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What's New on the SEC Website
December 24, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Regulatory Actions
Investment Company Act Notices and Orders
- Citigroup Global Markets Inc., et al. (Release No. IC-28572; File No. 812-13615; December 23, 2008)
- Grail Advisors, LLC and Grail Advisors Alpha ETF Trust (Release No. IC-28571; 812-13440; December 23, 2008)
- Sun Life Assurance Company of Canada (U.S.), et al. (Release No. IC-28570; File No. 812-13402; December 23, 2008)
- UBS Securities LLC, et al. (Release No. IC-28569; File No. 812-13609; December 232, 2008)
- AdvisorShares Investments, LLC and AdvisorShares Trust (Release No. IC-28568; File No. 812-13488; December 23, 2008)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
http://www.sec.gov/news/whatsnew/wn122408.shtml
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