U.S. Department of Labor Office of Administrative Law Judges
800 K Street, N.W.
Washington, D.C. 20001-8002
Case No.: 96-STA-21
In the Matter of
Richard Ash
Complainant
V.
DSI Transport
Respondents
Mr. Richard Ash
4419 N.E. 52nd Terrace
Kansas City, MO 64119
Pro Se
Gregory H. Andrews
Wessels & Pautsch
Dunham Center
2035 Foxfield Drive
St. Charles, IL 60174
For DSI Transportation
Before: ROBERT G. MAHONY
Administrative Law Judge
RECOMMENDED DECISION AND ORDER
Pursuant to Section 405 of the Surface Transportation Assistance Act of
1982, 49 U.S.C. § 31101-31105, (Supp. II 1995), (hereinafter "STAA" or
"the Act"), Complainant, Richard Ash, filed a complaint with the Secretary of Labor,
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alleging that Respondent, DSI Transport, Inc., discriminatorily terminated Complainant for
complaining to Respondent's management about unsafe conditions of the vehicle he operated.
Respondent denies these allegations. The Secretary of Labor, acting through his agent, the
Regional Administrator for the Occupational Safety and Health Administration (OSHA) in
Region VII, investigated this matter and determined that the complaint has no merit and was
dismissed.
Complainant filed a timely request for a hearing which was held on
August 26, 1996 in Kansas City, Missouri. This decision is based upon the evidence adduced at
the hearing.
STATEMENT OF THE CASE
Complainant was hired by Respondent as a commercial truck driver on or
about February 28, 1992. He was discharged on or about August 15, 1995 allegedly for a poor
attitude and for allegedly violating Federal Motor Carrier Safety Regulations and company
policy.
Complainant alleges that he was terminated because he complained about
safety violations involving the truck he was assigned to operate.
Summary of Testimony
Complainant, Richard Ash, is 32 years old and has a high school
education. He began work with Respondent on February 28, 1992 as a tractor-trailer driver. He
delivered gasoline and petroleum products in the Kansas City metropolitan area.
July 25, 1995
On this date he called into his dispatcher, Susan Johnson, to find out how
many loads he had to deliver and what time his truck would arrive. Initially, he was told by Ms.
Johnson that the truck would be in about 5:00 p.m.; subsequently he learned that there would be
about a two hour delay. The tanker finally arrived and Complainant left with a split load to be
delivered at two stores. On the way back from the second store, he was complaining to another
driver on the truck radio about getting a late start and made a vulgar remark about the dispatcher.
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August 9, 1995
On this date he turned in a vehicle condition report describing certain
deficiencies or mechanical problems with his vehicle. He testified that it was his practice to wait
until the vehicle was scheduled for routine maintenance and then he would list all the defects so
they could be fixed. According to Complainant, the only items that would generally be fixed
were those that had safety factor considerations. He parked the trailer in front of the shop about
4:00 a.m. and placed the vehicle condition report where it would be seen. He advised the
dispatcher that the trailer was due in for service so it wouldn't be sent out.
The deficiencies he reported on this date were: (1) a tire was flat with a
nail in it, (2) the #5 discharge valve needed to be tightened, (3) the left fuel tank sending unit
wasn't working properly, (4) the oil dip stick needed to be tightened and (5) the heater central
cable needed to be tightened. According to Complainant, the flat tire and the fuel tank sending
unit, were safety issues.
August 11, 1995
Complainant was off work for two days and returned on August 11, 1995
at 5:00 p.m. He did a pre-trip inspection on the truck and found out that none of the work had
been done.
He took the tractor-trailer to get it fueled, and then went to talk to the
safety supervisor Robert Stephanec. He complained to Mr. Stephanec of repairs not being
performed, and that it was a constant battle to get things fixed.
After this conversation, Complainant and Mr. Stephanec walked to the
truck where Mr. Stephanec observed that the repairs had not been completed. He told Claimant
that he would inquire as to why the shop had not done the repairs. Mr. Stephanec told that
Complainant to fix the tire with the nail in it, but Complainant declined, stating that it had been
that way for three days. Complainant then drove away in the tractor trailer and performed his
normal delivery schedule.
During his delivery run, Mr. Stephenec met up with complainant during a
fuel delivery stop. At this time Mr. Stephanec stated that he had talked to the shop and they
advised him that they "missed" the tire. However, Complainant again showed Mr.
Stephanec other repair work that was not completed. Complainant completed his work shift and
returned to the terminal at about 4:00 a.m. on August 12, 1995
August 15, 1995
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Mr. Ash came to work about 4:00 a.m. and fueled the same truck as
previously described.
1Between the morning of August 12
when Claimant returned with the defective trailer and the morning of August 15th, when he was
fired, the tire was repaired, but the other work wasn't done. Complainant used the truck to
perform his normal run on those days.
2In response to a question from the
Administrative Law Judge, Mr. Stephanec testified that he gave the information to terminate Mr.
Ash because he came into the office area and created a disturbance. It drew the attention of
everyone in the area and was inconsistent with normal procedure, and the occurance needed to be
documented. In further response to a question of the Administrative Law Judge, Mr. Stephanec
states that on August 12th he spoke by phone with Mr. Stacy who was in Houston. There was
also a conference call with Mr. Stacy and Mr. Calloway, the vice president for safety. Stacy
asked him to prepare a memorandum, but he didn't do it until August 16th, the day after
Complainant was fired. The memorandum describing the incident is admitted in evidence in as
ALJ 5.