[Page 5]
Though the SWDA and the CERCLA prohibit discrimination by a "person", which is a broader term than "employer" as used in the ERA, the above-quoted definitions of "person" in the SWDA and CERCLA, like the definition of "employer" in the ERA, do not include any reference to a labor organization. Moreover, a labor organization can not reasonably be considered to be an "individual" or a "firm" or a "partnership" or an "association" or any other subspecies of "person" enumerated in the SWDA and the CERCLA based on the established meanings of those terms. See Community for Creative Non-violence v. Reid , 490 U.S. 730, 739 (1989) ("[w]here Congress uses terms that have accumulated settled meaning under . . . common law, a court must infer, unless the statute otherwise dictates, that Congress means to incorporate the established meaning of these terms."). That a labor organization does not fall within the SWDA and CERCLA definitions of "person" is emphasized by the fact that Congress has specifically included the term "labor organization" or "labor union" in the definition of "person" when it intends to make legislation applicable to unions. See e.g. , National Labor Relations Act, 29 U.S.C. §152(1) (defining person as including "one or more individuals, labor organizations , partnerships, associations, corporations, legal representatives, trustees, trustees in bankruptcy, or receivers") (italics added); Title VII of the Civil Rights Act, 42 U.S.C. §2000e(a) (anti-employment discrimination provisions stating that the "term person' includes one or more individuals, governments, governmental agencies, political subdivisions, labor unions , partnerships, associations, corporations, legal representatives, mutual companies, joint-stock companies, trusts, unincorporated organizations, trustees, trustees in cases under title, or receivers" (internal quotation marks in text; italics added); Title VIII of the Civil Rights Act, 42 U.S.C. §3602(d) (fair housing provisions which define a person as "one or more individuals, corporations, partnerships, associations, labor organizations , legal representatives, mutual companies, joint-stock companies, trusts, unincorporated organizations, trustees, trustees in bankruptcy, receivers, and fiduciaries") (italics added); Federal Election Campaign Act, 2 U.S.C. §431(11) (defining person to include "an individual, partnership, committee, association, corporation, labor organization , or any other organization or group of persons") (italics added). Regarding these definitional dissimilarities, the Secretary of Labor has held that the significant language differences between Title VII and the environmental whistleblower statutes result in a "textual asymmetry" that makes it "inappropriate . . . to read the breadth of Title VII's coverage into the environmental whistleblower provisions." Reid v. Methodist Medical Center , USDOL/OALJ (HTML), ALJ No. 1993-CAA-4 at 10 (April 3, 1995) (declining to apply Title VII's more expansive protection to an individual who was not an employee of an employer).
[Page 6]
Based on the language of the SWDA and the CERCLA and the implementing Regulations, I conclude that a labor organization such as Respondent is not a covered respondent in a whistleblower discrimination case unless the union is acting as an employer in relation to the complaining employee. I will now turn to the question of whether the Claimant has shown that Respondent was acting as his employer in this case.
At the hearing, the Complainant stipulated to the fact that he was not an employee of Respondent. Tr. 490, l.6-16. The regulations governing proceedings before the Office of Administrative Law Judges state that stipulations "when received in evidence, shall be binding on the parties thereto." 29 C.F.R. §18.51. Stipulations made by parties in whistleblower litigation are enforceable unless contrary to public policy. Doyle v. Hydro Nuclear Services , USDOL/OALJ Reporter (HTML), ARB Nos. 99-041, 99-042, and 00-012, ALJ No. 1989-ERA-22 at 14 (ARB May 17, 2000); Tritt v. Fluor Constructors, Inc. , USDOL/OALJ Reporter (HTML), ALJ No. 1988-ERA-29 at 1-2 (Sec'y May 31, 1995), appeal dismissed sub nom Fluor Constructors, Inc. v. Reich , 111 F.3d 94 (11th Cir. 1997). The Complainant has made no assertion that holding him to his stipulation would be against public policy, and it does not appear that enforcement of this stipulation, which was freely entered into at the hearing and which, as discussed below, is consistent with the evidence of record, would run counter to any policy concerns. Therefore, I conclude that the stipulation is enforceable, and I find that the Complainant was not an employee of Respondent at any time relevant to the issues raised by his complaint.
Although the existence of an "employment relationship . . . is essential" to a environmental whistleblower complaint, the stipulated absence of a direct employer-employee relationship between the Complainant and Respondent, however, is not necessarily fatal to his complaint since the Administrative Review Board has held that the environmental whistleblower protections may extend beyond an employee's immediate employer to another employer, notwithstanding the fact that the other employer does not directly compensate or immediately supervise the employee. Stephenson v. NASA , USDOL/OALJ (HTML), ARB No. 98-025, ALJ No. 1994-TSC-5 at 11 (ARB July 18, 2000); Williams v. Lockheed Martin Energy Systems, Inc ., USDOL/OALJ (HTML), ARB No. 98-059, ALJ No. 1995-CAA-10 at 9 (ARB January 31, 2001). The question in such cases is "did [the Respondent] act as an employer with regard to the Complainant . . . by exercising control over production of the work product or by establishing, modifying or interfering with the terms, conditions or privileges of employment." Stephenson v. NASA , 1994-TSC-5 at 11.
