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Lead; Fees for Accreditation of Training Programs and Certification of Lead-based Paint Activities and Renovation Contractors

PDF Version (8 pp, 163K, About PDF)

[Federal Register: March 20, 2009 (Volume 74, Number 53)]
[Rules and Regulations]
[Page 11863-11870]
From the Federal Register Online via GPO Access [wais.access.gpo.gov]
[DOCID:fr20mr09-10]

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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 745
[EPA-HQ-OPPT-2008-0382; FRL-8404-2]
RIN 2070-AJ40

Lead; Fees for Accreditation of Training Programs and
Certification of Lead-based Paint Activities and Renovation Contractors

AGENCY: Environmental Protection Agency (EPA).
ACTION: Final rule.

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SUMMARY: EPA is issuing this final rule to revise the existing fees for
EPA's Lead-based Paint Activities Regulations and establish fees for
the Renovation, Repair, and Painting Rule. As specified in section 402
of the Toxic Substances Control Act (TSCA), EPA must establish and
implement a fee schedule to recover for the U.S. Treasury the Agency's
costs of administering and enforcing the standards and requirements
applicable to lead-based paint training programs and contractors.
Specifically, this final rule establishes the fees that will be
charged, in those States and Indian Tribes without authorized programs,
for training programs seeking accreditation under 40 CFR 745.225, for
firms engaged in renovations seeking certification under 40 CFR 745.89,
and for individuals or firms engaged in lead-based paint activities
seeking certification under 40 CFR 745.226.

DATES: This final rule is effective April 20, 2009.

ADDRESSES: EPA has established a docket for this action under docket
identification (ID) number EPA-HQ-OPPT-2008-0382. All documents in the
docket are listed in the docket index available at http://
www.regulations.gov. Although listed in the index, some information is
not publicly available, e.g., Confidential Business Information (CBI)
or other information whose disclosure is restricted by statute. Certain
other material, such as copyrighted material, is not placed on the
Internet and will be publicly available only in hard copy form.
Publicly available docket materials are available in the electronic
docket at http://www.regulations.gov, or, if only available in hard
copy, at the OPPT Docket. The OPPT Docket is located in the EPA Docket
Center (EPA/DC) at Rm. 3334, EPA West Bldg., 1301 Constitution Ave.,
NW., Washington, DC. The EPA/DC Public Reading Room hours of operation
are 8:30 a.m. to 4:30 p.m., Monday through Friday, excluding Federal
holidays. The telephone number of the EPA/DC Public Reading Room is
(202) 566-1744, and the telephone number for the OPPT Docket is (202)
566-0280. Docket visitors are required to show photographic
identification, pass through a metal detector, and sign the EPA visitor
log. All visitor bags are processed through an X-ray machine and
subject to search. Visitors will be provided an EPA/DC badge that must
be visible at all times in the building and returned upon departure.

FOR FURTHER INFORMATION CONTACT: For general information contact: Colby
Lintner, Regulatory Coordinator, Environmental Assistance Division
(7408M), Office of Pollution Prevention and Toxics, Environmental
Protection Agency, 1200 Pennsylvania Ave., NW., Washington, DC 20460-
0001; telephone number: (202) 554-1404; e-mail address: 
TSCA-Hotline@epa.gov.
     For technical information contact: Marc Edmonds, National Program
Chemicals Division (7404T), Office of Pollution Prevention and Toxics,
Environmental Protection Agency, 1200 Pennsylvania Ave., NW.,
Washington, DC 20460-0001; telephone number: (202) 566-0758; e-mail
address: edmonds.marc@epa.gov.

SUPPLEMENTARY INFORMATION:

I. Does this Action Apply to Me?

     You may be potentially affected by this action if you operate a
training program required to be accredited under 40 CFR 745.225, if you
are a firm who must be certified to conduct renovation activities in
accordance with 40 CFR 745.89, or if you are a professional (individual
or firm) who must be certified to conduct lead-based paint activities
in accordance with 40 CFR 745.226.
    This final rule applies only in States, Territories, and Indian
Tribes that do not have authorized programs pursuant to 40 CFR 745.324.
For further information regarding the authorization status of States,
Territories, and Indian Tribes, contact the National Lead Information
Center (NLIC) at 1-800-424-LEAD. Potentially affected categories and
entities may include, but are not limited to:
     • Building construction (NAICS code 236), e.g., single
family housing construction, multi-family housing construction,
residential remodelers.
     • Specialty trade contractors (NAICS code 238), e.g.,
plumbing, heating, and air-conditioning contractors; painting and wall
covering contractors; electrical contractors; finish carpentry
contractors; drywall and insulation contractors; siding contractors;
tile and terrazzo

