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Aurich v. Consolidated Edison Co. of New York, Inc., 86-CAA-2 (Sec'y Apr. 23, 1987)


                        U.S. DEPARTMENT OF LABOR
                                    
                           SECRETARY OF LABOR
                            WASHINGTON, D.C.


DATE: April 23, 1987
CASE NO. 86-CAA-2

IN THE MATTER OF

FREDERICK P. AURICH,
            Complainant,

    v.

CONSOLIDATED EDISON COMPANY OF NEW YORK, INC.,
            Respondent.

BEFORE: THE SECRETARY OF LABOR

                              REMAND ORDER


     Complainant filed a complaint under the employee protection
provision of the Toxic Substances Control Act (TSCA), 15 U.S.C.
§ 2622 (1982), with the Department of Labor on March 12,
1986.  He alleged that he had been discharged by Respondent
Consolidated Edison Company of New York, Inc. in retaliation for
filing safety complaints about asbestos.[l] Respondent moved to
dismiss the complaint on the grounds that the safety complaints
which allegedly were the motivating factor in Complainant's
discharge by Respondent were related only to workplace safety,
and that the employee protection provision of the CAA therefore
was inapplicable.

    Deputy Chief Administrative Law Judge (ALJ) E. Earl Thomas
granted Respondent's motion on July 29, 1986. Decision and Order
Granting Summary Judgment (D. and 0.). Complainant filed
exceptions to the ALJ's decision with a supporting brief and
Respondent filed a brief in opposition.  In addition, the
Government Accountability Project (GAP), a private, non-profit,
public interest law organization, filed a motion for leave to
file an amicus curiae brief, together with such a
brief. Respondent filed an opposition to GAP's motion.
Respondents opposition is based on asserted inaccuracies and
irrelevant 

[PAGE 2] arguments raised in GAP's brief, as well as the additional time which would be required for the Secretary to consider it, and to give Respondent an opportunity to reply. I believe the dispositive issues here have been adequately briefed by the parties, and therefore further time for briefing will not be necessary. Respondent's arguments as to inaccuracies and irrelevant material go to the weight to be given to GAP's argument, not whether its motion should be granted. GAP's motion therefore is granted under 29 C.F.R. § 18.12 (1986), and its brief is received as part of the record. GAP's alternative motion that it be granted leave to participate as an interested party therefore is denied as moot. The ALJ held that in order for Complainant to state a claim for relief under the CAA "he must have been complaining about a violation of the Act; here, asbestos present in the workplace must be a violation of the Act". D. and 0. at 2 (footnote omitted). The ALJ held that since the CAA "does not govern the air inside the workplace," D. and 0. at 3, asbestos in the air in a workplace is not a violation of the CAA, and complaints about such a condition are not protected activities under 42 U.S.C. § 7622(a).[2] The CAA provides: No employer may discharge any employee, or otherwise discriminate against any employee with respect to his compensation, terms, conditions, or privileges of employment because the employee (or any person acting pursuant to a request of the employee)-- (l) commenced, caused to be commenced, or is about to commence or cause to be commenced a proceeding under this chapter or a proceeding for the administration or enforcement of any requirement imposed under this chapter or under any applicable implementation plan, (2) testified or is about to testify in any such proceeding, or (3) assisted or participated or is about to assist or participate in any manner in such a proceeding or in any other action to carry out the purposes of this chapter. 42 U.S.C. S 7622(a).
[PAGE 3] Whether or not the CAA governs the air inside a workplace, pursuant to that statute, the Environmental Protection Agency has regulated the manner in which asbestos is handled within workplaces during, among other things, renovation, to prevent emissions of asbestos to the outside air. See 40 C.F.R. Chapter 61, Subpart M, §§ 61.146 and 61.147 (1986). If Complainant has complained that one or more provisions of these regulations had been violated by Respondent, such complaints would appear to be protected under 42 U.S.C. § 7622(a). On the other hand if Complainant's complaints were limited to airborne asbestos as an occupational hazard, the employee protection provision of the CAA would not be triggered. In the converse of the situation in this case, the Occupational Safety and Health Administration has issued regulations which give a broad scope to the employee protection provision of the Occupational Safety and Health Act, 29 U S.C. § 660(c)(1982), protecting complaints with other Federal, State or local agencies regarding occupational safety and health. But "[s]uch complaints . . . must relate to conditions at the workplace, as distinguished from complaints touching only upon general public safety and health." 29 C.F.R. § 1977.9(b) (1986). I think a complementary approach is applicable to the scope of 42 U.S.C. § 7622(a). Any complaints regarding effects on public safety or health, or concerning compliance with EPA regulations, under the CAA, are protected under the CAA, but those related only to occupational safety and health are not. Here, since there was no hearing, there is nothing in the record, other than Complainant's original complaint of retaliation, to show the nature of his safety complaints. Respondent argues that there were never any allegations either that these EPA regulations were applicable or that Complainant complained about Respondent's compliance with the regulations. However, the CAA need not in fact be applicable for an employee's complaint about possible violations of it to be protected. H.R. Rep. No. 294, 95th Cong., 1st Sess. 325-326, reprinted in 1977 U.S. Code Cong. and Ad. News 1077, 1404-05 [hereinafter cited as Rep. No. 294]; cf., Pettway v. American Cast Iron Pipe Co., 411 F.2d 998, 1005 (5th Cir. 1969); EEOC v. Locals 14 and 15, Int'l Union of Operating Engineers, 438 F.Supp. 876 (S.D.N.Y. 1977). The legislative history of the CAA also makes it clear that the employee protection provision was intended to apply to complaints about violations of "any requirements promulgated pursuant to [the CAA]. H. Rep. No. 294, supra at 325.
[PAGE 4] Although Complainant's initial complaint of retaliation on March 12, 1986, referred to complaints "about unsafe working conditions . . . concerning the use and presence of asbestos in the workplace", it also alleged more broadly that "Mr. Aurich was actually fired in retaliation for his safety complaints particularly those concerning asbestos." Given the posture of this case, no evidence having been taken on the exact nature of Complainant's safety complaints, and the provision of the applicable regulations, 29 C.F.R. § 24.3(c) (1986), that "no particular form of complaint is required," I find that dismissal should not be granted on the pleadings because it is not clear that there is no set of facts on the issue of coverage under which the Complainant could prevail. Conley v. Gibson, 355 U.S. 41, 48 (1957). Accordingly, this case IS REMANDED to the ALJ for a hearing on the merits, without prejudice to Respondent's right to renew its motion based on an adequate record. SO ORDERED. WILLIAM E. BROCK Secretary of Labor Washington, D.C. [ENDNOTES] [1] Complainant amended his complaint on April 25, 1986, to allege a violation of the employee protection provision of the Clean Air Act, 42 U.S.C. § 7622 (1982) (CAA), in addition to TSCA. The TSCA allegation was subsequently withdrawn by Complainant. Complainant's Opposition to Respondent's Motion to Dismiss, at 1 n.l. [2] It is not necessary for me to review the ALJ's discussion and holding on the scope of the TSCA employee protection provision since Complainant has withdrawn his complaint under TSCA. See supra note 1.



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