skip navigational links United States Department of Labor
May 9, 2009        
DOL Home > OALJ Home > Whistleblower Collection
DOL Home USDOL/OALJ Reporter
Stokes v. Pacific Gas & Electric Co. , 84-ERA-6 (Sec'y July 27. 1984)


U. S. Department of Labor
Office of Administrative Law Judges
211 Main Street
San Francisco, California 94105
Suite 600
(415) 974-0514
FTS 8 454-0514

CASE NO. 84-ERA-6

In the Matter of

CHARLES STOKES

    v.

PACIFIC, GAS & ELECTRIC CO./
BECHTEL POWER CORP.
    Employer

ORDER GRANTING MOTION TO DISMISS

    On March 19, 1984, PG&E/Bechtel Power Corporation ("respondents") filed a motion to dismiss this complaint under the "whistleblower" provisions of the Energy Reorganization Act of 1974, 42 U.S.C. § 5851 ("the Act"), on the ground that the complaint was untimely filed under the pertinent statutory and regulatory provisions. 42 U.S.C. § 5851(b)(1), 29 C.F.R. § 24.3(b). Complainant filed no response during the 10 days provided by 29 C.F.R. § 18.6(b) but requested and was granted an extension.1 On April 23, 1984, a response was filed, arguing inter alia: (1)


[Page 2]

that the 30 day complaint-filing period was tolled due to the employer's failure to post a notice required by 10 C.F.R. § 19.11(c); (2) that the period was tolled for two weeks until complainant learned that certain statements made to him on October 14, 1983, were misleading or false; (3) that application of the doctrine of "equitable modification" would be consistent with the remedial purposes of the Act; and (4) that the one day delay in filing in this case should be distinguished from those cases where longer delays were found to support dismissals of the actions.

Findings and Conclusions

    The salient facts for purposes of the subject motion are: that complainant was personally informed by Lead Pipe Engineer Leonard B. Mangoba on October 14, 1983, that he was being terminated that day due to a reduction in force; that no mention was made of any rights to file a claim under the Act; that complainant did not learn for approximately two weeks of the possible falsity of statements made to him on October 14, 1983; that the employer had a properly posted notice pursuant to 10 C.F.R. § 19.11(c) but complainant ant did not observe it; and that complainant filed "a complaint pursuant to 42 U.S.C. § 5851" by letter dated November 14, 1983, stating that "I was prevented from returning to work on October 17 because I had disclosed serious violations of Atomic Energy Act requirements...."

The Law

    The Act provides in relevant part:

    (b) Complaint, filing and notification

    (1) Any employee who believes that he has been discharged or otherwise discriminated against by any person in violation of subsection (a) of this section may, within thirty days after such violation occurs, file or have any person file on his behalf) a complaint with the Secretary of Labor (hereinafter in this subsection referred to as the "Secretary") alleging such discharge or discrimination.

(emphasis added) 42 U.S.C. § 5851(b)(1). The implementing regulation at 29 C.F.R. § 24.3(b) provides:


[Page 3]

    (b) Time of filing. Any complaint shall be filed within 30 days after the occurrence of the alleged violation. For the purpose of determining timeliness of filing, a complaint filed by mail shall be deemed filed as of the date of mailing.

(emphasis added).

    Another regulation applicable to cases subject to hearings within the Department of Labor states that:

    (c) Computation of time for delivery by mail. (1) Documents are not deemed filed until received by the Chief Clerk at the Office of Administrative Law Judges. However, when documents are filed by mail, five (5) days shall be added to the prescribed period.

    (2) Service of all documents other than complaints is deemed effected at the time of mailing.

    (3) Whenever a party has the right or is required to take some action within a prescribed period after the service of a pleading, notice, or other document upon said party, and the pleading, notice or document is served upon said party by mail, five (5) days shall be added to the prescribed period.

29 C.F.R. § 18.4(c). Further, 29 C.F.R. § 18.1(a) provides in relevant part:

    To the extent that these rules may be inconsistent with a rule of special application as provided by statute, executive order, or regulation, the latter is controlling.

Issues

    The questions presented are thus: (1) what is the date on which the alleged "violation occurred," thereby starting the 30-day period for filing complaints pursuant to 42 U.S.C. 5851(b)(1); (2) whether the above-quoted provision at 29 C.F.R. 18.4(c) served to extend the filing period to 35 days; (3) whether the complainant's failure to see the notice required by 10 C.F.R. § 19.11(c) tolled the filing period; and (4) whether any late filing should be excused based on equitable considerations.


