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What's New on the SEC Website
January 28, 2008
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Information For Small Business
Small Entity Compliance Guide
Litigation
Litigation Releases
Administrative Proceedings
- Clifton Curtis Sneed, Jr. (Release No. 34-57215)
- Thomas H. Bauer, CPA (Release No. 34-57211)
- Michael Lowther, CPA (Release No. 34-57210)
- Michael Odom, CPA (Release No. 34-57209)
- ABC Dispensing Technologies, Inc., Access Tradeone.com, Inc., Addison-Davis Diagnostics, Inc., Aden Enterprises, Inc., Advanced Recycling Sciences, Inc., and Advanced Systems International, Inc. (Release No. 34-57208)
- Heartland Advisors, Inc., William J. Nasgovitz, Paul T. Beste, Thomas J.Conlin, Greg D. Winston, Kevin D.Clark, Kenneth J.Della, and Hugh F. Denison (Release No. 33-8884)
Regulatory Actions
Investment Company Act Deregistration Notices and Orders
- Notice: Notice of Applications for Deregistration (Release No. IC-28134; Zacks Series Trust, 811-9549; Van Kampen Income Trust, 811-5273; BlackRock S&P 500 (R) Protected Equity Fund, Inc., 811-9479; USAA Mutual Fund, Inc., 811-2429; USAA Tax Exempt Fund, Inc., 811-3333; USAA Investment Trust, 811-4019; Sit Mutual Funds Trust, 811-21447; Mezzacappa Long/Short Fund, LLC, 811-21469; MDT Funds, 811-21141; The Jhaveri Trust, 811-8974)
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CHX: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Make Administrative Changes to its Routing Rules (Release No. 34-57203, File No. SR-CHX-2007-18)
- Amex: Order Approving a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Include Volume Executed by Remote Quoting Towards the Earning of Remote Quoting Rights (Release No. 34-57181, File No. SR-Amex-2007-132)
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for CBOE Stock Exchange Permit Applicants (Release No. 34-57197, File No. SR-CBOE-2008-06)
- NASD: Notice of Filing of Proposed Rule Change and Amendment Nos. 1, 2, 3 and 4 Relating to the Regulation of Compensation, Fees and Expenses in Public Offerings of Real Estate Investment Trusts and Direct Participation Programs (Release No. 34-57199, File No. SR-NASD-2005-114)
- NASDAQ: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Notification Requirements for Issuers Making Distributions to Shareholders (Release No. 34-57198, File No. SR-NASDAQ-2007-094)
http://www.sec.gov/news/whatsnew/wn012808.shtml
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