skip navigational links United States Department of Labor
May 9, 2009        
DOL Home > OALJ Home > Whistleblower Collection
DOL Home USDOL/OALJ Reporter

Hasan v. Commonwealth Edison Co., 2000-ERA- 11 (ALJ Oct. 5, 2000)


U.S. Department of LaborOffice of Administrative Law Judges
Seven Parkway Center - Room 290
Pittsburgh, PA 15220

(412) 644-5754
(412) 644-5005 (FAX)

DOL
Seal

DATE: OCTOBER 5, 2000

CASE NO.: 2000-ERA 11

In the Matter of:

SYED M. A. HASAN
    Complainant

    v.

COMMONWEALTH EDISON CO.
    Respondent

RECOMMENDED DECISION AND ORDER DISMISSING CLAIM

Procedural and Factual Background

   The above-captioned case has not yet been scheduled for hearing. Respondent's counsel submitted a Motion To Dismiss on January 31, 2000. Respondent alleges that Complainant has failed to state a claim upon which relief can be granted. Complainant was ordered by this Court to show cause why his complaint should not be dismissed on July 25, 2000. On August 7, 2000 Complainant submitted his Response to Show Cause Order. Complainant failed to submit evidence to this Court which alleged any set of facts upon which relief could be granted.

   Complainant filed the instant Complaint on December 1, 1999, alleging violations of Section 211 of the Energy Reorganization Act of 1974 (ERA), 42 U.S.C. § 5851 (1988 and Supp. IV 1992) and the regulations promulgated thereunder at 29 C.F.R. Part 24. Specifically, Complainant alleged that he was not re-hired by Respondent, Commonwealth Edison Company, because he had engaged in activities protected under the provisions of the ERA.1 Complainant alleges that he applied "for a job as a civil/structural engineer" with Respondent. The Complaint does not allege the specific dates that he applied to Respondent, only that he "applied many times." He filed this Complaint with the Secretary of Labor alleging discrimination and retaliation based on Respondent's failure to hire him on November 15, 1999.

   The complaint was investigated and found to have no merit by the Secretary of Labor on January 5, 2000. Complainant filed objections and requested a hearing before an Administrative Law Judge on January 10, 2000. The case was referred to the Office of Administrative Law Judges on January 24, 2000.


[Page 2]

Applicable Law

   Any employer who "intimidates, threatens, restrains, coerces, blacklists, discharges, or in any other manner discriminates against any employee because the employee has: (1) Commenced or caused to be commenced...a proceeding under on of the Federal statutes listed in § 24.1(a)..." is deemed to have violated the federal law and regulations in Part 24. 29 C.F.R. § 24.2(b).

   Neither 29 C.F.R. Part 24 (whistle blower proceedings) nor 29 C.F.R. Part 18 (procedures for administrative law judge hearings) address dismissal for failure to state a claim; therefore, the standards set out in the Federal Rules of Civil Procedure are applicable. Glenn v. Lockheed, 1998 ERA 35 and 50 ( ALJ July 15, 1999). Under Federal Rule of Civil Procedure 12(b)(6), dismissal may be appropriate when the facts in the case fail to state a claim. Id. In considering whether a dismissal is appropriate, the facts alleged in the complaint are taken as true, and all reasonable inferences are made in favor of the non-moving party. If the factual allegations, after having been accepted as true and construed most favorably on behalf of the non-moving party, present a cognizable claim if proved by a preponderance of the evidence, dismissal is not proper. Jones v. City of Lakeland, Tennessee, 175 F.3d 410 (6th Cir. (Tenn.) 1999). However, failure to allege a prima facie case is grounds for immediate dismissal. See Lovermi v. Bell South Mobility, Inc., 962 F. Supp. 136, 139 (S.D. Fla. 1997); Briggs v. Sterner, 529 F. Supp. 1155, 1164 (S.D. Iowa 1981).

Elements and Burden of Proof

   Complainant has the initial burden of proof in an environmental whistle blower proceeding to make a prima facie case which shows that: (1) complainant engaged in a protected activity; (2) complainant was subjected to adverse action; (3) respondent was aware of the protected activity when it took the adverse action; and, (4) the evidence is sufficient to raise a reasonable inference that the protected activity was the likely reason for the adverse action. Glenn, 1998 ERA at 7. If Complainant has succeeded in establishing the foregoing, Respondent must produce evidence of a legitimate, nondiscriminatory reason for the adverse action. Frady v. Tennessee Valley Authority, 92-ERA-19 (Sec'y Oct. 23, 1995). The complainant bears the ultimate burden of persuasion that Respondent's reasons are not the true reasons for the adverse action, but a pretext for discrimination. Id. At all times, Complainant bears the burden of establishing by a preponderance of the evidence that the adverse action was in retaliation for the protected activity. Id.