[Page 4]

I

    The gravamen of the violation alleged by complainant is that he was fired or terminated because he engaged in protected activities. Based on the affidavits of Mssrs. Mangoba and Nocito, it is established that complainant was informed that he was terminated on October 14, 1983, and that he did not and was not scheduled to work thereafter. Therefore, regardless of the fact that October 17 was the first workday he did not work, it is concluded that it is the former date that triggers the 'running of the 30-day period for filing complaints under the Act. See Chardon v. Fernandez, 454 U.S. 6 (1981); Delaware State College v. Ricks, 49 U.S. 250 (1980).

II

    On its face, the regulation at 29 C.F.R. § 18.1 clearly precludes extending the statutory 30-day complaint filing requirement to 35 days. Since the specific regulation applicable to "whistleblower" complaints, 29 C.F.R. § 24.3(b), is inconsistent with the Part 18 provision, the complaint, dated November 14, 1983, must be "deemed filed" on that date at the earliest, which was the 31st day after the alleged violation occurred.

III

    Although complainant asserted in his affidavit that to the best of his knowledge there was no notice posted, as required by 10 C.F.R. § 19.11(c), the employer, through the affidavit of Craig A. Monn, has established that the subject notice was posted at a location where complainant was observed on several occasions. Thus, the affidavits do not give rise to a disputed issue which would preclude summary decision before a full hearing. Bonham v. Dresser Industries, Inc., 569 F.2d 187, 193 (3rd Cir. 1977), cert. denied 439 U.S. 821 (1978). While they do support a finding that complainant did not see the posted notice, such finding does not of itself serve to require a tolling of the 30-day limitations period. Id.

IV

    The gist of complainant's position regarding equitable modification, tolling and estoppel is that he was misled by Mr. Mangoba's October 14, 1983, statements and did not learn the basis for his


[Page 5]

cause of action until two weeks later; that the employer was not prejudiced by a mere one day delay in filing; and that the Act's remedial purposes would be served by excusing the late filing.

    First, complainant asserts that he was told by Mr. Mangoba on October 14, 1983, that he was being terminated because of "reduced manpower requirements" and that the (alleged) falsity of such statement(s) was established two weeks later when he learned that other employees had worked overtime after he was terminated. However, I am satisfied that the affidavits submitted by the employer indicate that there is no significant contested factual issue presented on this issue. Specifically, it is not inconsistent that when employees are terminated in a reduction of total workforce that those remaining may work overtime. In any case, complainant's assertions do not establish that he was prevented or dissuaded from investigating his rights commencing on October 14, 1983 because of any wrongful action by the employer on that date; i.e., there is no allegation that the employer made affirmative misrepresentations or that there were omissions that lulled him into 'foregoing prompt attempts to vindicate his rights." See Meyer v. Riegel Products Corp., 720 F.2d 303, 307 (3rd Cir. 1983); Smith v. American President Lines, Ltd., 571 F.2d 102 (2nd Cir. 1978).2 In the absence of such actionable conduct by the employer, where as here complainant "had a gut feeling that Mr. Mangoba's statement was false,"3 and he learned the facts that he believed established the basis for a complaint under the Act about two weeks after October 14, 1983, which thus left 16 days in which to make a timely filing, I conclude that no basis for tolling the 30-day period for 14 days has been established.4 Similarly, I reject the related contention that since the employer did not expressly advise him of his rights complainant should have been relieved of the obligation to file his complaint until his lawyer advised him on November 14, 1983. The regulations implementing the Act do not require specific notification of such rights at the time of termination. Compare, e.g., 20 C.F.R. §§ 676.52 and 676.83 with 10 C.F.R. § 19.11. Thus, again, based on the facts alleged in this case, I conclude that complainant's failure to file in timely fashion cannot be excused or tolled until he contacted his attorney on November 14, 1983.

