Office of Administrative Law Judges John W. McCormack Post Office
& Courthouse - Room 507 Post Office Square Boston, MA 02109
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Date: April 3, 2000
Case No.: 1997-CAA-0002
1997-CAA-0009
In the Matter of:
Paul Berkman Complainant
v.
United States Coast Guard Academy Respondent
Recommended Decision and Order Approving Settlement
Agreement
This is a proceeding under the Clean Air Act, 42 U.S.C. § 7622; the
Federal Water Pollution Control Act, 33 U.S.C. § 1367; the Comprehensive Environmental
Response, Compensation and Liability Act of 1980, 42 U.S.C. § 9610; the Solid Waste
Disposal Act or Resource, Conservation and Recovery Act, 42 U.S.C. § 6971 and the Toxic
Substances Control Act, 15 U.S.C. § 2622.
An initial complaint was filed on September 19, 1996 and a second complain
was filed on February 3, 1997. A formal hearing was held on August 25 - 29 and September 2 and
4, 1997 in New London, Connecticut. This Administrative law Judge then issued a Recommend
Decision and Order on January 2, 1998. An appeal was taken and the Administrative Review Board
issued a Decision and Remand Order on February 29, 2000. This Court then issued an Order dated
March 9, 2000 advising the parties that the case had been remanded by the Administrative Review
Board and giving the parties thirty (30) days to settle the matter before a reconvened hearing was
scheduled. On March 29, 2000, the parties sent a copy of a settlement agreement via facsimile which
has been entered into the record as JX 1.
[Page 2]
My review of the Settlement Agreement is limited to a determination of
whether its' terms are fair, adequate and reasonable settlement of the Complainants' complaint
concerning violations of the Clean Air Act. The basic criteria is whether the Settlement adequately
protects the whistleblower. Further, the Settlement must not be contrary to public interest.
After consideration of the Settlement Agreement and the representations of
the parties, I find the Agreement to be fair, adequate and reasonable, and I believe it is in the public
interest adopt the Settlement Agreement as a basis for the administrative disposition of this matter.
Accordingly, it is RECOMMENDED:
1. That the settlement agreement attached hereto be approved.
2. That the claim of Paul Berkman against the above-captioned Respondent
be dismissed with prejudice.
DAVID W. DI NARDI
Administrative Law Judge
Boston, Massachusetts
DWD:jd
NOTICE: This Recommended Decision and Order will automatically become the final order of the
Secretary unless, pursuant to 29 C.F.R. §§ 24.8, a petition for review is timely filed with
the Administrative Review Board, United States Department of Labor, Room S-4309, Frances
Perkins Building, 200 Constitution Avenue, NW, Washington D.C. 20210. Such a petition for
review must be received by the Administrative Review Board within ten business days of the date
of this Recommended Order, and shall be served on all parties and on the Chief Administrative Law
Judge. See, 29 C.F.R. §§ 24.8 and 24.9, as amended by 63 Fed. Reg. 6614
(1998).