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Williams v. CMS Transportation Services, Inc., 94-STA-5 (Sec'y Oct. 25, 1995)




DATE:  October 25, 1995
CASE NO:  94-STA-00005


IN THE MATTER OF

BOBBY J. WILLIAMS 

          COMPLAINANT,

     v.

CMS TRANSPORTATION SERVICES, INC.,

          RESPONDENT.


BEFORE:  THE SECRETARY OF LABOR


                         FINAL DECISION AND ORDER

     This case arises under the employee protection provisions 
of the Surface Transportation Assistance Act of 1982 (STAA), 
49 U.S.C.A. § 31105 (West 1994).  The findings of fact in
the June 27, 1995 Administrative Law Judge's (ALJ's) Recommended
Decision and Order (R. D. and O.), at 2-5, are supported by
substantial evidence in the record as a whole and therefore are
conclusive.  29 C.F.R.  § 1978.109(c)(3)(1994).  Although I
have clarified the ALJ's legal analysis as explained below, I
accept his recommended decision, and dismiss this complaint.  
                             BACKGROUND
     Complainant, Bobby J. Williams (Williams), was employed by
Respondent, CMS Transportation Services, Inc. (CMS), as a
commercial motor vehicle driver, from September 1992 until his
discharge in December 1992.  Williams alleged that Respondent
discharged him because he raised concerns with management about
being required to drive in violation of the Department of
Transportation's (DOT) hours-of-service regulations.[1]   CMS
denied this allegation and stated that Williams was discharged
for being 

[PAGE 2] late on a number of deliveries, being dishonest about his location when calling in to dispatch, being rude to a Pennsylvania State Trooper, and being an unprofessional driver. Williams filed a complaint with the U. S. Department of Labor (DOL) alleging that CMS fired him in violation of the Act, and in retaliation for complaining about and refusing to drive on trips that could not be driven legally within DOT regulations. After an evidentiary hearing on the merits, the ALJ issued an R. D. and O. concluding that Williams failed to establish by a preponderance of the evidence that was engaged in protected activity and recommending that the complaint be dismissed. DISCUSSION The ALJ weighed all the evidence and concluded that Williams did not present a prima facie case of a violation of the employee protection provisions of the STAA. R. D. and O. at 14. Since "this case was fully tried on the merits," it is not necessary to engage in an analysis of the elements of a prima facie case. USPS Board of Governors v. Aikens, 460 U.S. 711, 713 (1983); Carroll v. Bechtal Power Corp., Case No. 91-ERA-0046, Sec. Dec., Feb. 15, 1995, slip op. at 11 n. 9, petition for review docketed, No. 95-1729 (8th Cir. Mar. 27, 1995) (under the Energy Reorganization Act). Once CMS produced evidence that Williams was subjected to an adverse action for a legitimate, nondiscriminatory reason, the answer to the question whether a prima facie case was presented is no longer useful. If Williams has not prevailed by a preponderance of the evidence on the ultimate question of liability it matters not at all whether he presented a prima facie case. The relevant portion of the STAA, states: [a] person may not discharge an employee or discipline or discriminate against an employee regarding pay, terms, or privileges of employment, because- (A) the employee, or another person at the employee's request has filed a complaint or begun a proceeding related to a violation of a commercial motor vehicle safety regulation, standard, or order, or had testified or will testify in such a proceeding; 49 U.S.C.A. § 31105(a)(1)(A) (West 1994) (complaint provision) Williams claims that he made between seven and nine internal complaints regarding the scheduling and operation of runs in violation of DOT hours of service regulations. R. D. and O at 12. Internal complaints so management, as alleged by Williams, are protected under the STAA. Reed v. National Minerals Corp., Case No. 91-STA-34, Sec. Dec. and Order, slip op.
[PAGE 3] at , July 24, 1992. However, Williams must prove by a preponderance of the evidence that he actually made such internal safety complaints. Here, the record is devoid of any evidence or written documentation from any source supporting Williams' allegations and CMS management officials testified that Williams never made any such complaint to them. Id. I find that Williams has not established by a preponderance of the evidence that he engaged in activity protected by the complaint provisions of the STAA. Williams also made a claim under the "refusal to drive" section of the STAA. R. D. and O. at 2; 49 U.S.C. § 31105(a)(1)(B). I agree with the ALJ that Williams produced no evidence at the hearing of any refusal to drive. R. D. and O. at 13. In fact, Williams testified that he did not refuse a load at CMS because "you may not get another load for a couple of days." T. 233. An employee must actually refuse to operate a vehicle to be protected under (--?-- --?--) 49 U.S.C. § 31105(a)(1)(B). Since Williams refused to drive a vehicle the "refusal to drive" section of the STAA is not applicable. CONCLUSION Williams failed to prove that he engaged in protected activity and the complaint is therefore DISMISSED. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D. C. [ENDNOTES] [1] Department of Transportation regulations state that "no motor carrier shall permit a driver of a commercial motor vehicle to drive . . . for any period after . . . having been on duty 70 hours in any period of eight consecutive days". 49 C.F.R. § 395.3(b)(2) (1994).



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