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What's New on the SEC Website
February 29, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Information for Small Businesses
Small Business Compliance Guides
SEC Divisions/Offices
Division of Corporation Finance
Division of Corporation Finance No-Action, Interpretive and Exemptive Letters
Litigation
Administrative Proceedings
Litigation Releases
News & Public Statements
Regulatory Actions
Investment Company Act Notices and Orders
Investment Company Act Deregistration Notices and Orders
- Notice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 (Release No. IC-28177) for the following companies:
BlackRock Enhanced Equity Yield Fund II, Inc., 811-21754
WM Trust I, 811-123
WM Trust II, 811-5775
WM Strategic Asset Management Portfolios, LLC, 811-7577
McMorgan Funds, 811-8370
Schwab Strategic Ten Trust 1997 Series A, 811-8293
AEW Real Estate Income Fund, 811-21206
Blue and White Funds Trust, 811-21143
Merrill Lynch KECALP L.P. 1994, 811-7137
General California Municipal Bond Fund, Inc., 811-5872
General Municipal Bond Fund, Inc., 811-3372
Seligman New Technologies Fund, Inc., 811-9353
Dreyfus Premier California Municipal Bond Fund, 811-4766
Barclay Foundry Investment Trust, 811-22084
BlackRock Municipal Target Term Trust Inc., 811-6355
Short Term Income Fund, Inc., 811-2950
Daily Tax Free Income Fund, Inc., 811-3522
Cortland Trust, Inc., 811-4179
A T Fund of Funds TEI, 811-22062
Keeley Small Cap Value Fund, Inc., 811-7760
Highland Floating Rate Limited Liability Company, 811-8957
High Income Master Portfolio LLC, 811-21690
Dreyfus Massachusetts Tax Exempt Bond Fund, 811-4271
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- Amex: Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to the Trading of Exchange Traded Notes (ETNs) (Release No. 34-57400, File No. SR-Amex-2007-109)
- Amex: Order Granting Approval of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Relating to Independent Directors and Audit Committee Members (Release No. 34-57393, File No. SR-Amex-2007-79)
- FINRA: Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Establish an Exemption for Certain Regulation NMS-Compliant Intermarket Sweep Orders from the Requirements in IM-2110-2 (Trading Ahead of Customer Limit Order) and Rule 2111 (Trading Ahead of Customer Market Orders) (Release No. 34-57388, File No. SR-FINRA-2007-039)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Program to List and Trade Options on the iShares Emerging Markets Index Fund (Release No. 34-57399, File No. SR-ISE-2008-10)
- ISE: Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto Relating to Obvious Errors (Release No. 34-57398, File No. SR-ISE-2007-112)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Accommodation Liquidations (Release No. 34-57394, File No. SR-ISE-2008-18)
- ISE: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Allow for the Listing and Trading of Index-Linked Exchangeable Notes (Release No. 34-57387, File No. SR-ISE-2007-99)
- NSCC: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Fee Schedule (Release No. 34-57385, File No. SR-NSCC-2007-17)
- NSX: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Relating to the Pass-Through of Certain Costs to ETP Holders (Release No. 34-57390, File No. SR-NSX-2008-02)
- NYSE Arca: Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Managed Fund Shares, Trading Hours and Halts, Listing Fees Applicable to Managed Fund Shares, and the Listing and Trading of Shares of the PowerShares Active AlphaQ Fund, PowerShares Active Alpha Multi-Cap Fund, PowerShares Active Mega-Cap Portfolio, and the PowerShares Active Low Duration Portfolio (Release No. 34-57395, File No. SR-NYSEArca-2008-25)
- NYSE Arca: Order Granting Accelerated Approval of Proposed Rule Change Relating to the Dissemination of the Index Value for Equity Index-Linked Securities (Release No. 34-57389, File No. SR-NYSEArca-2008-06)
http://www.sec.gov/news/whatsnew/wn022908.shtml
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