Investor Contacts

 

 

Investor contact information appears below; for other contact information visit

 


 

FINRA Call Center

Main FINRA Phone Number: (301) 590-6500

 


 

FINRA BrokerCheck Hotline
For assistance with checking the background of a broker call the FINRA BrokerCheck Hotline at (800) 289-9999.

 


 

File a Complaint Against a Broker or Firm

Investor complaints may be filed by investors or persons acting on behalf of investors who feel they have been subjected to improper business practices involving their broker or brokerage firm. Investors may file complaints via our online complaint form in the FINRA Investor Complaint Center.

 


 

Frequently Asked Questions

Get quick answers to your questions by searching our knowledge base of frequently asked questions or submit your question to a FINRA expert.

 


 

FINRA Office Locations by City

View a listing of FINRA office locations.

 


 

FINRA Office Locations by District

View a listing of FINRA District Offices around the country.

 


 

FINRA Publications

FINRA produces a number of publications—including newsletters, brochures, manuals, and pamphlets—targeted to members, investors, and the general public. Many may be ordered from FINRA MediaSourceSM.

 


 

Office of the Ombudsman

 



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