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Tankersley v. Triple Crown Services, Inc., 92-STA-8 (Sec'y Oct. 17, 1994)



DATE:  October 17, 1994
CASE NO. 92-STA-0008


IN THE MATTER OF

TERRY W. TANKERSLEY,

          COMPLAINANT,

     v.

TRIPLE CROWN SERVICES, INC., AND
NORTH AMERICAN VAN LINES, INC.,

          RESPONDENTS.


BEFORE:   THE SECRETARY OF LABOR


                         FINAL DECISION AND ORDER

     This case, which arises under the employee protection
provision of the Surface Transportation Assistance Act of 1982
(STAA), 49 U.S.C. app. § 2305 (1988), is before me for
review of recommended decisions issued by the Administrative Law
Judge (ALJ) on June 14, 1994, and June 21, 1994.
     In an earlier decision I remanded this case to the ALJ for
further proceedings.  Decision and Order of Remand, dated
February 18, 1993.  The ALJ had recommended that an adjudicatory
settlement be approved and I disagreed, explaining:
     Because this record contains no written settlement
     signed by all parties, or other memorialization of an
     entire agreement to which each party has consented,
     Respondent's Motion for Approval of Adjudicatory
     Settlement must be denied.  Cf. Hasan v.
     Nuclear Power Services, Inc., Case No. 86-ERA-24,
     Sec. Ord. to Show Cause, Mar. 21, 1991, slip op. at 2-
     3, Sec. Fin. Dec. and Ord., June 26, 1991,
     petition denied, No. 91-4642  (5th Cir.
     May 7, 1992).
At page 5. [1] 
     On remand the ALJ received additional evidence and 

[PAGE 2] concluded, based on the total circumstances and evidence, that the parties reached a fully consummated agreement, which is binding and should be enforced. See ALJ's June 14 decision at 5-6. In the alternative, the ALJ recommends that Respondent's motion for summary decision be granted and that Complainant's case be dismissed. See ALJ's June 14 decision at 30-34, as corrected by his June 21 decision. Upon review of the entire record and the ALJ's thorough recommendations, I agree that this record documents the material terms of an adjudicatory settlement between the parties, and I approve them to the extent they settle matters arising under the STAA. Complainant expressly authorized his attorney to settle this case, [2] and when his attorney accepted Respondent's offer by telephone on July 31, 1992, a binding agreement between Complainant and Respondent existed. Petty v. Timken Corp., 849 F.2d 130, 132-33 (4th Cir. 1988); Taylor v. Gordon Flesch Co., Inc., 793 F.2d 858, 862 (7th Cir. 1986); Gilbert v. United States, 479 F.2d 1267, 1268 (2d Cir. 1973). At that time the parties reached an unequivocal agreement on all material terms, as memorialized in Respondent's Appendix 6, dated August 18, 1994; Complainant's signed statement, dated August 7, 1992; and his attorney's motion to withdraw, dated August 10, 1992. See, e.g., Brock v. Scheuner Corp., 841 F.2d 151, 153-54 (6th Cir. 1988) (finding that parties agreed on material terms before agreement formally reduced to writing). [3] At most, Complainant appears to have had second thoughts about the level of his recovery, which does not justify setting aside an otherwise valid agreement. Asst. Sec. and Champlin v. Florilli Corp., Case No. 91-STA-0007, Sec. Order, May 20, 1992, slip op. at 6; Petty, 849 F.2d at 133; Glass v. Rock Island Refining Corp., 788 F.2d 450, 454-55 (7th Cir. 1986). The terms of the agreement constitute a fair, adequate, and reasonable settlement of Complainant's allegations that Respondent violated the STAA, and I, therefore, approve the settlement. E.g., Davis v. Kimstock, Inc., Case No. 90-STA-8, Sec. Order, Nov. 30, 1990, slip op. at 2. Because I approve the parties' settlement, I decline to address the ALJ's alternative recommended disposition of the case. Accordingly, this case is DISMISSED without prejudice. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D.C. [ENDNOTES] [1] Ordinarily, under the applicable regulations, an ALJ may issue a final order of dismissal where the parties agree to an adjudicatory settlement. Thompson v. G & W Transportation Co., Inc., Case No. 90-STA-25, Sec. Order, Oct. 24, 1990; 29 C.F.R. § 1978.111(d)(2) (1992). In view of the circumstances and disagreement here, however, I have accepted jurisdiction and review of the ALJ's rulings. [2] Given Complainant's admission on August 7, 1992, that he instructed his attorney to "settle the claim for what you can get," I accept the ALJ's summary ruling that counsel was expressly authorized to make a settlement. See ALJ's decision, dated June 14, 1994, at page 3; cf. Complainant's affidavit, dated November 4, 1992, at page 3. [3] The record also contains numerous relevant documents, including Respondent's Telecopy Cover Sheet, dated August 6, 1992, and Respondent's letter to Complainant's counsel, dated July 22, 1992, at page 3. Specifically, the parties agreed to settle all disputes for $10,000.00 and NAVL's release of damages it incurred in repossessing Mr. Tankersley's tractor.



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