[[Page 11864]]

contractors; glass and glazing contractors.
     • Real estate (NAICS code 531), e.g., lessors of
residential building and dwellings, residential property managers.
     • Child day care services (NAICS code 624410).
     • Elementary and secondary schools (NAICS code 611110),
e.g., elementary schools with kindergarten classrooms.
     • Other technical and trade schools (NAICS code 611519),
e.g., training providers.
     • Engineering services (NAICS code 541330) and building
inspection services (NAICS code 541350), e.g., dust sampling technicians.
     • Lead abatement contractors and professionals (NAICS code 562910),
e.g., firms and supervisors engaged in lead-based paint activities.
     This listing is not intended to be exhaustive, but rather provides
a guide for readers regarding entities likely to be affected by this
action. Other types of entities not listed in this unit could also be
affected. The North American Industrial Classification System (NAICS)
codes have been provided to assist you and others in determining
whether this action might apply to certain entities. To determine
whether you or your business may be affected by this action, you should
carefully examine the applicability provisions in 40 CFR 745.89, 40 CFR
745.225, and 40 CFR 745.226. If you have any questions regarding the
applicability of this action to a particular entity, consult the
technical person listed under FOR FURTHER INFORMATION CONTACT.

II. Background

A. What Action is the Agency Taking?

    EPA is revising the existing fees for training providers, firms,
and individuals under the Lead-based Paint Activities Regulations. EPA
is also establishing fees for training providers and renovation firms
under the Renovation, Repair, and Painting Rule published in the
Federal Register issue of April 22, 2008 (Ref. 1). As specified in TSCA
section 402, EPA must establish and implement a fee schedule to recover
for the U.S. Treasury the Agency's costs of administering and enforcing
the standards and requirements applicable to lead-based paint training
programs and contractors. Specifically, this final rule establishes the
fees that will be charged, in those States and Indian Tribes without
authorized programs, for training programs seeking accreditation under
40 CFR 745.225, for firms engaged in renovations seeking certification
under 40 CFR 745.89, and for individuals or firms engaged in lead-based
paint activities seeking certification under 40 CFR 745.226.

B. What is the Agency's Authority for Taking this Action?

    This final rule is being issued under the authority of TSCA
sections 402(a)(3) and 402(c)(3) (15 U.S.C. 2682(a)(3) and 2682(c)(3)).

