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Brown v. Tennessee Valley Authority, 89-ERA-2 (Sec'y Mar. 21, 1994)


DATE:  March 21, 1994
CASE NO. 89-ERA-2


IN THE MATTER OF

SHIRLEY BROWN,

               COMPLAINANT,

     v.

TENNESSEE VALLEY AUTHORITY,

               RESPONDENT.


BEFORE:  THE SECRETARY OF LABOR


                            ORDER OF DISMISSAL

     Before me for review is the Recommended Order of Dismissal
(R.O.D.), issued on November 28, 1988, by the Administrative Law
Judge (ALJ) in this case which arises under Section 210 of the
Energy Reorganization Act of 1974, as amended (ERA), 42 U.S.C. 
§ 5851 (1988).  The basis for the ALJ's order is a written
request by Complainant Brown to withdraw her complaint. 
See Letter from Complainant's counsel to Judge Von Brand,
dated November 21, 1988.
     Section 5851(b)(2)(A) of the ERA provides that "the
Secretary shall, unless the proceeding on the complaint is
terminated by the Secretary on the basis of a settlement entered
into by the Secretary and the person alleged to have committed
such violation, issue an order either providing the relief
prescribed by subparagraph (B) or denying the complaint."
     The ALJ in this case failed to cite any authority for his
recommendation of dismissal though he notes that he is acting
pursuant to Complainant's November 21 letter, indicating her
desire to have her complaint dismissed.  Complainant's effort to
voluntarily withdraw her complaint was expressly, though
qualifiedly, approved by the Respondent.  See Respondent's


[PAGE 2] letters from its Assistant General Counsel to: 1) the ALJ, dated November 29, 1988, and 2) the Director of the Office of Administrative Appeals, dated December 7, 1988. [1] Both the regulations which implement the ERA and the Rules of Practice and Procedure for Administrative Law Judges, 29 C.F.R. Part 18 (1991), are silent regarding voluntary dismissals of this nature. Thus, it has been consistently held that Rule 41(a) of the Federal Rules of Civil Procedure is applicable to the voluntary dismissal of ERA complaints. Stites, supra, slip op. at 2 (citing Nolder v. Kaiser Engineers, Inc., Case No. 84-ERA-5, Sec. Final Dec. and Order, June 28, 1985, slip op. at 6-7). [2] Respondent's written response that it does not object to Complainant's voluntary dismissal together with Complainant's notice of voluntary dismissal, may be deemed to constitute a stipulation of dismissal by the parties satisfying the requirements of Rule 41(a)(1)(ii). Mark E. Kleinman v. Florida Power and Light Company, Case No. 91-ERA-00050, Sec. Final Order of Dismissal, Feb. 21, 1992, slip op. at 2 (and cases cited therein). Accordingly, pursuant to Rule 41(a)(1)(ii) and as clarified herein, the complaint in this case is DISMISSED WITHOUT PREJUDICE. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D.C. [ENDNOTES] [1] The ALJ's dismissal order contains language concerning Complainant's possible pursuit of her "claims in other forums." Respondent objects to the inclusion of this language in the dismissal order contending that dismissal at this juncture stands as a "substantive bar to the pursuit of such ERA claims in any other forum. . . ." See Respondent's letter of December 7, 1988. My authority over ERA complaints is derived directly from the Act, 42 U.S.C. § 5851(b)(1), and my jurisdiction over this Complainant and her complaint only extends to actions filed under the ERA. While I am without authority to make rulings which might substantively affect Complainant's litigation rights in another forum, I have previously held that a dismissal without prejudice, in combination with the expiration of the statutory filing limitations period, operates only as a bar to the filing of another complaint under Section 210. Stites v. Houston Lighting & Power Company, Case No. 87-ERA-41, Sec. Dismissal Order,Sept. 29, 1989, slip op. at 3. As a factual matter, Complainant's November 21 dismissal notice appears to recognize this distinction -- it merely states that Complainant will pursue her "claims" in other forums. Clearly the same set of operative facts which give rise to a Section 210 complaint could serve as the basis for a complaint under another statute or common law theory of redress. [2] Rule 41(a)(1)(ii) provides for dismissal of an action "by filing a stipulation of dismissal signed by all parties who have appeared in the action. Unless otherwise stated in the notice of dismissal or stipulation, the dismissal is without prejudice. . . ."



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