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Hasan v. Sargent & Lundy, 2000-ERA-7 (ALJ Oct. 5, 2000)


U.S. Department of LaborOffice of Administrative Law Judges
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Pittsburgh, PA 15220

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DATE: OCTOBER 5, 2000

CASE NO.: 2000-ERA-7

In the Matter of:

SYED M. A. HASAN
    Complainant

    v.

SARGENT & LUNDY
    Respondent

RECOMMENDED DECISION AND ORDER DISMISSING CLAIM

Procedural and Factual Background

   The above-captioned case has not yet been scheduled for hearing. Complainant was ordered by this Court, sua sponte, to show cause why his complaint should not be dismissed. On August 7, 2000 Complainant submitted his Response to Show Cause Order. Complainant failed to submit evidence to this Court which alleged any set of facts upon which relief could be granted.

   Complainant filed the instant Complaint on November 15, 1999, alleging violations of Section 211 of the Energy Reorganization Act of 1974 (ERA), 42 U.S.C. § 5851 (1988 and Supp. IV 1992) and the regulations promulgated thereunder at 29 C.F.R. Part 24. Specifically, Complainant alleged that he was not hired by Respondent, Sargent & Lundy because he had engaged in activities protected under the provisions of the ERA.1 Complainant alleges that he applied "for a job as a civil/structural/pipe support engineer" with Respondent. The Complaint itself does not allege the specific dates he applied to Respondent, only that he "applied many times." He filed this Complaint with the Secretary of Labor alleging discrimination and retaliation based on Respondent's failure to hire him on November 15, 1999.

   The complaint was investigated and found to have no merit by the Secretary of Labor on December 17, 1999. Complainant filed objections and requested a hearing before an Administrative Law Judge on December 21, 1999. The case was referred to the Office of Administrative Law Judges on January 24, 2000.


[Page 2]

Applicable Law

   Any employer who "intimidates, threatens, restrains, coerces, blacklists, discharges, or in any other manner discriminates against any employee because the employee has: (1) Commenced or caused to be commenced...a proceeding under on of the Federal statutes listed in § 24.1(a)..." is deemed to have violated the federal law and regulations in Part 24. 29 C.F.R. § 24.2(b).

   Neither 29 C.F.R. Part 24 (whistle blower proceedings) nor 29 C.F.R. Part 18 (procedures for administrative law judge hearings) address dismissal for failure to state a claim; therefore, the standards set out in the Federal Rules of Civil Procedure are applicable. Glenn v. Lockheed, 1998 ERA 35 and 50 (ALJ July 15, 1999). Under Federal Rule of Civil Procedure 12(b)(6), dismissal may be appropriate when the facts in the case fail to state a claim. Id. In considering whether a dismissal is appropriate, the facts alleged in the complaint are taken as true, and all reasonable inferences are made in favor of the non-moving party. If the factual allegations, after having been accepted as true and construed most favorably on behalf of the non-moving party, present a cognizable claim if proved by a preponderance of the evidence, dismissal is not proper. Jones v. City of Lakeland, Tennessee, 175 F.3d 410 (6th Cir. (Tenn.) 1999). However, failure to allege a prima facie case is grounds for immediate dismissal. See Lovermi v. Bell South Mobility, Inc., 962 F. Supp. 136, 139 (S.D. Fla. 1997); Briggs v. Sterner, 529 F. Supp. 1155, 1164 (S.D. Iowa 1981).

Elements and Burden of Proof

   Complainant has the initial burden of proof in an environmental whistle blower proceeding to make a prima facie case which shows that: (1) complainant engaged in a protected activity; (2) complainant was subjected to adverse action; (3) respondent was aware of the protected activity when it took the adverse action; and, (4) the evidence is sufficient to raise a reasonable inference that the protected activity was the likely reason for the adverse action. Glenn, 1998 ERA at 7. If Complainant has succeeded in establishing the foregoing, Respondent must produce evidence of a legitimate, nondiscriminatory reason for the adverse action. Frady v. Tennessee Valley Authority, 92-ERA-19 (Sec'y Oct. 23, 1995). The Complainant bears the ultimate burden of persuasion that Respondent's reasons are not the true reasons for the adverse action, but a pretext for discrimination. Id. At all times, Complainant bears the burden of establishing by a preponderance of the evidence that the adverse action was in retaliation for the protected activity. Id.

   Complainant alleges that he engaged in a protected activity by his reporting of safety concerns to the United States Nuclear Regulatory Commission. Complainant has established the first element required to establish a prima facie case of retaliation.


