2009 Calendar

January 5, 2009
Deadline for comment on proposed rule or order 73 FR 54097.

See also:

73 FR 54097 17 CFR Parts 1 and 38 Execution of Transactions: Regulation 1.38 and Guidance on Core Principle 9

Comment File 08-009

January 21, 2009
Deadline for comment on proposed rule or order 73 FR 80367.

See also:

73 FR 38403 Request To Exempt Certain Over-the-Counter Swaps From Certain of the Requirements Imposed by Commission Regulation 35.2, Pursuant to the Authority in Section 4(C) of the Commodity Exchange Act

Comment File 08-005

February 10, 2009
Deadline for comment on proposed rule or order 73 FR 75888.

See also:

73 FR 75888 17 CFR Parts 15, 16, 17, 18, 19, 21, 36, and 40 Significant Price Discovery Contracts on Exempt Commercial Markets

Comment File 08-012

February 20, 2009
Deadline for comment on proposed rule or order 74 FR 3475.

See also:

74 FR 3475 17 CFR Part 38 Conflicts of Interest in Self-Regulation and Self-Regulatory Organizations

Comment 09-001

March 23, 2009
Deadline for comment on proposed rule or order 74 FR 7838.

See also:

74 FR 7838 17 CFR Parts 1, 30, and 140 Acknowledgment Letters for Customer Funds and Secured Amount Funds

Comment File 09-002

March 26, 2009
Deadline for comment on proposed rule or order 74 FR 8220.

See also:

74 FR 8220 17 CFR Part 4 Commodity Pool Operator Periodic Account Statements and Annual Financial Reports

Comment File 09-003

April 21, 2009
Acting CFTC Chairman Michael V. Dunn will speak at the IOMA/IOCA Annual Conference at New Bourse, Neue Boersenstrasse 1, 60487 Frankfurt am Main, Germany. This event in not open to the public.

May 13, 2009
Commissioner Bart Chilton will chair a meeting of the Environmental Markets Advisory Committee on May 13, 2009 in Washington, at which issues relating to carbon emissions trading are expected to be addressed.

See also:

Commissioner Bart Chilton Says Obama “Right on Target”; Regulator Ready for Trading in Carbon Markets

May 26, 2009
Deadline for comment on proposed rule or order 74 FR 12282.

See also:

74 FR 12282 17 CFR Part 150 Concept Release on Whether To Eliminate the Bona Fide Hedge Exemption for Certain Swap Dealers and Create a New Limited Risk Management Exemption From Speculative Position Limits

Comment File 09-004

July 6, 2009
Deadline for comment on proposed rule or order 74 FR 21290.

See also:

74 FR 21290 17 CFR Part 1 Revised Adjusted Net Capital Requirements for Futures Commission Merchants and Introducing Brokers

Comment File 09-005