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Rivers v. Midas Muffler Center, 94-CAA-5 (Sec'y Aug. 4, 1995)


DATE:  August 4, 1995
CASE NO.  94-CAA-5


IN THE MATTER OF

KEVIN FRANK RIVERS,

          COMPLAINANT,

     v.

MIDAS MUFFLER CENTER,

          RESPONDENT.


BEFORE:  THE SECRETARY OF LABOR


                         FINAL DECISION AND ORDER

     This case arises under the employee protection provisions of
the Clean Air Act (CAA), 42 U.S.C. §7622 (1988).  On January
27, 1994, the Administrative Law Judge (ALJ) issued a Recommended
Decision and Order (R. D. and O.) holding that the Complainant
was not terminated in retaliation for protected activity.  After
review of the entire record, I affirm the ALJ's decision, as
modified below. 
                             BACKGROUND
     Complainant Kevin Frank Rivers (Rivers), began working at
Respondent Midas Muffler Center (Midas), in March 1993 as a
technician.  On September 7, 1993, an International Scout without
a catalytic converter was delivered to Midas for replacement of
dual mufflers and tailpipes.  R. D. and O. at 2; Transcript (T.)
33, 34.  Rivers determined from a door sticker that the vehicle
production date was 1979.  Rivers testified that the Midas policy
manual and the EPA require a 1979 model year vehicle to have a
catalytic converter.  R. D. and O. at 2.  Rivers informed his
manager, Larry Lazzara, of the vehicle's production year.  

[PAGE 2] According to Rivers, Lazzara told Rivers that he discussed the production year with general manager Dan McKinnon, who said to "make it look like a 1974 model vehicle on paper." Id. No work was performed on the International Scout that day and when Rivers reported to work the following day, September 8, 1993, he replaced the CV joints on another vehicle. R. D. and O. at 2. Rivers had a problem removing one side of the CV joint and "conceded that he used a hammer and stripped the threads." R. D. and O. at 4. At noon on September 8, Rivers was involved in "a little skirmish about time cards" with McKinnon because he had not clocked out for lunch. R. D. and O. at 2. During this conversation, Rivers confronted McKinnon regarding the absence of a catalytic converter on the International Scout and was told "to get his facts straight." Id. Subsequently, Rivers called the Environmental Quality Vehicle Emission Department (EQVED) in Phoenix, Arizona and a man named "Dick" allegedly informed him that "it was illegal to put dual exhaust on a vehicle without a catalytic converter." Id. Rivers testified that Lazzara overheard this conversation and went into the office, presumably to speak with McKinnon about the call to EQVED. Id. Rivers resumed work on the other vehicle after lunch, and a co-worker replaced the dual mufflers and tailpipes on the International Scout. Id. Later that afternoon, McKinnon "came out and told [Rivers] to pick up [his] tools and leave." Id. On September 22, 1993, Rivers filed a complaint with the U. S. Department of Labor (DOL) alleging that he engaged in protected activity within the scope of the Act, and that Midas discharged him in retaliation. After a hearing on the merits, the ALJ found that while Rivers engaged in protected activity by calling the EQVED in Phoenix, Arizona, there was no proof that the McKinnon knew of Rivers' contact. R. D. and O. at 5. The ALJ further found that Midas demonstrated Rivers "was terminated because of his poor work product" and Rivers failed to rebut this reason for the termination "by demonstrating the excuse offered was simply a pretext". R. D. and O. at 6. DISCUSSION The ALJ focused on Rivers' September 8, 1993 contact with the EQVED as the only protected activity in this case. However, the evidence is unrefuted that Rivers also engaged in protected activity on September 7 and September 8, 1993, when he expressed his concerns to Lazzara and McKinnon, respectively, regarding the need to install a catalytic converter on the 1979 International Scout. See, e.g. T. at 13-14. The Secretary of Labor has consistently held that internal complaints to management constitute activity protected under the environmental statutes. Passaic Valley Sewerage Commissioners v. Dept. of Labor, 992 F.2d
[PAGE 3] 474, 478 (3d Cir. 1993); Carroll v. Bechtel Power Corporation, 91-ERA-46, Sec. Dec., Feb. 15, 1995, slip op. at 13-14, and cases cited therein. The ALJ's failure to discuss Rivers' internal complaints to management however, does not alter my analysis of the case. The only problem resulting from the ALJ's failure to recognize the internal complaints made by Rivers, was that it caused the ALJ to find that Midas was not aware of any protected activity. But, the ALJ went on to accurately analyze the case from the perspective of whether Rivers proved that Midas' reasons for discharging him were pretextual. I find there is ample evidence in the record to conclude that Midas discharged Rivers for legitimate, nondiscriminatory reasons. Rivers damaged the CV joint on another vehicle and had to rethread the grooves. T. 41. Further, there was a confrontation between Rivers and McKinnon on September 8, regarding Rivers not clocking out for lunch. R. D. and O. at 6. Finally, Rivers had a second job which had been a source of contention for some time and Rivers had been asked to make a choice between the two jobs. Id. McKinnon testified that Rivers was discharged because of his poor work performance on another vehicle and that Rivers had tardiness problems. He denied that Rivers' discharge was based upon any protected activity. R. D. and O. at 4. Moreover, while McKinnon admitted that he and Rivers discussed the lack of a catalytic converter on the International Scout, McKinnon denied that there was a violation of the law. He stated that "it is not illegal . . . to install mufflers and tailpipes only, on a vehicle that came into the shop with a pre-existing custom dual exhaust system." R. D. and O. at 3 and 4. McKinnon's produced, post hearing, a copy of an Environmental Protection Agency fact sheet supporting his conclusion that the repair was legal. Respondent's Exhibit 1; R. D. and O. at 4 and 5. Even if the work performed on the International Scout was legal, this does not preclude Rivers from bringing a claim of retaliation. Previous Department of Labor decisions support a conclusion that "an employee's reasonable belief that his employer is violating the law, is a sufficient basis for a retaliation claim if the employer takes action against the employee because he expressed this belief, irrespective of after- the-fact determinations regarding the correctness of the employee's belief." Minard v. Nerco Delmar Co., Case No. 92-SWD-1, Sec., Dec., Jan. 25, 1995, at 24. Yet, proof of McKinnon's assertion that there was no violation of the law does tend to demonstrate, as found by the ALJ, that "this isolated event was not threatening to [McKinnon] and he would doubtfully have terminated an otherwise good employee because of it." R. D. and
[PAGE 4] O. at 6. Despite Rivers' protected activity, I do not find that the general manager seized upon his poor performance as a pretext for retaliation. Monteer v. Milky Way Trans. Co., Inc., Case No. 90-STA-9, Sec. Dec., July 31, 1990, slip op. at 4 (under the Surface Transportation Assistance Act, evidence of unprotected conduct immediately preceding adverse action may militate against inference of causation). I agree with the ALJ that Midas' explanation is persuasive and not pretextual. R. D. and O. at 6. I find that Respondent articulated a legitimate, nondiscriminatory reason for discharging Rivers. Based upon the evidence as a whole, Rivers failed to prove that his protected activity either led to his discharge, or "played a role" in Respondent's decision. Passaic Valley, 992 F.2d at 481. In the absence of such proof, Rivers' complaint must be dismissed. Accordingly, I accept the ALJ's findings and conclusions as modified above, and it is hereby ORDERED that the complaint be DISMISSED. SO ORDERED. ROBERT B. REICH Secretary of Labor Washington, D. C.



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