C. What Regulations Have Already Been Promulgated Under TSCA Section 402?

    In 1992, Congress found that low-level lead poisoning was
widespread among American children, affecting, at that time, as many as
3,000,000 children under age 6; that the ingestion of household dust
containing lead from deteriorating or abraded lead-based paint was the
most common cause of lead poisoning in children; and that the health
and development of children living in as many as 3,800,000 American
homes was endangered by chipping or peeling lead paint, or excessive
amounts of lead-contaminated dust in their homes. Congress further
determined that the prior Federal response to this threat was
insufficient and enacted Title X of the Housing and Community
Development Act of 1992, Public Law 102-550 (also known as the
Residential Lead-Based Paint Hazard Reduction Act of 1992) (Title X).
Title X established a national goal of eliminating lead-based paint
hazards in housing as expeditiously as possible and provided a
leadership role for the Federal Government in building the
infrastructure necessary to achieve this goal.
    Title X added a new title to TSCA, entitled Title IV-Lead Exposure
Reduction. Most of EPA's responsibilities for addressing lead-based
paint hazards can be found in Title IV, with TSCA section 402 being one
source of the rulemaking authority to carry out these responsibilities.
Section 402(a) of TSCA directs EPA to promulgate regulations covering
lead-based paint activities to ensure persons performing these
activities are properly trained, that training programs are accredited,
and that contractors performing these activities are certified. These
regulations must contain standards for performing lead-based paint
activities, taking into account reliability, effectiveness, and safety.
On August 29, 1996, EPA promulgated final regulations under TSCA
section 402(a) that govern lead-based paint inspections, lead hazard
screens, risk assessments, and abatements in target housing and child-
occupied facilities (also referred to as the Lead-based Paint
Activities Regulations) (Ref. 2). These regulations, codified at 40 CFR
part 745, subpart L, contain an accreditation program for training
providers and training and certification requirements for lead-based
paint inspectors, risk assessors, project designers, abatement
supervisors, and abatement workers. Work practice standards for lead-
based paint activities are also included. Pursuant to TSCA section 404,
provision was made for interested States, Territories, and Indian
Tribes to apply for and receive authorization to administer their own
lead-based paint activities programs. Requirements applicable to State,
Territorial, and Tribal programs are codified in 40 CFR part 745, subpart Q.
    Section 402(a)(3) of TSCA directs the Agency to establish fees to
recover for the U.S. Treasury the cost of administering and enforcing
the standards and requirements established under TSCA section 402 and
applicable to lead-based paint training programs and contractors. On
June 9, 1999, 40 CFR part 745, subpart L, was amended to include a fee
schedule for training programs seeking EPA accreditation and for
individuals and firms seeking EPA certification (Ref. 3). These fees
were established as directed by TSCA section 402(a)(3), which requires
EPA to recover the cost of administering and enforcing the lead-based
paint activities requirements in States without authorized programs.
    Section 402(c) of TSCA pertains to renovation and remodeling
activities. TSCA section 402(c)(3) requires EPA to revise the
regulations issued under TSCA section 402(a), the Lead-based Paint
Activities Regulations, to apply to renovation or remodeling activities
that create lead-based paint hazards. In the Federal Register issue of
April 22, 2008, EPA issued a final rule covering renovation, repair,
and painting activities in target housing and child-occupied facilities
(the Renovation, Repair, and Painting Rule) (Ref. 1). Pursuant to the
Renovation, Repair, and Painting Rule, persons performing covered
renovation activities must be properly trained, renovators and
renovation firms must be certified, and persons who provide renovator
or dust sampling training must be accredited. As described in 40 CFR
745.81, the requirements of the Renovation, Repair, and Painting Rule
become effective in stages with the entire rule becoming effective as
of April 22, 2010.

D. Proposed Rule

    In the Federal Register issue of August 21, 2008, EPA issued a
proposed rule to revise the existing fees for

[[Page 11865]]

training providers, firms, and individuals under the Lead-based Paint
Activities Regulations and to establish fees for training providers and
renovation firms under the Renovation, Repair, and Painting Rule (Ref.
4). As specified in TSCA section 402, EPA must establish and implement
a fee schedule to recover for the U.S. Treasury the Agency's costs of
administering and enforcing the standards and requirements applicable
to lead-based paint training programs and contractors. As explained in
the preamble of the proposal for this rule, EPA interprets the language
of TSCA section 402(c)(3), which requires EPA to revise the TSCA
section 402(a) regulations to apply to renovation and remodeling
activities that create lead-based paint hazards, to include the
establishment of fees as directed by TSCA section 402(a).
    To estimate the costs of administering the accreditation and
certification program, EPA directly estimated total costs for
enforcement activities and Headquarters administrative activities
(e.g., the cost to maintain the Federal Lead-based Paint Program (FLPP)
database, the cost to enter data into the database), since these
activities cannot be linked to specific applications. Enforcement cost
estimates were generated based on the actual resources currently
allocated for enforcement. EPA calculated the costs for Regional
administrative activities on a per application basis, (e.g., the cost
to review an application, the cost to issue a certificate), because
these costs depend largely on the number and type of applications
received. As described in the economic analysis for this final rule,
the information pertaining to the Regional cost of processing
applications was determined by observing and recording actual Regional
application processing activities over a 30-day period (Ref. 5). The
total program cost for EPA Regional administrative activities is the
sum of the EPA Regional administrative costs for each type of
application multiplied by the total number of that type of application
received.

