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Carroll v. J.B. Hunt Transportation, Inc., 91-STA-17 (Sec'y June 23, 1992)




DATE:   June 23, 1992
CASE NO. 91-STA-17



IN THE MATTER OF

WILLIAM E. CARROLL,

               COMPLAINANT,

     v.

J.B. HUNT TRANSPORTATION, INC.,

               RESPONDENT.


BEFORE:  THE SECRETARY OF LABOR


                         FINAL DECISION AND ORDER
     Before me for review is the Recommended Decision and Order
(R.D. and O.) of the Administrative Law Judge (ALJ) issued 
March 12, 1992, in this case arising under Section 405 of the
Surface Transportation Assistance Act of 1982 (STAA), 49 U.S.C.
app. § 2305 (1988).  Neither party has filed any brief
before me as permitted.  29 C.F.R. § 1978.109(c)(2) (1991).
      Complainant, who was employed by Respondent in February
1985, as an over-the-road driver, alleges that he was discharged
on May 7, 1990, because he reported safety violations to the
Department of Transportation in 1987.  The ALJ found that
Complainant failed to establish a prima facie case of
discrimination under the STAA because there is no evidence that
Complainant's whistleblowing in any way led to his discharge. 
The ALJ also found that even if the evidence could be construed
to support a prima facie case, the evidence overwhelmingly proves
that Complainant was discharged not for a retaliatory reason but
for insubordination.  R.D. and O. at 7.
     Upon review of the record, I find substantial evidence to
support the ALJ's factual findings, including his credibility 

[PAGE 2] determinations. Furthermore, in analyzing the evidence, the ALJ correctly articulated and applied the appropriate burdens of proof and production. R.D. and O. at 3, 6-7. Consequently, I agree with and accept his decision, see 29 C.F.R. § 1978.109(c)(3), with the following elaborations. Section 405 of the STAA was enacted to encourage employees in the transportation industry to report noncompliance with applicable safety regulations governing commercial motor vehicles and to protect these "whistle-blowers" by forbidding the employer to discharge, or to take other adverse employment action, in retaliation for their safety complaints. Brock v. Roadway Express, Inc., 481 U.S. 250, 258, 262 (1987); 49 U.S.C. app. § 2305(a), (b). The STAA does not, however, prohibit an employer from discharging a whistleblower where the discharge is not motivated by retaliatory animus. See, e.g., Newkirk v. Cypress Trucking Lines, Inc., Case No. 88-STA- 17, Sec. Final Dec. and Order, Feb. 13, 1989, slip op. at 9; cf. Lockert v. United States Dept. of Labor, 867 F.2d 513, 519 (9th Cir. 1989). To prevail under the STAA, the employee must establish that the employer discharged him because of the protected whistleblowing activity. [1] Newkirk, slip op. at 8-9. Here, while it is undisputed that Complainant engaged in protected activity and was subsequently discharged, I agree with the ALJ that Complainant has not established a causal link. The evidence does not prove that the supervisor who discharged Complainant had any knowledge of the protected activity or, otherwise, that the decision to discharge Complainant was motivated in any part by Complainant's protected conduct. See, e.g., Transcript (T.) at 443, 451, 464; Complainant's Exhibit 9; Gay v. Burlington Motor Carriers, Case No. 92-STA-5, Sec. Final Dec. and Order, May 20, 1992, slip op. at 5. To the contrary, the record proves that Complainant was discharged for a legitimate, nondiscriminatory reason, i.e., for refusing to attend a counseling session pertaining to his consistent problem of driving over Respondent's established speed limit. See T. at 446-50, 515; Respondent's Exhibits 46, 68-4; cf. Kenneway v. Matlack, Inc., Case No. 88-STA-20, Sec. Final Dec. and Order, June 15, 1989, slip op. at 12-13. [2] In sum, Complainant has not exposed any discriminatory motive leading to his discharge and has not met his burden of proof. Accordingly, this claim IS DENIED. SO ORDERED.
[PAGE 3] LYNN MARTIN Secretary of Labor Washington, D.C. [ENDNOTES] [1] More specifically, to establish the initial prima facie case, a complainant must present evidence sufficient to raise an inference of causation. Where he does so, and the employer proffers a legitimate, nondiscriminatory reason for the discharge, then the complainant must show either that his protected conduct more likely motivated the employer or that the employer's proffered explanation is incredible. [2] Complainant does not deny his problem with driving over Respondent's speed limit, but he attempts to argue that the problem was caused by the way in which Respondent dispatched him. The record does not support Complainant's argument nor does it logically follow that Respondent would repeatedly counsel Complainant on a problem it created. Regardless, the relevant inquiry is Respondent's perception of its justification for the discharge. Moon v. Transport Drivers, Inc., 836 F.2d 226, 230 (6th Cir. 1987).



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