skip navigational links United States Department of Labor
May 9, 2009        
DOL Home > OALJ Home > Whistleblower Collection
DOL Home USDOL/OALJ Reporter
Stiles v. J.B. Hunt Transport, 92-STA-34 (Sec'y Sept. 24, 1993)




DATE:  September 24, 1993
CASE NO. 92-STA-34


IN THE MATTER OF

MORGAN STILES,

          COMPLAINANT,

     v.

J.B. HUNT TRANSPORTATION, INC.,

          RESPONDENT.


BEFORE:  THE SECRETARY OF LABOR


                            DECISION AND ORDER

     Before me for review is the April 9, 1993, Recommended
Decision and Order of the Administrative Law Judge (ALJ) in this
case arising under Section 405, the employee protection
provision, of the Surface Transportation Assistance Act of 1982
(STAA), 49 U.S.C. app. § 2305 (1988).  The ALJ found that
Complainant did not establish a prima facie case of a violation
of the STAA and recommended dismissal.  With the corrections
noted below, [1]  the ALJ's findings of fact, R. D. and O. at 2-
7, are supported by substantial evidence on the record taken as a
whole, and therefore are conclusive.  See 29 C.F.R. 
§ 1978.109(c).  Although I agree with the ALJ that the
complaint should be dismissed, I reach that conclusion by a
different legal analysis that I explain below. [2] 
     Complainant argued that he established a violation of both
sections of the STAA's employee protection provision.  Under the
STAA, it is unlawful to discharge an employee because he has
"filed any complaint or instituted or caused to be instituted any
proceeding relating to a violation of a commercial motor vehicle
safety rule, regulation, standard, or order, or has testified or
is about to testify in any such proceeding."  49 U.S.C. app. 
§ 2305(a) [the "complaint" section].

