Complainant began his employment at Nine Mile on February 1, 1988
and was assigned to the in-service-inspection department ("ISI").
At the hearing, complainant testified that he assumed a
supervisory position for a group of technical writers who were
responsible for producing ISI test procedures. Both Nine Mile
and the work which complainant performed were regulated by the
[Page 4]
Nuclear Regulatory Commission. (T 39)
Complainant stated that he had expressed concern to his
supervisor, Dick Shelton, on three separate occasions about
deficiencies which he perceived in Nine Mile's quality assurance
programs. Quality assurance programs are the source of
implementing functions or activities at nuclear plants.
Complainant testified that "it tells you not what to do, but how
you do what you do. " According to complainant, Shelton and
another supervisor, Lon Ludwig, accused him of trying to "expand
the market for NES employees" at Nine Mile when he voiced his
opinions. (T 43)
Prior to his employment at Nine Mile, complainant worked as
an NRC-licensed reactor operator in the Calvert Cliffs project of
the Baltimore Gas and Electric Company from August 1981 through
September 1985. During this time, complainant became acquainted
with Robert Madden, with whom he worked the same shift. (T 26,
46)
After leaving the Calvert Cliffs project, complainant and
Madden saw each other again in 1988 at a Fourth of July parade in
Oswego, New York, but did not have occasion to speak. (T 47) At
this time, Madden was working for General Physics at the James
A. Fitzpatrick Power Plant ("Fitzpatrick") in Oswego. In his
capacity as a staff specialist at Fitzpatrick, Madden conducted
training classes for inspectors. Mr. Madden testified that he
had no authority to hire any personnel, and more specifically,
subcontractors, during his tenure at General Physics. (T 183)
On July 6, 1988, Madden telephoned complainant and the two
men discussed what each had been doing since they had last worked
together. Complainant told Madden that his contract at Niagara
Mohawk was due to expire shortly. (T 184-185) Upon further
discussion, Madden suggested that complainant send him a resume
which he would direct to the appropriate persons at General Physics.
(T 92, 185) Following this conversation, complainant never
sent Madden a copy of his resume. (T 185)
There is some dispute over whether complainant mentioned in
the course of the July 6th conversation, any safety-related
concerns that he held regarding the Nine Mile plant. Complainant
recalled informing Madden "about the problems" that he and the
ISI pressure group "were experiencing, not too technical, but
enough to give him [Madden) the feeling there was some serious
[Page 5]
problems at Nine Mile Point One." (T 47) Madden testified, in
contradiction to this, that complainant did not make at any time
any disclosures about possible safety problems at Nine Mile.
Madden did not recall complainant voicing any specific complaints
about his work at Nine Mile. (T 185, 199)
Complainant testified that the work that he had supervised
at Nine Mile had led to the issuance of a licensing event report
("LER"), a form submitted by a utility to the Nuclear Regulatory
Commission as notification of operating problems. (T 40) On
cross examination, complainant noted that he had not told Mr.
Madden in the the July 6, 1988 telephone conversation that he
had filed any LERs with the NRC against Niagara Mohawk. (T 88)
Mr. Madden also testified that complainant had made no mention
of any safety-related complaints against Niagara Mohawk during
this conversation. (T 185) Complainant did not offer evidence of
any LERs which he may have submitted to the NRC regarding his
work at Nine Mile.
