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What's New on the SEC Website
January 31, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Litigation
Administrative Proceedings
Opinions and Adjudicatory Orders
- John A. Carley, Eugene C. Geiger, Thomas A. Kaufmann, Edward H. Price, and Christopher H. Zacharias (Release Nos. 33-8888, 34-57246)
- Trautman Wasserman & Company, Inc., Gregory O. Trautman, Samuel M. Wasserman, Mark Barbera, James A. Wilson, Jr., Jerome Snyder, and Forde H. Prigot (Order Denying Motion for Extension) (Release Nos. 33-8887, 34-57243, IA-2699, IC-28138)
Regulatory Actions
Other Commission Orders, Notices, and Information
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendments No. 1, 2, and 3 Thereto Relating to a Hybrid Agency Liaison ("HAL") Step-Up Rebate and Pass-Through of Certain Linkage Related Costs (Release No. 34-57231, File No. SR-CBOE-2007-152)
- FINRA: Order Approving Rule Change to Delay Implementation of Certain FINRA Rule Changes Approved in SR-NASD-2004-183 (Release No. 34-57228, File No. SR-FINRA-2007-040)
- ISE: Notice of Filing of Proposed Rule Change to Amend Exchange Rules Related to the Imposition of Fines for Minor Rule Violations (Release No. 34-57229, File No. SR-ISE-2008-09)
- NMS: Order Approving Joint Amendment No.�25 to the Plan for the Purpose of Creating and Operating an Intermarket Option Linkage Relating to Response Time for Certain Orders Sent Through the Linkage (Release No. 34-57238, File No. 4-429)
- NMS: Order Approving an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information to Adopt New Form of Rider to OPRA's Vendor Agreement for Use by Television Companies That Wish to Disseminate OPRA Data (Release No. 34-57233, File No. SR-OPRA-2007-05)
- NMS: Order Granting Permanent Approval to an Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information, as Modified by Amendment No. 1 thereto, to Modify Various Provisions of the OPRA Plan and the OPRA Fee Schedule to Reflect the Elimination of Separate Fees for Access to Market Data Concerning Foreign Currency Options (Release No. 34-57230, File No. SR-OPRA-2007-03)
- NYSE: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Company Manual Section 806.01 (Change of Specialist Unit Upon Request of Company) (Release No. 34-57232, File No. SR-NYSE-2008-08)
- NYSEArca: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, Relating to Rules 5.3 and 5.4 to Enable Listing and Trading of Options on Multiple Fund and Inverse Fund Shares (Release No. 34-57226, File No. SR-NYSEArca-2008-03)
- NYSEArca: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Fees Applicable to Certain Exchange Traded Funds and Rebates for Tape B Securities (Release No. 34-57221, File No. SR-NYSEArca-2008-11)
http://www.sec.gov/news/whatsnew/wn013108.shtml
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