III. Provisions of the Final Rule

    This final rule revises fees for training providers, firms, and
individuals under the Lead-based Paint Activities Regulations and
establishes fees for training providers and renovation firms under the
Renovation, Repair, and Painting Rule. The Agency based these fees on
the cost of administering and enforcing the Lead-based Paint Activities
Regulations and the estimated cost of administering and enforcing the
Renovation, Repair, and Painting Rule. The fees in this final rule are
the same as those published in the proposed rule with one exception.
After consideration of the comments on the proposed rule, EPA decided
to assess a single fee of $550 for firms that apply for certification
under the Lead-based Paint Activities Regulations and the Renovation,
Repair, and Painting Rule on a single application in States where EPA
implements both programs. For Tribal government entities, the fee is
$20. The combined firm certification is explained in more detail in
Unit IV.D. Accordingly, EPA revised the existing fees in 40 CFR 745.238
for the Lead-based Paint Activities Regulations as follows:
    • Accreditation for initial training course--$870
    • Accreditation for refresher training course--$690
    • Re-accreditation for initial training course--$620
    • Re-accreditation for refresher training course--$580
    • Initial firm certification--$550
    • Initial Tribal firm certification--$20
    • Firm re-certification--$550
    • Combined lead-based paint activities and renovation firm
certification--$550
    • Combined lead-based paint activities and renovation firm
certification for Tribal firms--$20
    • Tribal firm re-certification--$20
    • Individual certification (for all disciplines except worker)--$410
    • Individual worker certification--$310
    • Individual Tribal certification (all disciplines)--$10
    • Individual re-certification (for all disciplines except worker)--$410
    • Individual worker re-certification--$310
    • Individual Tribal re-certification (all disciplines)--$10

    This final rule also establishes the following fees for the
Renovation, Repair, and Painting Rule:

    • Accreditation for initial renovator or dust sampling
technician course--$560
    • Accreditation for refresher renovator or dust sampling
technician course--$400
    • Re-accreditation for initial renovator or dust sampling
technician course--$340
    • Re-accreditation for refresher renovator or dust sampling
technician course--$310
    • Initial renovation firm certification--$300
    • Combined lead-based paint activities and renovation firm
certification--$550
    • Combined lead-based paint activities and renovation firm
certification for Tribal firms--$20
    • Initial Tribal renovation firm certification--$20
    • Renovation firm re-certification--$300
    • Tribal renovation firm re-certification--$20

IV. Summary of Public Comments and EPA Responses

    The Agency received comments from eight commenters on the proposed
rule. The comments are included in the docket for this rulemaking. The
Agency's responses to these comments are also provided in the docket.
Responses to the most significant comments are included in this unit.
This unit addresses comments regarding the methods used to establish
fee amounts as well as the fee amounts established by this final rule for:
    • Certification of Tribal governments and their respective employees.
    • Certification of State and local governments and their
respective employees.
    • Certification of very small firms.

A. Methods Used to Establish Fees

    With respect to the overall fee schedules, one commenter stated
that the Renovation, Repair, and Painting Rule fees should be based on
cost data from accreditations and certifications under the Department
of Housing and Urban Development's (HUD) Lead Safe Housing Rule. The
commenter asserted that the HUD program is analogous to EPA's
Renovation, Repair, and Painting Rule in terms of accrediting and
certifying training providers and firms. Two other commenters stated
that the fee amounts and methods used to establish the fees for the
Lead-based Paint Activities Regulations and the Renovation, Repair, and
Painting Rule are reasonable.
    EPA disagrees that data from HUD's Lead Safe Housing Rule should
have been used to determine the costs of accreditations and
certifications. HUD's Lead Safe Housing Rule establishes certain
requirements for renovations performed in target housing; however, the
rule does not require HUD to accredit and certify training providers
and firms. Consequently, HUD would not have information about the cost
of administering an accreditation and certification program.

B. Certification Fees for Tribal Governments and Their Employees

    The proposed rule included a reduced fee for Tribal governments of
$20 for Tribal firm certification and $10 for the

[[Page 11866]]

individual certification of a Tribal employee. EPA received two
comments regarding the lower fees for Tribes. One commenter agreed that
the individual fee was appropriate and that EPA should extend the lower
fees to low-income workers and non-profit organizations. Another
commenter stated that a lower fee should be based on need and that not
all Tribes face the same financial constraints.
    The Agency agrees that the lower certification fees for Tribal
governments and their employees are appropriate. While some Tribal
governments may have adequate funding to pay these fees, Tribal
governments overall would benefit from lower fees. Therefore, the final
rule includes a $20 fee for the firm certification of a Tribal
government and $10 for the individual certification of an employee of a
Tribal government. EPA estimates that only a small number of Tribal
governments will seek certification. Thus the lower Tribal fees will
have a negligible impact on fees for other firms and individuals.
Moreover, establishing a need-based fee schedule would introduce
additional administrative (verification) and enforcement costs,
changing the cost analysis. In sum, while some Tribal governments may
have ample resources, the increased costs of implementing a need-based
system do not, on balance, justify doing so.
    One commenter asked if a Federal agency whose primary focus is the
support of Tribes would qualify for the reduced Tribal fee. Under the
Lead-based Paint Activities Regulations and the Renovation, Repair, and
Painting Rule, only a Tribal government and its employees are eligible
for the lower fee. Federal agencies and other non-Tribal governments
can not take advantage of the lower fee.