Also, there is conflicting testimony regarding the
discussion of employment opportunities at General Physics during
the July 6, 1988 conversation. According to complainant, he and
Madden "compared opportunities," and Madden explained to him
that "in the training department they were looking for senior
reactor operators and reactor operators." (T 48) However,
Madden testified that he and complainant had never discussed
"specific opportunities at General Physics." (T 185)
In his testimony, Madden stated that, in a conversation
with Margaret Haas, an employee of NES, he had learned about
"some rumors around the office of allegations concerning time
sheet discrepancies" against complainant. Madden recalled that
he had spoken to Ms. Haas on the night of July 28, 1988, after a
department meeting. (T 186)
Complainant testified that he had telephoned Madden on
August 16, 1988. (T 53) To support this contention, complainant
offered a page from his daily planner for the date August 16,
1988, which contained an entry indicating a telephone call to
Mr. Madden. (C 5) In his testimony, complainant stated that he
and Madden had spoken "primarily about work," and that he had
informed Madden that he would be finishing his work at Nine Mile
shortly and that he "wanted to actively pursue a position within
G.P.C." (General Physics Corporation). (T 59) Complainant
[Page 6]
added that he had asked Madden for a "contact" and had been
"informed of two people ... John Stanton and Larry Lukens." (T
59) On the other hand, Madden testified that he was "absolutely
sure" there had been no telephone conversation between him and
complainant on August 16, 1988. (T 200) Madden stated that he
had given complainant the names of Stanton and Lukens during the
July 6, 1988 conversation. (T 201)
On August 16, 1988, Madden called another General Physics
employee, Gordon Hawks, who worked at Nine Mile, and asked if he
knew complainant. (T 201) At this time, Mr. Hawks was a senior
specialist at Nine Mile. (C 13(2)) Hawks told Madden that he
did not know complainant but would try to get some information on
the rumors circulating about complainant's alleged time sheet
discrepancies. (T 188, 201) In his deposition, Hawks stated that
he contacted Dick Shelton, complainant's supervisor at Nine Mile
on August 16, 1988 to inquire about complainant's employment at
Nine Mile. According to Hawks, Shelton informed him that
complainant's "work was not that good and that there were
suspicions of time sheet problems." This was the only
conversation between Hawks and Shelton regarding complainant. (C
13(5-6))
After Hawks relayed to Madden the information that Shelton
had given him regarding complainant, Hawks and Madden did not
contact each other again. (C 13(6)) In addition, Madden
testified that he had no knowledge of any other conversations
about complainant between individuals at Niagara Mohawk and
General Physics. (T 189) Moreover, Madden maintained
categorically that he had told no one in a hiring capacity at
General Physics about the information he had received from Mr.
Hawks. (T 189-190)
On September 6, 1988, Madden telephoned complainant to
discuss the information that he had acquired about the time
sheets. (T 190) Complainant taped this conversation without the
consent or knowledge of Mr. Madden. (T 82-83) The transcript of
the telephone conversation revealed that Madden told complainant
initially that "it's a no go . . . until the situation has been
straightened out." (C 12(2)) Madden stated that the only person
that he had spoken to at General Physics about complainant was
his supervisor, Larry Lukens, a department director. (C 12(12))
The taped conversation showed that Madden, believing that
complainant would be contacting General Physics, had asked
[Page 7]
Lukens to let him talk to complainant first because Madden had
some information that he wanted to discuss. (C 12(12)) On cross
examination, Madden denied that he had discussed complainant's
situation with Lukens any further than asking for the
opportunity to speak to complainant before any contact between
complainant and General Physics was made. (T 192-93) Madden
stated that he had told no one at General Physics, notably, no
one in a hiring capacity, about the information that he had
received from Nine Mile employee Hawks. (T 189-190) Despite
complainant's belief that Madden had discussed the allegations of
complainant's time sheet discrepancies with others at General
Physics, there was no evidence to support this contention. No
one in a hiring capacity for General Physics was deposed or
testified at the instant hearing. Although three other General
Physics employees were actually available as witnesses, Madden
was the only such employee respondent - or complainant, for that
matter - deemed it necessary to call to examine. (T 8)
Prior to the taped telephone conversation of September 6,
complainant had contacted a Mr. Rhodes and Mr. Paul Weeks at
General Physics' home office in Columbia, Maryland concerning
employment opportunities. (T 65, 191) In the taped
conversation, Madden had encouraged complainant to continue to
pursue this course and told him to "stay in contact with these
people ... and if they want to set up an interview and go through
the process, then that's totally up to them." (C 12(9))
Complainant stressed the importance of Madden's "no go"
comment made in the September 6 conversation as an indication
that he would not be considered favorably for a position at
General Physics. (T 177; C 12(2)) Indeed, madden's comment forms
the core of the complaint against General Physics concerning the
use of an "informal information gathering" and "informal hiring
process." (T 177) At the hearing, complainant testified that
Madden had told him during this call that:
[H]e received some derogatory comments
about me and regarding time sheets ...