[PAGE 2] Section 2305(b) prohibits discrimination against employees for refusing to drive in either of two circumstances. An employee may not be disciplined for refusing to operate a vehicle "when such operation constitutes a violation of any Federal rules, regulations, standards, or orders applicable to commercial motor vehicle safety or health. . . " ["when clause"]. Discipline also is prohibited when an employee refuses to operate a vehicle "because of the employee's reasonable apprehension of serious injury to himself or the public due to the unsafe condition of [the] equipment" ["because clause"]. The second ground for refusal further requires that the unsafe condition must be such that a reasonable person, under the circumstances, would perceive a bona fide hazard, and that the employee must have sought from his employer, and have been unable to obtain, correction of the unsafe condition. 49 U.S.C. § 2305(b). I. Prima facie case To establish a prima facie case in a STAA proceeding, a complainant must show that he engaged in protected activity, that he was subjected to adverse action, and that the respondent was aware of the protected activity when it took the adverse action. Complainant must also present evidence sufficient to raise the inference that the protected activity was the likely reason for the adverse action. Roadway Express, Inc. v. Brock, 830 F.2d 170, 181 n.6 (11th Cir. 1987); Auman v. Inter Coastal Trucking, Case No. 91-STA-00032, Final Dec. and Order, July 24, 1992, slip op. at 2. On February 14 and 15, 1992, Complainant Stiles informed responsible persons within Respondent Hunt's organization that his assigned truck had an air leak in the brake line, noise in the clutch, and bald tires. R. D. and O. at 5. Stiles contends that he was discharged because he raised these internal safety complaints. Hunt argues that Stiles did not engage in an activity protected under the STAA because he complained only to other Hunt employees, an "internal" complaint. Resp. Mem. Brief in Support of ALJ's Decision at 16-17. Citing a case under the Energy Reorganization Act (ERA), Brown & Root v. Donovan, 747 F.2d 1029 (5th Cir. 1984), Hunt contends that to have protection under the STAA's complaint section, an employee must "file a formal complaint with an appropriate government agency." Resp. Mem. Brief at 16. Internal complaints to superiors are protected under the STAA's complaint section. Smith v. Yellow Freight System, Case No. 91-STA-45, Dec. and Order, Mar. 10, 1993, slip op. at 12, appeal docketed, No. 93-33488 (6th Cir. May 7, 1993); Asst. Secretary and Killcrease v. S & S Sand and Gravel, Inc., Case No. 92-STA-30, Final Dec. and Order, Feb. 5, 1993, slip op. at 8;
[PAGE 3] Asst. Sec. and Lajoie v. Environmental Management Systems, Inc., Case No. 90-STA-31, Final Dec. and Order, Oct. 27, 1992, slip op. at 5, appeal docketed, No. 92-2472 (1st Cir. Dec. 28, 1992); Davis v. H.R. Hill, Inc., Case No. 86-STA-18, Dec. and Order of Rem., Mar. 19, 1987, slip op. at 3-4. I am unaware of any decision in the United States Court of Appeals for the Fifth Circuit, whose decisions are controlling in this case, extending the Brown & Root decision to cases under the STAA's complaint section, and I decline to do so for the reasons stated in Davis. Discharge clearly constituted adverse action against Stiles. Jay Johnson, the manager who made the decision to fire Stiles, T. 436, testified that he was aware that Stiles had been assigned a truck that had problems. T. 440-441. I find it likely that Johnson had reason to suspect that Stiles' complaints had caused the truck to be placed in the shop for repairs. A manager's suspicion that an employee has made protected complaints is sufficient to establish the knowledge element of a prima facie case. See Williams v. TIW Fabrication Machining, Inc., Case No. 88-SWD-3, Sec. Dec., June 24, 1992, slip op. at 6 (under analogous provision of the Solid Waste Disposal Act, managers' suspicions that complainant had filed complaints sufficient to show respondent's knowledge). In establishing a prima facie case a complainant need only raise the inference that his engaging in protected activities caused the adverse action. The proximity in time between protected conduct and adverse action alone may be sufficient to establish the element of causation for purposes of a prima facie case. Moravec v. HC & M Transportation, Inc., Case No. 90-STAA-44, Sec. Dec., Jan. 6, 1992, slip op. at 10; Ertel v. Giroux Brothers Transportation, Inc., Case No. 88-STA-24, Sec. Dec., Feb. 16, 1989. Since Stiles was discharged within a week of raising safety complaints about a truck, I find that he raised the inference of causation. I therefore find that Stiles established a prima facie case of a violation of the complaint section, 49 U.S.C. app. § 2305(a). Stiles refused to drive a truck because of serious safety defects. Bald tires and defective brakes would violate the Federal safety regulations at 49 C.F.R. § 393.75 (tires) and 393.50 and 393.51 (air brakes). Johnson was aware that Stiles had caused repairs to be made on a truck when he discharged Stiles less than a week later. I therefore find that Stiles also has established a prima facie case of a violation of the "when" clause of 49 U.S.C. app. § 2305(b). Concerning the "because" clause, I find that a person in the same circumstances as Stiles would have a reasonable apprehension of serious injury because of defective brakes and bald tires. Stiles twice sought correction of the defects, and Hunt
[PAGE 4] ultimately made the necessary repairs while Stiles was assigned to a different truck. Therefore, Stiles did not establish a prima facie case of a violation of the "because" clause since he succeeded in getting the defects corrected. Cf. Brame v. Consolidated Freightways, Case No. 90-STA-20, Final Dec. and Order, June 17, 1992, slip op. at 4 (complainant did not establish prima facie case under "because" clause where apprehension of injury was unreasonable). II. Respondent's Burden of Production and Complainant's Ultimate Burden of Persuasion If the complainant succeeds in establishing a prima facie case, the respondent has the burden of articulating a legitimate reason for taking the adverse action. Killcrease, slip op. at 7. Hunt articulated a legitimate reason for the discharge on February 21, 1992, that Stiles violated the terms of his "conditions of reinstatement." Hunt had been discharged earlier in February 1992 for uncooperative behavior. T. 131-132. An employee Board of Review reinstated Stiles on the condition that he would be discharged immediately if he refused to work, damaged company property, or used abusive or vulgar language with his coworkers. RX 1, p. 2. Witnesses for Hunt testified that Stiles was fired the second time for insubordination and using vulgar language with the safety manager of the East Brunswick, New Jersey terminal. T. 214, 436; RX 1, p. 5. Stiles had the burden of proving that the reasons Hunt stated for his discharge were not credible, and that the real reason was retaliation for his safety complaints. See Killcrease, slip op. at 7. I find that Stiles did not meet this burden. Stiles used extremely vulgar language while speaking with an East Brunswick terminal employee who had no knowledge of Stiles' earlier complaints about the condition of a truck at the Dallas terminal or of Stiles' reinstatement and its terms. The employee was offended and telephoned Stiles' superiors to report the vulgar language. As a result of the violation of the conditions of reinstatement, manager Johnson decided to fire Stiles. I agree with the ALJ that the evidence establishes convincingly that Stiles legitimately was fired for insubordination and for using extremely vulgar language. R. D. and O. at 10. See Dunham v. Brock, 794 F.2d 1037, 1041 (5th Cir. 1986) ("[a]busive and profane language coupled with defiant conduct or demeanor justify an employee's discharge on the grounds of insubordination" even through the employee had also engaged in activity protected under an analogous employee protection provision); Couty v. Arkansas Power & Light Co., Case No. 87-ERA-10, Final Dec. and Order on Remand, Feb. 13, 1992, slip op. at 2 (no statutory violation where Complainant
[PAGE 5] discharged for engaging in abusive, disruptive, profane, and threatening behavior towards supervisors). Stiles did not sustain his burden of establishing that the reasons given for his discharge were a pretext for discrimination or that he was discharged for engaging in protected activity. Accordingly, the complaint is DISMISSED. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D.C. [ENDNOTES] [1] On p. 3, carryover paragraph, line 2, the reference to p. 95 of RX 1 is deleted. On line 4, the reference to RX 1 is deleted. On p. 5, second paragraph, line 4, the reference to p. 282 of the transcript is deleted. On p. 6, second paragraph, last line, the reference to Tr. p. 38 is replaced with Tr. p. 239. In the third paragraph, last line, the reference to Tr. pp. 281-283 is replaced with Tr. p. 83. On p. 7, carryover paragraph, last line, the reference to Tr. pp. 40-41 is replaced with Tr. pp. 440-441. [2] Respondent timely filed a brief before me. Complainant was granted an extension of time for filing his brief, but he did not file one. By requesting the extension, Complainant waived the 120-day decisional deadline at 29 C.F.R. § 1978.109(c)(1). See Order Granting Extension of Time, May 21, 1993, at 2. In reaching this decision, I have considered the entire record, including the post-hearing briefs filed by both parties before the ALJ.



Phone Numbers