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What's New on the SEC Website
November 14, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Litigation Releases
Administrative Law Judge (ALJ) Decisions and Orders
Commission Opinions and Adjudicatory Orders
News and Public Statements
Press Releases
Speeches and Public Statements
Staff Interpretations
Staff No Action, Interpretive and Exemptive Letters
Division of Corporation Finance
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- AMEX: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Related to Amendments to Rule 991 (Communications to Customers) and Rule 921 (Opening of Accounts) (Release No. 34-58923; File No. SR-AMEX-2008-51)
- BSE: Notice of Filing of Proposed Rule Change To Establish New Rules for Membership, Member Conduct, and the Listing and Trading of Cash Equity Securities(Release No. 34-58927; File No. SR-BSE-2008-48)
See also: Exhibit5D; Exhibit5C; Exhibit5B; Exhibit5A
- FINRA: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Information Sharing Agreements with Domestic Federal Agencies, or Subdivisions Thereof, and Foreign Regulators (Release No. 34-58937; File No. SR-FINRA-2008-056)
- FINRA: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt FINRA Rules 2350 through 2359 (Regarding Trading in Index Warrants, Currency Index Warrants, and Currency Warrants), FINRA Rule 2360 (Options), and FINRA Rule 2370 (Security Futures) in the Consolidated FINRA Rulebook (Release No. 34-58932; File No. SR-FINRA-2008-032)
- FINRA: Order Approving Proposed Rule Change to Amend the Trade Reporting Structure and Require Submission of Non-Tape Reports that Identify Other Members Who Participated in Agency and Riskless Principal Transactions as Modified by Amendments Nos. 1 and 2 (Correction: Release No. 34-58903A; File No. SR-FINRA-2008-011)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Increase the Number of Additional Quarterly Options Series (Release No. 34-58926; File No. SR-ISE-2008-82)
- NSX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 16 and the NSX Fee Schedule for Order Delivery Mode Transactions (Release No. 34-58935; File No. SR-NSX-2008-19)
- NYSE: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Additional Initial Listing Standard for Operating Companies (Release No. 34-58934; File No. SR-NYSE-2008-98)
- NYSE: Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca (Release No. 34-58931; File No. SR-NYSE-2008-97)
- NYSE: Notice of Filing of Proposed Rule Change to Clarify Amendments to “Other Securities” Initial Listing Standard (Release No. 34-58928; File No. SR-NYSE-2008-109)
- NYSE Altr: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Alternext US LLC to Extend its Temporary Program Relating to Section 31-Related Funds (Release No. 34-58933; File No. SR-NYSEALTR-2008-05)
http://www.sec.gov/news/whatsnew/wn111408.shtml
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