And after hearing that, he informed me
that it was no go with G.P.C., that he
could no longer, in essence, pursue on
my part any employment or contract
position for G.P.C. (T 68)
[Page 8]
In Madden's testimony, he denied that he told complainant
that his employment prospects with General Physics were "no go"
because of the difficulties with Niagara Mohawk. (T 204) While
Madden did acknowledge that he had told complainant that the
relationship between General Physics and Niagara Mohawk was
"sensitive" with regard to General Physics, and that General
Physics might be reluctant to hire someone who might cause a
problem with a client, he stressed that his comments resulted
from "mere speculation on his part." Madden stated that Niagara
Mohawk was a client of General Physics at the time of the
September 6 conversation. (T 205)
Madden stated at the hearing that complainant had told him
that the time sheet discrepancies were "unsubstantiated." Both
the transcript of Madden's deposition as well as the transcript
of the September telephone call indicated that complainant had
not told him that the rumors were unsubstantiated. (T 204)
The transcript of the September 6 telephone conversation
indicated that complainant advised Madden to "feel free" to
disclose any information that he had gathered regarding
complainant's employment at Niagara Mohawk if General Physics,
home office were to inquire. (C 12(12)) Madden maintained
throughout the hearing that he did not act upon this
authorization by complainant. (T 203, 206)
On September 7, 1988, the day after the taped conversation
with Madden, complainant sent copies of his resume to Diane
Leviski and Paul Weeks at General Physics, home office in
Columbia, Maryland. (GP 1, 2, T 100, 109) The cover letter that
complainant included with his resume inquired about
"subcontractor opportunities" on behalf of his own company,,
Nucad, Inc. (GP 1, GP 2, T 101, 109) At the hearing, complainant
explained that he had incorporated his sole proprietorship,
"Nucad," in March 1988 while he was working for Niagara Mohawk,
and had conducted business after October 1, 1988 as an employee
of Nucad, Inc. (T 142)
Ms. Leviski acknowledged complainant's resume with a letter
dated September 15, 1988 which informed him that, in accordance
with General Physics' "standard procedures," complainant's resume
had been "forwarded to appropriate department heads for review."
(GP 3) Complainant testified that Leviski's letter had also
stated that it usually took General Physics three to four weeks
[Page 9]
to process an application. (GP 3, T 114) Leviski's letter
notified complainant that if General Physics did not contact him
after this three to four week review process, then it was
"probable that General Physics did not have an immediate or
near-term need" for his services. (GP 3) Through General Physics,
weekly resume status report, a summary of complainant's resume,
along with those of other applicants, was sent to department
heads. (GP 9(8)) No further action was taken by respondent on
complainant's application.
Complainant asserted that General Physic's "apparent reliance
on an informal reference check rather than going through
normal channels, that is, through the complainant's employer,
NES, was inherently discriminatory conduct." (T 107) At the
hearing, General Physics responded to this point by directing
attention to the content of complainant's resume which he had
sent to Ms. Leviski and Mr. Weeks in September. (T 107) This
resume did not mention complainant's recent employment at NES at
all, although it did indicate that he had worked as a site
supervisor at Niagara Mohawk's Nine Mile facility. (GP 1) Based
upon this information, General Physics maintained that neither
Leviski nor Weeks would have known to contact NES for a
reference. Complainant explained that "as a matter of
procedure," he would offer a list of references but only after a
potential employer had shown interest in him. (T 108) NES
appeared on the resume at issue only once, in an entry relating
to employment dated 1986. (T 108)
According to complainant, a typographical error on his
resume caused the date for his employment at Niagara Mohawk to
read "September 1988 to present," rather than that he had in fact
worked there since February 1, 1988. (GP 1(2), T 108) General
Physics stated that since its home office acknowledged receipt of
complainant's resume containing this error on September 15, there
would have been a reasonable inference by Mr. Weeks and Ms.
Leviski that complainant had just begun employment at Nine Mile.
(T 108) At the hearing, respondent argued that, based on
complainant's resume, it had every reason to believe that
complainant was currently employed by Niagara Mohawk. (T 112)
Both complainant and Madden testified that Niagara Mohawk was a
client of General Physics. (T 112, 205) Complainant was
questioned by respondent's counsel about his knowledge of
industry policy regarding employees of clients:
[Page 10]
Q. Do you know whether or not General
Physics has any policy regarding the hiring of
employees of clients, existing clients of
General Physics? In other words, do you know
whether or not General Physics has a policy
that Bays they are not going to go and steal a
client's employees?
