request
to Anselment and Swartz for reconsideration had been unsuccessful.
He knew then the adverse employment action had been taken; at
best, all he could have hoped for was a reversal of the position
previously taken or a restoration of the monies deducted. Thus,
the thirty-day limitation began to run on May 3, 1985 and the
commencement of these proceedings on June 12 was not timely.
It is noted, however, that the timely filing of a charge of
discrimination is not a jurisdictional prerequisite to suit,
but a requirement that, like a statute of limitation, is subject
to waiver, estoppel, and equitable tolling. See Zipes v. Trans
World Airlines, Inc. , 455 U.S. 385 (1982). That principle as
been specifically applied to Section 23(a) 1,(3)(b) of the Toxic
Substances Control Act, which is virtually identical to the
corresponding language of Section 210 of the Energy Reorganization
Act. School District of City of Allentown v. Marshall , 657 F.2d
16 (3rd Cir. 1981).
Complainants contend that the thirty-day limitation is not
applicable because they alleged a retaliatory course of conduct
or series of continuous violations, citing Ellis Fischell State
Cancer Hospital v. Marshall , 629 F.2d 563 (8th Cir. 1980). The
case cited, however, is inapt. No issue of timeliness in the
bringing of the proceeding was raised in that case; rather it
dealt with the extent of the remedy for a series of retaliatory
acts over a period of some eight months. Moreover, it is found
that time limitations for bringing discrimination actions are not
tolled by allegations of continuing violation. See Alveari v.
American International Group, Inc . 590 F.Supp. 228 (S.D.N.Y 1984);
Lyda v. American Broadcasting Companies, Inc. , 587 F.Supp 670
(S.D.N.Y. 1984); see also Schlei and Grossman, Employment
Discrimination Law 1047 (2nd ed.).
[Page 9]
Complainants also contend that because of their discussion
with Anselment and Swartz on March 29 relative to reconsidering
the proposed two-day deduction, the thirty-day period should not
be deemed to begin until such time as they were satisfied that
the deduction which had taken place at the end of April would
not be restored to them. Any such equitable tolling, however,
is restricted to situations in which the employee was actively
misled by his employer, or was prevented in some extraordinary
way from exercising his rights, or he asserted his rights in the
wrong forum. Smith v. American President Lines, Ltd. , 571 F.2d
102 (2nd Cir. 1978).
The record herein contains no evidence of any of those
conditions. Moreover it is apparent that both Complainants have
had the advice of counsel throughout the course of
pertinent events in this proceeding, and their negotiations to
adjust the controversy cannot be used against the Respondent to
toll the statute. See Miller v. International Telephone and
Telegraph Corp. , 755 F.2d 20 (2nd Cir. 1985); Pfister v. Allied
Corp , 539 F.Supp. 224 (S.D.N.Y. 1982).
Conclusion of Law
Accordingly, the 30-day limitation has not been waived or
tolled herein, and no evidence has been adduced to show that
Respondent should be estopped from asserting it. Since these
proceedings were not commenced within 30 days after Complainants
became aware of Respondent's allegedly discriminatory decision
to dock them for two days' pay, the consolidated proceeding is
time-barred and must therefore be dismissed.
II. Evidence of Alleged Protected Activity
In view of the foregoing conclusion that both proceedings
were not timely brought and must be dismissed for that reason,
there should be no necessity for discussing the question of
whether it has been established on this record that a violation
of Section 210 has occurred. It is not inappropriate, however,
to express briefly my view that dismissal on the ground of
untimely filing results in no injustice whatsoever in this case,
because Complainants were not engaged in a protected activity
while in Washington and thus cannot prevail on the merits.
[Page 10]
Employee Protection provisions are included in statutes
enacted in the interests of public safety and health, such as
the Safe Drinking Water Act, the Water Pollution Control Act,
the Toxic Substances Control Act, the Solid Waste Disposal Act,
the Clean Air Act, and of course, the Energy Reorganization Act
of 1974. Their manifest purpose is to safeguard the job security
of employees who participate in exposing or correcting conditions
that endanger the public weal in violation of other provisions of
the statute to which they apply. The protection they afford,
however, is limited to activities in the public interest and is
not extended to actions for private gain. Surely Section 210 of
the Act cannot be reasonably construed to require an employer
to subsidize a two or three day trip to Washington (on company
time and in a company vehicle) by two of its employees in
furtherance of their multi-million dollar damage suit against
that employer!
Analysis of the evidence reveals that the indisputable
motivating factor in the decision to deduct two days' pay
was Complainants' unauthorized journey to Washington for the
express purpose of discussing their recently filed lawsuit
with committee counsel Udell, the nature of whose interest
therein, if any, does not appear in the record. It is clear,
however, that they did not make the trip to assist or inform
the N.R.C., nor to appear in any hearing or investigation.
Whatever they expected to accomplish was inextricably tied to
the advancement of their private civil action, which has since
been determined by Chief Judge Munson to be not maintainable
under Section 210 or otherwise. Ergo , the Washington excursion
was not a protected activity under the Act and Respondent's
adverse action in response thereto is not proscribed by any
provision of the Act.
Conclusion of Law
The evidence adduced herein does not establish that
Respondent's deduction from Complainants' paychecks for the
month of April, 1985, was in violation of Section 210 of the
Act.
RECOMMENDED ORDER
For the reasons above stated, I recommend that the
proceedings as consolidated herein be dismissed.
ROBERT J. FELDMAN
Administrative Law Judge
Dated: OCT 31 1985
Washington, D.C.
[ENDNOTES]
F*F*F*F*F**F*F*F* F* F* F* F* F* F* F* F*AF*lF*tF*hF*oF*uF*gF*hF* F*tF*hF*eF* F*AF*sF*sF*iF*sF*tF*aF*nF*tF* F*AF*rF*eF*aF*
F*
Director for the
Department of Labor in Albany, New York indicates that the
complaint was received on July 29, 1985, it is not disputed
that both letters of complaint dated June 12, 1985, were
mailed on that date to an official of the Department of Labor
in Washington, D.C. Consequently, June 12, 1985, is deemed
to be the date of filing both complaints. See 29 C.F.R.
§ 24.3(b).