A review of the record reveals that the Complainant has provided no evidence and has alleged no facts which would support a finding that Respondent acted as his employer. In fact, the Complainant's credible testimony compels a contrary conclusion. That is, the Complainant candidly acknowledged during his testimony that he considered Weston to be his employer. Tr.354, l.12-21; 355, l.13-16; 443, l.15-17. In addition, the record establishes that Respondent's decisions to remove Complainant as a steward and to bar him from future appointments as a steward had no impact on the terms, conditions or privileges of his employment at the Hanford Site. Tr. 491, l.3-13. Finally, the record establishes that Respondent did not: (1) hire the Complainant; (2) manage or supervise him or the work that he performed; (3) pay him for the work he performed; or (4) withhold payments for his taxes. Tr. 490, l.6-8; 454, l.10-21; 443, l.24-25; 444, l.1-2; 490, l.9-11. On these uncontradicted facts, I find that Respondent did not act as the Complainant's employer either directly or in a hierarchical employment context.
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Having determined that Respondent did not exercise control over production of the work product nor did it establish, modify or interfere with the terms, conditions or privileges of the Complainant's employment, I conclude, to paraphrase the late Judge Chester Shatz's words in Delcore , that the complaint must be dismissed "since the Respondent/union is not an employer within the meaning of the . . . anti-discrimination provisions." Delcore v. International Brotherhood of Electrical Workers , USDOL/OALJ Reporter (HTML), ALJ No. 1991-ERA-7 at 1 (ALJ December 4, 1990).
IV. Order
Based upon the foregoing Findings of Fact and Conclusions of Law and upon the entire record before me, the instant complaint against Laborers' International Union Local 348 is DISMISSED.
SO ORDERED.
DANIEL F. SUTTON
Administrative Law Judge
Boston, Massachusetts
DFS:cmm
NOTICE : This Recommended Decision and Order will automatically become the final order of the Secretary unless, pursuant to 29 C.F.R. §24.8, a petition for review is timely filed with the Administrative Review Board, United States Department of Labor, Room S-4309, Frances Perkins Building, 200 Constitution Avenue, N.W., Washington, D.C. 20210. Such a petition for review must be received by the Administrative Review Board within ten business days of the date of this Recommended Decision and Order, and shall be served on all parties and on the Chief Administrative Law Judge. See C.F.R. § § 24.8 and 24.9, as amended by 63 Fed. Reg. 6614 (1998).
[ENDNOTES]
1 The Complainant initially brought this action alleging violations of the Energy Reorganization Act ("ERA") of 1974, 42 U.S.C. §5851, the Toxic Substances Control Act ("TSCA"), 15 U.S.C. §2622, the Surface Transportation Assistance Act ("STAA"), 49 U.S.C. §2301 et seq . as well as the the CERCLA and SWDA. The Complainant subsequently withdrew the ERA, TSCA and STAA allegations. Administrative Law Judge Exhibit No. 13.
2 Documentary evidence will be referred to herein as "CX" for an exhibit offered by the Complainant, "RX" for an exhibit offered by the Respondent, and "JX" for joint exhibits. Formal papers were admitted as Administrative Law Judge ("ALJX") 1-21. References to the hearing transcript will be designated as "Tr" and will be followed by a citation to the transcript page(s) and line(s).
3 An order was originally prepared to be issued on May 11, 2001, granting the Respondent until June 30, 2001 to file a responsive pleading. However, the order was inadvertently not issued on that date.
4 The CERCLA specifically states,
No person shall fire, or in any other way discriminate against, or cause to be fired or discriminated against, any employee or any authorized representative of employees by reason of the fact that such employee or representative has provided information to a State or to the Federal Government, filed, instituted, or caused to be filed or instituted any proceeding under this chapter or has testified or is about to testify in any proceeding resulting from the administration or enforcement of the provisions of this chapter.
42 U.S.C. §9610(a).
5 It is noted that while §24.2(a) has always prohibited discrimination by an "employer", earlier versions of §24.2(b) used the term "any person" instead of "employer" in describing the types of employment discrimination prohibited. 29 C.F.R. §24.2 (1980); 45 Fed. Reg. 1836 (January 8, 1980). "Employer" was substituted for "person" without comment when the Part 24 Regulations were amended in 1998. 63 Fed. Reg. 6614 (February 9, 1998).
6 The Secretary noted in his second Delcore decision that the ERA had been amended effective October 24, 1992, subsequent to Delcore's complaint, to broaden the definition of a covered employer. 1991-ERA-7 at n.1. The 1992 amendments to the ERA added contractors and subcontractors of the Department of Energy to the definition of a covered employer. 42 U.S.C. §5851(a)(2) (Supp. IV 1992). Congress added this provision so that employees of private contractors would have the same rights, grievance procedures, and remedies that public contractors are afforded under the ERA. See 138 Cong. Rec. H11376 (October 5, 1992) (statement of Rep. Wyden).