A. I do not know whether GPC has a
policy for that.
Q. Have you ever heard of that type of
policy in the industry?
A. Yes. Just a consideration contractors
have for their clients. (T 112-113)
In early October, General Physics sent complainant an
announcement of employment opportunities listing quality
assurance positions that would be available in January 1989.
(GP 4, T 115) At this time, complainant was requested to send an
updated resume to General Physics. (T 115) Complainant responded
promptly by sending General Physics an updated resume in mid-
October. (C 2, T 116) This version of complainant's resume
correctly indicated that he had worked at Nine Mile since
February 1988, rather than September 1988, as incorrectly
indicated previously, but it still did not mention any
relationship with NES. (C 2) After sending respondent an updated
resume in mid-October, complainant stated that there was no
further contact between himself and General Physics. (T 117)
Complainant testified that approximately three weeks after
he sent his updated resume to respondent, he believed that his
application for a position had been rejected. (T 117) According
to complainant, this would have been sometime in early November.
(T 117) There is no formal notice or other evidence of rejection
by respondent in the record.
After complainant filed the instant complaint on October 5,
1988 which alleged that "on September 6, 1988, NiMo (Niagara
Mohawk) blacklisted and prevented Mr. Samodurov from obtaining
employment with General Physics Corporation," he filed a second
complaint against Niagara Mohawk which involved an offer of
employment from Jersey Central Power and Light Company in
January 1989. (T 118, 135) General Physics was not a party to
this complaint, which together with the original complaint
against Niagara Mohawk was settled and dismissed, as stated
[Page 11]
previously. At the hearing, complainant agreed that "to the best
of his knowledge" General Physics had nothing to do with his not
receiving offers for the "many positions" to which he had
applied between September 6, 1988 and March 13, 1989, the time
that he began employment in a current position. (T 134, 135)
III. Disposition
A. Legal Requirements
Section 210 of the Energy Reorganization Act of 1974
("ERA"), 42 U.S.C. § 5851, protects employees who have been fired
or discriminated against because they have "testified" "given
evidence" or "brought suit" under the ERA or the Atomic Energy
Act of 1954 as amended, 42 U.S.C. § 2011 et. seq .
To establish a prima facie case of unlawful discrimination,
a claimant must prove "(1) that the party charged with
discrimination is an employer subject to the Act; (2) that the
complaining employee was discharged or otherwise discriminated
against with respect to his compensation, terms, conditions, or
privileges of employment; and (3) that the alleged discrimination
arose because the employee participated in an NRC proceeding
under the Energy Reorganization Act of 1974 or the Atomic Energy
Act of 1954." See Deford v. Secretary of Labor , 700 F. 2d 281,
286 (6th Cir. 1983).
The legislative history of Section 5851 specifically states
that he "whistle blower" provision in the ERA is "substantially
identical" to the provisions in the Clean Air Act (42 U.S.C.
§ 7622) and the Federal Water Pollution Control Act(33 U.S.C.
§ 1367). 1978 U.S. CODE CONG. & ADMIN. NEWS 7303. Other similar
whistle blower provisions are contained in the Toxic Substances
Control Act (15 U.S.C. § 2622); the Safe Water Drinking Act (42
U.S.C. § 300J-9(i)); and the Solid Waste Disposal Act (42 U.S.C.
§ 6971). This group of whistle blower statutes is patterned
after the National Labor Management Act (29 U.S.C. § 158(a)(4))
and the Mine and Safety Health Act (30 U.S.C. § 815(c)). The
legislative history indicates that while the whistle blower
provision in the ERA would safeguard the rights of employees, it
should not encourage employees to frivolously allege violations
since the employee would have to pay the cost of the proceeding
unless the violation is proved. 1978 U.S. CODE CONG. & ADMIN.
NEWS 7303, 7304.
[Page 12]
There is no dispute between the parties that respondent
General Physics is an operator duly licensed by the NRC and
therefore a covered employer under the ERA.
