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Wellman v. Schweizer Dipple, 85-ERA-19 (ALJ Nov. 27, 1985)


U.S. Department of Labor
Office of Administrative Law Judges
304A U.S. Post Office and Courthouse
Cincinnati, Ohio 45202
(513) 684-3252

Date Issued: November 27, 1985
Case No. 85-ERA-19

In the Matter of

HERBERT WELLMAN
   Complainant

    v.

SCHWEIZER DIPPLE
   Respondent

ORDER OF DISMISSAL

    This case was received in the Office of Administrative Law Judges on June 13, 1985, pursuant to the Complainant's request for a formal hearing. A hearing was scheduled on July 1, 1985, in Cleveland, Ohio, pursuant to notice of hearing dated June 21, 1985. A telephone conference was held on June 28, 1985, between the undersigned Administrative Law Judge, John Zangerle, attorney for Schweizer Dipple, and Herbert Wellman, Complainant, during which the parties requested a postponement of the hearing. Both parties agreed to the waiver of time constraints for a hearing and stated that they needed additional time to discuss possible settlement. Mr. Wellman stated that he had not yet discussed the case with an attorney but would have an attorney by the court


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date if no settlement were reached. By order dated July 10, 1985, the hearing was postponed and the case rescheduled for hearing August 27, 1985, in Cleveland.

    A second telephone conference was held on August 26, 1985, between the undersigned Administrative Law Judge, Carl Miller, attorney for Herbert Wellman, and John Zangerle and Paula Friedman, attorneys for Schweizer Dipple. Mr. Miller stated that he had just been retained the previous week to represent Mr. Wellman, and both parties again asked that the case be continued because they had not yet received the investigative report from Wage and Hour. Additionally, both parties agreed to meet the following day on August 27, 1985, at 9:30 a.m. to discuss a possible settlement and stated that they would inform the Administrative Law Judge by the end of the week whether a settlement would be possible. On August 30, 1985, attorney Zangerle called and stated that attorney Miller never appeared for the August 27 settlement conference and that he was unable to reach Mr. Miller at his office and was told only that he was too ill to talk on the phone and would call when able. Personnel in this office also attempted to contact Mr. Miller in the two weeks following the scheduled settlement conference but were unable to do so, being told only that Mr. Miller was unavailable. Mr. Miller never responded to any of the telephone messages.

    A third telephone conference was held on September 19, 1985, between the undersigned Administrative Law Judge, Herbert Wellman, Complainant, Carl Miller, attorney for Herbert Wellman, and John Zangerle, attorney for the employer Schweizer Dipple. Mr. Miller stated that he had been taken ill after the previous telephone conference and was unable to participate in the settlement conference. Both parties stated that they had received the investigative report from the Wage and Hour Division, and a new hearing date was agreed upon.

    On October 8, 1985, a Notice of Hearing and Prehearing Order was issued scheduling the case for hearing on December 3, 1985, in Cleveland, ohio. Pursuant to the prehearing order, the parties were to file, in writing, on or before November 8, 1985, the following information:

(a) A statement of the issues to be decided with citation of relevant case law and applicable provisions of law;


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(b) The name and address of each witness the party expects to call with a summary of the testimony each witness is expected to furnish and an estimate as to the length of time his testimony will take;

(c) A joint stipulation of facts and documents which are not in dispute. The parties are directed to confer no later than October 31, 1985, in order to prepare such stipulation;

(d) A list of all documents which the party expects to introduce as evidence with a copy of each document when possible;

(e) All preliminary motions and a statement of objections expected to be made to any documents which are included in the administrative file; and

(f) An estimate as to the length of time required for hearing.

    The prehearing order contained the following notice:

Failure to timely comply with this prehearing order, without good cause shown, may result in the dismissal of the proceeding or the imposition of other appropriate sanctions against the offending party.

    A timely request for an extension of time was made by attorney for the respondent and the time for compliance with the prehearing order was extended until November 15, 1985. The respondent Schweizer Dipple filed its response to the prehearing order on November 15, 1985. A proposed stipulation of facts and documents was forwarded to the Administrative Law Judge by the respondent. A copy of the proposed stipulation had previously been mailed to Carl Miller, attorney for the Complainant, for his approval or disapproval. No response whatsoever has been received from the Complainant. The Complainant has not responded to nor requested an extension of time for compliance with the prehearing order. The Complainant has not responded to the proposed stipulation forwarded to him by the respondent, either to show approval or disapproval.


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    On November 18, 1985, an Order to Show Cause was issued directing the Complainant Herbert Wellman to show cause, in writing, why his complainant should not be dismissed for failure to comply with the prehearing order. Notice was contained in the Order to Show Cause that any response thereto must be received in the Office of Administrative Law Judges no later than 4:30 p.m. on November 27, 1985. The Complainant has failed to respond to the Order to Show Cause. The history of the case shows a total disregard by the Complainant for compliance with any orders of the Administrative Law Judge. It is therefore,

    ORDERED that the hearing scheduled for December 3, 1985, is cancelled and the complaint filed by Herbert Wellman, Complainant, is hereby DISMISSED WITH PREJUDICE pursuant to 29 CFR § 24.5 (e) (4).

       ROBERT L. HILLYARD
       Administrative Law Judge



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