[Page 3]

   The second requirement for a prima facie case of retaliation requires adverse action on the part of the Respondent. When determining whether a complainant has established an actionable adverse action in a failure to hire case, the framework of a prima facie case outlined in McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802 (1973) applies. Webb v. Carolina Power & Light Co., 93 ERA 42, 12 (ALJ July 24, 1996) (aff'd, ARB August 26, 1997). In order to establish a prima facie case of discriminatory refusal to hire, the complainant must show: (1) that he applied and was qualified for a job for which the employer was seeking applicants; (2) that, despite his qualifications, he was rejected; and (3) that, after his rejection, the position remained open and that employer continued to seek applicants from persons of complainant's qualifications. Id.

   Complainant alleged in his March 13, 2000, "Motions to Disqualify Respondent Sargent & Lundy's Attorney/Motion for Default Judgment and For Sanctions Against Respondent Sargent& Lundy" and in his July 10, 2000, "Motion for Default Judgment Against Respondent Sargent & Lundy" that he sent his resume to Sargent & Lundy by fax in response to an ad on June 15, 1998, and by mail on May 19, 1999, July 13, 1999, August 31, 1999, October 16, 1999, December 17, 1999, and January 3, 2000. Complainant does allege the first element required to establish a prima facie case of discriminatory refusal to hire. Complainant further alleges the second element, that he was not hired by Respondent. In his July 10, 2000, "Motion for Default Judgment Against Respondent Sargent & Lundy," Complainant alleges that between May 1999 and November 1999, Respondent "has hired over forty civil/structural engineers" and "has hired additional engineers (in Civil/Structural/Pipe Support Group) even after November 1999." Thus, Complainant does allege the third element required to establish a prima facie case of discriminatory refusal to hire; that the position remained open and Respondent continued to seek applicants of Complainant's qualifications. As such, Complainant has alleged a prima facie case of adverse action on the part of Respondent and has met the second requirement.

   In satisfaction of the third requirement, Complainant alleges that he was not hired by Respondent in retaliation for engaging in a protected activity. To satisfy the third element, Complainant must show that one or more employees of Sargent & Lundy who had substantial input in the hiring decision had knowledge of the protected activity during the relevant time period. Id. at 6-7; Floyd v. Arizona Public Service Co., 90-ERA-39, 5 (Sec'y Sept. 23, 1994). Complainant does not allege this. In his November 15, 1999 complaint he alleged only that "Sargent & Lundy has deprived me FOR YEARS, of my livelihood (REFUSING TO HIRE ME), for reporting safety concerns to the NRC." He also alleges in his complaint that while working at the La Salle Nuclear County Station several of his former colleagues were aware of his ERA protected activities. Complainant had filed other complaints against employers under the ERA.

   Complainant's statements, taken as true, do not amount to a prima facie case that Respondent had knowledge of Complainant's protected activity. Complainant does not allege that any employee responsible for, or having input in, the hiring practices of Respondent had any knowledge of his protected activity. The only people Complainant alleges to have knowledge of his protected activity are former colleagues working with him at the plant. Moreover, he does not say which company these individuals work for. Complainant has failed to allege the third requirement for a prima facie case of retaliation.


[Page 4]

   The fourth requirement to allege a prima facie case of retaliation by Complainant is that there is sufficient evidence to raise a reasonable inference that the protected activity was the likely reason for the adverse action. Because Complainant has not alleged that Respondent had knowledge of the protected activity, he has not met this requirement.

   After a careful review of the record, Complainant has failed to set forth a prima facie case of proscribed behavior, or provide a full statement of the acts and omissions, with pertinent dates, which are believed to constitute a violation. 29 C.F.R. § 24.5(a)(2). In addition, Complainant's Complaint, as pled, fails to state a claim upon which relief can be granted. Fed. R. Civ. P. 12(b)(6). Accordingly,

ORDER

   It is ORDERED that the Complaint of Syed M A. Hasan be, and is hereby, dismissed.

       ROBERT J. LESNICK
       Administrative Law Judge

RJL/lab

NOTICE: This Recommended Decision and Order will automatically become the final order of the Secretary unless, pursuant to 29 C.F.R. § 24.8, a petition for review is timely filed with the Administrative Review Board, United States Department of Labor, Room S-4309, Frances Perkins Building, 200 Constitution Avenue, NW, Washington, DC 20210. Such a petition for review must be received by the Administrative Review Board within ten business days of the date of this Recommended Decision and Order, and shall be served on all parties and on the Chief Administrative Law Judge. See 29 C.F.R. §§ 24.8 and 24.9, as amended by 63 Fed. Reg. 6614 (1998).

[ENDNOTES]

1 Specifically, Complainant filed safety complaints against Sargent & Lundy while working for Commonwealth Edison at the La Salle Nuclear Station. Sargent & Lundy was a contractor to Commonwealth Edison at this time.



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