An approach to resolution of the instant matter under the
Act requires, initially, defining an employee, determining the
existence of any protected activity, and, ultimately, construing
what is apparently alleged as unlawful discrimination by this
respondent.
1. Employee
The term "employee" is not defined by the ERA and no
significant body of case law has developed to determine when the
employer-employee relationship is established for the purposes of
the ERA. Complainant argues that "employee" must be construed
broadly for the purposes of the ERA in order to effectuate the
main goal of Section 210: encouraging the of voicing safety
concerns without fear of reprisals. Respondent maintains that
the language of the ERA, as well as the legislative intent behind
Section 210 and other whistleblower provisions, expressly
precludes from protection an individual holding complainant's
status of independent contractor.
Complainant relies on the holding of an administrative law
judge in Young v. Hinds , 86 ERA 11 (April 9, 1986), to support
his contention that, by analogy to the broad interpretation of
"employee" under the National Labor Relations Act ("NLRA"), 28
U.S.C. § 158(a)(4), an equally broad reading of "employee" under
the ERA would be correct. In Young , "employee" was read under
the ERA to include "prospective employees." Supra , slip opinion,
pp. 5-6.
However, in Young , the judge concluded that, "in reality,
complainant's status was not that of a prospective employee , but
that of an employee." Supra, slip op. at p. 6 (emphasis added):
[C]omplainant was under the supervision and control of
the respondent while he was at the power plant; he was
obligated to attend the training session and was
compensated for the time that he was at the plant; and
finally, respondent deducted Social Security and with-
holding taxes from his paycheck.
Supra , slip opinion, pp. 6-7.
[Page 13]
Accordingly, the judge found the complainant in Young to hold
"employee" status for the purposes of the ERA.
In the instant case, complainant sent an unsolicited resume
to General Physics, but unlike the complainant in Young , Mr.
Samodurov was never hired nor asked to report to the power plant
and begin training, much less receive any form of compensation
from General Physics. Thus, complainant was never an "employee,
for General Physics under this strict definition.
Moreover, as complainant's testimony indicated, the cover
letters included with the resumes that he sent to General Physics
expressed his interest in pursuing "subcontractor opportunities"
on behalf of his own company, Nucad, Inc. (T 101) These cover
letters, dated September 6, 1988, which were sent to both Ms.
Leviski and Mr. Weeks, were signed by complainant on behalf of
Nucad, Inc. (GP 1, GP 2) When asked to clarify his employment
relationship with Niagara Mohawk, complainant testified that he
had been a "sole proprietor working as an independent contractor
through NES." (T 99) Thus, given complainant's previous work
history as an independent contractor with Niagara Mohawk as well
as complainant's own testimony and the terms "subcontractor
opportunities" in his cover letters, complainant clearly falls
outside the scope of "employee" for the purposes of the ERA.
General Physics relies upon the NLRA to bolster its
argument that complainant, as an independent contractor, was
expressly excluded by the provisions of the NLRA, specifically,
29 U.S.C. § 152(3), which defines "employee" for the purposes of
the NLRA and excludes from coverage "anyone having the status of
an independent contractor."
Respondent asserts that there has been a long history of
legally distinguishing between an individual in an employer-
employee relationship and one involved in an independent,
entrepreneurial capacity. To illustrate this point, respondent
notes that, not only does the NLRA expressly exclude independent
contractors from its coverage, but other federal statutes have
also recognized this distinction, namely: Title VII of the Civil
Rights Act; the Fair Labor Standards Act; and the Age
Discrimination in Employment Act. (Brief of General Physics, pp.
11-12)
[Page 14]
Although complainant maintained that "employee" under
Section 210 should be given a broad reading to encourage and
protect those "whistle blowers" who may not fit the literal
definition of "employee," categorizing an independent contractor
whose unsolicited resume was rejected as a protected "employee"
offends both the ERA itself as well as the legislative intent
behind Section 210 and the other federal whistle blower
provisions.