C. Certification Fees for State and Local Governments and Their Employees

    EPA sought comment on whether the costs to State and local
governments should be shifted to non-government firms and individuals
in order to lower certification fees for State and local government
firm and individual certifications. These governments are already
exempt under TSCA section 402(a)(3) from paying Federal accreditation
fees. As stated in the preamble to the proposal, EPA considered further
reducing the financial impact of Federal fees on State and local
governments. As an example of a potential fee, the Agency suggested a
50% reduction in the proposed certification fees. EPA did not make an
estimate of how many State governments would be able to take advantage
of this lower fee but instead requested comment on what the number would be.
    The Agency received several comments on lowering the fee for States
and local governments. One commenter was in support of a lower fee
stating that a 50% fee reduction was appropriate. Three commenters
opposed the lower fees. One of the commenters in opposition stated that
there is no basis for a lower fee especially if the decreasing fees
would be recovered by non-government firms and individuals. Another
commenter objected on the basis that businesses will pay the fees for
their employees and State and local governments should do the same.
    After considering the issue, the Agency has decided not to shift
costs to non-governmental firms and individuals in order to lower
certification fees for State and local governments. The Agency did not
receive any comments from State and local governments and therefore did
not acquire any specific information on whether lower fees for these
governments are necessary. More importantly, EPA did not receive any
information concerning the number of government entities and employees
that would take advantage of the lower fees making it difficult to even
approximate the number of entities and employees that would be eligible
for the lower fee and the amount of the costs that would have to be
shifted to other firms and individuals in order to be recouped.

D. Certification Fees for Very Small Firms

    In the proposed rule, EPA requested comment on whether firms with
annual revenues below $25,000 seeking certification under the
Renovation, Repair, and Painting Rule should pay a reduced firm
certification fee of $100 in order to reduce the impact of the fees on
small entities. Several commenters expressed support for the lower fee.
One commenter stated that the lower fee makes sense but should be
further gradated according to a firm's annual revenue. Another
commenter claimed that the idea has merits but that any associated
increase in fees should be borne solely by other firms and not training
providers. One commenter opposed the lower fee claiming that the $300
fee is not burdensome. Another commenter was in favor of the reduced
fee provided that the definition of annual revenues was included
revenue from all work by the firm and not just lead abatement work.
    After consideration of the comments and further analysis, the
Agency decided not increase fees on other firms and training providers
in order to lower fees for renovation firms earning below $25,000 of
revenue per year. Establishing a lower fee or graduated fee schedule
based upon gross receipts would introduce additional administrative and
enforcement cost associated with verifying that firms were entitled to
a lower fee. Thus, not only would the difference in fees need to be
shifted to other entities, but the increased administrative and
enforcement costs would also need to be recouped. Furthermore, the
Agency generally agrees that a $300 fee for a 5-year certification,
i.e., $60 per year, is not overly burdensome and that the difference in
paying $100 or $200 as opposed to $300 would not have a significant
impact. Thus, after weighing the equities of increasing fees on other
firms to cover the cost associated with a fee reduction for very small
businesses against the burden of a $300 fee amortized over 5 years, the
Agency determined that such a reduced fee structure could not be justified.
    One commenter claimed that EPA should not charge a firm two
certification fees if it applies for certification under the Lead-based
Paint Activities Regulations and the Renovation, Repair, and Painting Rule.
The commenter believes it is unfair to charge two fees for a single firm.
    In light of this comment, the Agency decided to assess a single fee
of $550 for firms that apply for certification under the Lead-based
Paint Activities Regulations and the Renovation, Repair, and Painting
Rule on a single application. For Tribal government entities, the fee
is $20. Firms that apply on separate applications will have to pay the
appropriate fee for each. The lower fee would only apply when a single
firm applies for both certifications on the same firm application in a
State where EPA implements both programs. EPA is charging a lower fee
because it is less costly to process a single application instead of
separate applications for each program. The Agency agrees that it is
appropriate to pass along this cost savings to firms. Moreover, the
impact of doing so will be limited. The Agency does not expect many
firms to take advantage of this due to difference in the length of
certifications under each program. Certifications for the Renovation,
Repair, and Painting Rule last for 3 years while certifications under
the Renovation, Repair, and Painting Rule are good for 5 years.
Therefore, it is unlikely that a firm already certified under the Lead-
based Paint Activities Regulations will apply for recertification at
the same time it applies for certification under the

[[Page 11867]]

Renovation, Repair, and Painting Rule. Compared to the large number of
firms that will seek certification under the Renovation, Repair, and
Painting Rule, there are very few firms certified under the Lead-based
Paint Activities Regulations. Thus, this change will have a negligible
impact on fees for other entities.