   Complainant is proceeding in this matter pro se and states in his "Response to Respondent's Motions" that "Judges are not disposed to hold pro se complainants to the standard of artful Pleaders (Licensed Attorneys)." While Complainant should not be held to the same standard as an attorney and may be held to a less stringent standard, he must nonetheless meet minimal pleading requirements. Salahuddin v. Jones, 992 F.2d 447, 449 (2d Cir. 1993), cert denied , 510 U.S. 902 (1993).


[Page 3]

   Complainant alleges that he engaged in a protected activity by his reporting of safety concerns to the United States Nuclear Regulatory Commission. Complainant has established the first element required to establish a prima facie case of retaliation.

   The second requirement for a prima facie case of retaliation requires adverse action on the part of the Respondent. When determining whether a complainant has established an actionable adverse action in a failure to hire case, the framework of a prima facie case outlined in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973) applies. Webb v. Carolina Power & Light Co., 93 ERA 42, 12 (ALJ July 24, 1996) (aff'd, ARB August 26, 1997). In order to establish a prima facie case of discriminatory refusal to hire, the complainant must show: (1) that he applied and was qualified for a job for which the employer was seeking applicants; (2) that, despite his qualifications, he was rejected; and (3) that after his rejection the position remained open and that employer continued to seek applicants from persons of complainant's qualifications. Id.

   In neither his complaint, nor in any of his responses, does Complainant allege that he mailed his resume in response to any opening for which Respondent was seeking applicants. In his complaint, Complainant attaches a copy of his resume and cover letters that he sent to Respondent on November 17, 1999. These documents do not, however, establish that they were sent in response to a job for which the employer was seeking applicants. They do not reference any particular position, advertisement, or solicitation on the part of the employer.2 Further, in his "Response to Respondent's Motions to Dismiss," Complainant alleges only that his resume has been with Respondent "at least from November 1998" and he did not get a job based on his whistle blowing activities. This does not meet the first element, that he applied and was qualified for a job for which employer was seeking applicants. Since Complainant does not establish a position for which Respondent was seeking applicants, the issue of his qualifications is not applicable.

   Although Complainant alleges the second element, that he was not re-hired by Respondent, this element is dependent upon the first; an application for a job for which the employer was seeking applicants. Thus, Complainant has not established the second element. Similarly, Complainant does not allege the third element, that the position remained open because Complainant has not established that a position was open in the first place. As such, Complainant has not alleged a prima facie case of adverse action on the part of Respondent and has failed to meet the second requirement.

   In satisfaction of the third requirement, Complainant must show that Respondents were aware of the protected activity when they took the adverse action. Since Complainant has not met the requirements to establish adverse action, he has failed to allege the third requirement for a prima facie case of retaliation.


[Page 4]

   The fourth requirement to allege a prima facie case of retaliation by Complainant is that there is sufficient evidence to raise a reasonable inference that the protected activity was the likely reason for the adverse action. Because Complainant has not alleged a prima facie case of adverse action, he has not met this requirement.

   After a careful review of the record, Complainant has failed to set forth a prima facie case of proscribed behavior, or provide a full statement of the acts and omissions, with pertinent dates, which are believed to constitute a violation. 29 C.F.R. § 24.5(a)(2). In addition, Complainant's Complaint, as pled, fails to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6).

B. Discovery

   In his Response to Show Cause Order, Complainant argues that dismissal is improper because he has not obtained discovery in this case. As Complainant has failed to establish even a prima facie case, his discovery requests would become nothing more than fishing expeditions. For example, although Claimant includes an attachment to his complaint specifically indicating the dates and phone numbers of the more than eighty companies to which he faxed his resume, he is unable to specify in either his complaint or in his subsequent responses, any particular job for which he applied and for which employer was seeking applicants. Moreover, in the absence of a prima facie showing, a court has the discretion to dismiss a claim. See generally McLaughlin v. McPhail, 707 F.2d 800, 807 (4th Cir. 1983). Therefore, I find that Complainant's argument that dismissal is improper in the absence of discovery is without merit.

   Accordingly,

ORDER

   It is ORDERED that the Complaint of Syed M A. Hasan be, and is hereby, dismissed.

       ROBERT J. LESNICK
       Administrative Law Judge

RJL/lab

NOTICE: This Recommended Decision and Order will automatically become the final order of the Secretary unless, pursuant to 29 C.F.R. § 24.8, a petition for review is timely filed with the Administrative Review Board, United States Department of Labor, Room S-4309, Frances Perkins Building, 200 Constitution Avenue, NW, Washington, DC 20210. Such a petition for review must be received by the Administrative Review Board within ten business days of the date of this Recommended Decision and Order, and shall be served on all parties and on the Chief Administrative Law Judge. See 29 C.F.R. §§ 24.8 and 24.9, as amended by 63 Fed. Reg. 6614 (1998).

[ENDNOTES]

1 Complainant filed safety concerns against a contractor providing services to Commonwealth Edison.

2Interestingly, the cover letters are addressed to the CEO and also to the President of the Nuclear Generation Group of Respondent. While not dispositive on the issue, most employment solicitations indicate a specific department to which employment applications should be sent; and this is rarely (if ever) the chief officers of a large company.



Phone Numbers