Even if complainant had not been an independent contractor,
any "relationship" that he might have had with General Physics
was most tenuous, at best. Here, complainant had simply
expressed interest in employment with General Physics through his
informal conversations with Mr. Madden and his sending his
unsolicited resume to respondent's home office. There was no
evidence that there was a position available at the time of
complainant's initial sending of his resume in September, nor was
there any encouragement in any way by respondent for him to apply
for a position. At the time of his application for employment at
General Physics, complainant represented himself as an
independent contractor and had been employed in that capacity
with his previous employer, Niagara Mohawk.
The weight of the evidence clearly indicates that
complainant was not an "employee" for the purposes of Section
210.
2. Protected Activity
Section 210 prohibits an employer from discriminating
against an employee on the basis of certain "protected
activities." Complainant argues that his reporting of safety
concerns to Nine Mile management during his employment at Niagara
Mohawk constituted "protected activity. " Urging a broad reading
of the Section, complainant asserts that he was not required to
report concerns to the NRC, but that his complaints to the Nine
Mile management were sufficient to establish "protected
activity. " In opposition, General Physics denies the existence
of any "protected activity" by complainant's failure to show that
he had engaged in any of the protected acts under the Section.
The federal circuit courts of appeals are in conflict with
regard to the scope of "protected activity" under Section 5851.
The Ninth Circuit in Mackowiak v. University Nuclear Systems,
Inc. , 735 F. 2d 1159 (9th Cir. 1984) held that the filing of
[Page 15]
internal quality control reports is protected activity under
Section 5851. There, the rationale was based on the perceived
similarities between the provisions of the Mine Health and Safety
Act, 30 U.S.C. § 820(b)(1), and Section 5851. In Kansas Gas &
Electric Co. v. Brock , 780 F. 2d 1505, 1513 (10th Cir. 1985),
cert. denied , 106 S. Ct. 3311 (1986), the Tenth Circuit believed
"the construction given to Section 5851 by the Mackowiak court
accurately reflects the intent of Congress." It found that
aggressive performance of inspections by nuclear power quality
control inspectors was protected activity. See also ,
Consolidated Edison Co. of New York v. Donovan , 673 F. 2d 61
(2d Cir. 1982).
By contrast, in Brown & Root, Inc. v. Donovan , 747 F.
2d 1029 (5th Cir. 1984), the Fifth Circuit held that the filing
of an intracorporate quality control report was not protected by
Section 5851. The Fifth Circuit reasoned that Section 5851 could
not be compared to the Mine Health and Safety Act, because the
latter "contains language expressly protecting employees filing
internal complaints." Supra at 1034. The Fifth Circuit
concluded that "employee conduct which does not involve the
employee's contact or involvement with a competent organ of
government is not protected under Section 5851.11 Supra at 1036.
In the instant case, there was no evidence that complainant
ever pursued any safety concerns during his tenure at Nine Mile,
only his testimony that he had expressed some perceived problems
to his immediate supervisors. There was no evidence that
complainant ever filed a formal complaint with the NRC regarding
these problems. Nor was there evidence submitted that
complainant ever filed any internal safety complaints with
supervisory personnel at Niagara Mohawk. Complainant argued that
General Physics had somehow learned of these complaints to Nine
Mile personnel, and based upon this, had engaged in activities
proscribed by Section 210. Other than complainant's own
testimony, no evidence was offered at the hearing to show that
General Physics ever had knowledge of complainant's safety
concerns, and, even so, its mere knowledge would hardly suffice
to transform the nature of complainant's own acts - or the lack
of them - for purposes of the Act.
Accordingly, the complainant's testimony and the weight of
the evidence are wholly insufficient to show, let alone prove,
[Page 16]
that he was engaged in "protected activities" contemplated by
Section 210.
3. Discriminatory Action
Even assuming complainant could bear his threshold burdens,
no evidence has been offered to demonstrate that General Physics
has engaged in any unlawful discrimination or apparent
"blacklisting" activity in violation of Section 210. The crux of
complainant's case against respondent is clear:
The reason G.P.C. was brought in is because one of the
employees [Madden] engaged in ... an informal hiring
procedure, obtained information from his supervisor.