    While I agree with complainant's contentions that the employer can in no sense be found to have been prejudiced by the one-day


[Page 6]

late filing and that the Act's purposes would be served by excusing the delay, it has been clearly held that lack of prejudice "is simply irrelevant when Congress has drawn a line at a point where it believed claims should be barred." School District of City of Allentown v. Marshall, 657 F.2d 16, 20 (3rd Cir. 1981). Also, although it is elf-evident that excusing a slight delay of one day would further the Act's remedial purposes, I cannot ignore the principle that "Congress did not leave to courts the decision as to which delays might or might not be 'slight.'" International Union of Electrical Workers v. Robbins & Myers, Inc., 429 U.S. 229, 240 (1976). As the Third Circuit stated in another whistleblower case under the Toxic Substances Control Act:

...We may not ignore the legislative intent to grant the defendant a period of repose after the limitations period has expired.

...The choice of the appropriate time is not entrusted to the administrative agency or to the courts. It is the result of legislative determination made after weighing the various interests at stake .... It is not for us or the Secretary to casually ignore the statutory limitation.

School District of City of Allentown v. Marshall, supra at 20. In effect, the only basis for less than strict adherence to the statutory limitation in this case is the doctrine of "equitable tolling' which applies where:

[(1)] the defendant has actively misled the plaintiff respecting the cause of action,

[(2)] the plaintiff has in some extraordinary way been prevented from asserting his rights, or

[(3)] the plaintiff has raised the precise statutory claim in issue but has mistakenly done so in the wrong forum.

Id. However, applying the restrictions on equitable tolling which must be "scrupulously observed," Id. at 19, I find as stated above that complainant here has not established that he was actively misled by respondents, that he was prevented in any way from filing his complaint, or that he did raise the same claim in the wrong forum.


[Page 7]

    Finally, there remains the question whether the instant case should not be distinguished from Allentown and the other cases cited therein on the ground that the complaint here was filed only one day late, not 3-1/2 weeks late as in Allentown. The authorities cited herein require a negative answer regardless of whether the delay is one day, 3-1/2 weeks, or longer. While the one-day delay in this case certainly creates sympathy for complainant, I conclude that notwithstanding the beneficent nature of the legislation, neither the Act nor its regulations gives me discretion to ignore the clear statutory mandate. See Rice v. New England College, 676 F.2d 9 (lst Cir. 1982); cf. Potomac Electric Power Co. v. Director, OWCP, 449 U.S. 268, 101 S.Ct. 509 (1980). Congress has seen fit to impose an arbitrarily short period of 30 days for filing complaints under a special statute, and I find no basis for applying the doctrine of equitable tolling. In such circumstances,

[e]ven if the interest of justice might, be served in this particular case by [permitting this claim to be heard], in the long run, experience teaches that strict adherence to the procedural requirements specified by the legislature is the best guarantee of evenhanded administration of the law.

Mohasco Corp. v. Silver, 447 U.S. 807, 826 (1980).

ORDER

    In view of the foregoing:

    1. The motion to dismiss is granted;

    2. The complaint is dismissed.

       ALFRED LINDEMAN
       Administrative Law Judge

Dated: JUL 27 1984
San Francisco, California

AL:scm

[ENDNOTES]

1 Complainant also requested and was granted a continuance of the hearing previously scheduled for April 24, 1984, and expressly waived the provisions of 29 C.F.R. § 24.5(a) requiring a hearing within seven days following receipt of the request for hearing. Further joint requests for extensions pending the outcome of settlement negotiations were also granted. By letter dated July 6, 1984, complainant requested either withdrawal of his complaint or dismissal without prejudice. Respondents, by letter dated July 13, 1984, opposed the motion to dismiss without prejudice. Because I agree that withdrawal or dismissal without prejudice in this forum is not warranted, I decide the respondents' pending motion.

2 In my judgment an example of such an affirmative act would have Seen a statement that he had no right to file under the Act, or that he had 60 days rather than 30 in which to file a complaint. An actionable omission would have been a failure to provide an accurate response had complainant asked for an explanation of his dismissal or for information concerning his rights under the Act. See Meyer, supra at 308; compare Affidavit of Charles Stokes, Attachment 1, of Brief on the Statute of Limitations Defense.

3 See Affidavit of Charles Stokes, supra, paragraph 6.

4 It is noted that when Congress has intended that a tolling period should be applied until "awareness" of certain facts occurs, it has expressly so specified in the statutory framework. See 33 U.S.C. §§ 912(a), 913(a). It has not done so in the Energy Reorganization Act.



Phone Numbers