On the basis of this informal information-gathering,
it was a no go, and [he] communicated that information
to Mr. Samodurov. That is the incident, September 6th,
1988. ... That is what is being contested here.(T 177)
As noted earlier, no General Physics employees who had
authority in the hiring process were either deposed or called to
testify as to the extent of knowledge that General Physics held
concerning complainant's safety complaints. Madden, the only
employee of respondent to testify, did nothing more than assist
the efforts of a friend to obtain other employment. Moreover,
for all that the evidence shows, complainant's unsolicited
resume was treated in normal course by respondent, like the other
resumes at the time, that is, by circulation to department
heads, with the indication to complainant that any favorable
action would likely be taken within three or four weeks - a
period of time scarcely expiring before complainant filed the
instant complaint. Some indication of the disposition of
respondent toward complainant might be gleaned from the fact that
respondent, solely in response to complainant's application and
within a few weeks of it, should send him, unsolicitedly, an
announcement of its employment opportunities available in early
January 1989. Based on these simple facts, there is no evidence
of unlawful discrimination against complainant, cognizable under
the Act.
B. Summary of Showings
Complainant cannot be found to have been an "employee"
for
[Page 17]
the purposes of the Act because he was an independent contractor
seeking employment opportunities on behalf of his own sole
proprietorship when he sent his resume to General Physics.
Even if the evidence had shown that complainant had been a
"prospective employee" and a liberal reading of the definition of
"employee" was used under the Act to include complainant in the
protected class, his claim under Section 210 would still fail.
Complainant did not engage in any form of "protected activity."
As the Fifth Circuit found in Brown & Root , there was no
evidence of any official complaints submitted to the NRC. Even
under the more expansive interpretation of the Ninth and Tenth
Circuit cases, where internal quality complaints were construed
to be "protected activity," the evidence in the instant case
still fails to support a claim.
Other than complainant's own testimony, there was no
evidence that General Physics was in any way aware of the safety
concerns that complainant might have voiced to his Niagara Mohawk
supervisors. The compelling evidence shows that complainant's
opportunities for employment, although unavailing with General
Physics itself, were unaffected by anything this respondent could
be regarded as having done.
The weight of the evidence overwhelms complainant's
efforts to exploit the willing assistance of a friend by
construing an informal telephone conversation, which complainant
surreptitiously taped, as some invidious element of his later
perceived blacklisting. Complainant's attempts to disprove
Madden's testimony and question Madden's motives in his actions
did more to betray the substance of this complaint than to affect
the credibility of this witness-friend.
Moreover, for all that the evidence shows, nothing but the
"normal channels" were followed in consideration of an
unsolicited resume received at a time when this respondent could
rightfully believe that an applicant had only begun to work for a
client company the same month - an applicant whose hiring under
such circumstances would have been, even by complainant's own
acknowledgment, contrary to the conventional respect shown by
those in the nuclear power industry.
Given the potential severity of the consequences caused by
unsafe nuclear power plant operations, clearly, individuals who
attempt to bring dangerous conditions to light should not fear
[Page 18]
discrimination or dismissal for their actions. While complainant
correctly urges a liberal reading of Section 210 to ensure that
individuals who "blow the whistle" on potential safety violations
in the nuclear industry are protected from reprisal from their
employers, the facts of complainant's case hardly require
invoking this protection.
Moreover, the foreseeable consequences to a merely
prospective employer, such as this respondent, would be
catastrophic if the circumstances here should be allowed to
prevail for any disappointed applicant seeking employment and
alleging, without any real evidence, a discriminatory act or
practice - which is no more to be discountenanced than the
prosecution of a complaint without merit.
C. Conclusion
Complainant has failed to make a prima facie showing in
support of his complaint alleging violation of the Act by
respondent. The total evidence fails to show any such violation
and therefore the complaint should be denied.
IV. Order
A. The complaint against General Physics Corporation
in 89 ERA 20 is denied.
B. The complaints against Niagara Mohawk Power
Corporation in 89 ERA 20 and 89 ERA 26 are dismissed with
prejudice, as of May 19, 1989.
JULIUS A. JOHNSON
Administrative Law Judge
Washington, D.C.
[ENDNOTES]
1 Abbreviations referring to the record
are the following:
Hearing transcript, T; Complainant's Exhibits, C; Respondent's
Exhibits (General Physics), GP. (The parenthetical number
following the exhibit number is to the exact page in that
particular party's exhibit.)