V. References

    The following is a list of the documents that are specifically
referenced in this final rule and placed in the docket that was
established under docket ID number EPA-HQ-OPPT-2008-0382. For
information on accessing the docket, refer to the ADDRESSES unit at the
beginning of this document.

    1. USEPA. Lead; Renovation, Repair, and Painting Program; Final
Rule. Federal Register (73 FR 21692, April 22, 2008) (FRL-8355-7).
    2. USEPA. Lead; Requirements for Lead-Based Paint Activities in
Target Housing and Child-Occupied Facilities: Final Rule. Federal
Register (61 FR 45778, August 29, 1996) (FRL-5389-9).
    3. USEPA. Lead; Fees for Accreditation of Training Programs and
Certification of Lead-based Paint Activities Contractors; Final Rule.
Federal Register (64 FR 31092, June 9, 1999) (FRL-6058-6).
    4. USEPA. Lead; Fees for Accreditation of Training Programs and
Certification of Lead-Based Paint Activities and Renovation
Contractors; Proposed Rule. Federal Register (73 FR 49378, August 21,
2008) (FRL-8372-4).
    5. USEPA. Office of Pollution Prevention and Toxics (OPPT).
Economic Analysis for the TSCA Section 402 Lead-Based Paint Program
Accreditation and Certification Fee Rule. January 27, 2009.
    6. USEPA. OPPT. Economic Analysis for the TSCA Lead Renovation,
Repair, and Painting Program Final Rule for Target Housing and Child-
Occupied Facilities. March 2008.

VI. Statutory and Executive Order Reviews

A. Executive Order 12866

    This action is not a ``significant regulatory action'' under the
terms of Executive Order 12866, entitled Regulatory Planning and Review
(58 FR 51735, October 4, 1993) and is therefore not subject to review
under the Executive order. EPA has prepared an analysis of the
potential impact of this action, which is briefly summarized here. The
impact of the fee amendments to the Lead-based Paint Activities
Regulations is estimated to be $1.2 million per year, or $6.1 million
over the next 5 years. The impact of the fees for the Renovation,
Repair, and Painting Rule, which were addressed and accounted for
during the development of that rule, is estimated to be $61 million in
the first year, and $22 million in each of the following 4 years, or
$150 million over the next 5 years. EPA's analysis is contained in two
documents, entitled Economic Analysis for the TSCA Section 402 Lead-
Based Paint Program Accreditation and Certification Fee Rule (Ref. 5)
and Economic Analysis for the TSCA Lead Renovation, Repair, and
Painting Program Final Rule for Target Housing and Child-Occupied
Facilities (Ref. 6). These documents are available in the docket for
this final rule.

B. Paperwork Reduction Act

    This action does not impose any new information collection burden
because this final rule merely established fees associated with
previously promulgated accreditation and certification application
requirements. The Office of Management and Budget (OMB) has previously
approved the information collection requirements contained in 40 CFR
part 745, subpart E and subpart L, under the provisions of the
Paperwork Reduction Act, 44 U.S.C. 3501 et seq. and has assigned OMB
control number 2070-0155 (EPA ICR number 1715). The OMB control numbers
for EPA's regulations in 40 CFR are listed in 40 CFR part 9.

C. Regulatory Flexibility Act

    The Regulatory Flexibility Act (RFA) generally requires an agency
to prepare a regulatory flexibility analysis of any rule subject to
notice and comment rulemaking requirements under the Administrative
Procedure Act or any other statute unless the agency certifies that the
rule will not have a significant economic impact on a substantial
number of small entities. Small entities include small businesses,
small organizations, and small governmental jurisdictions.
    For purposes of assessing the impacts of this final rule on small
entities, small entity is defined in accordance with section 601 of RFA as:
    1. A small business as defined by the Small Business
Administration's (SBA) regulations at 13 CFR 121.201.
    2. A small governmental jurisdiction that is a government of a
city, county, town, school district, or special district with a
population of less than 50,000.
    3. A small organization that is any not-for-profit enterprise which
is independently owned and operated and is not dominant in its field.
    After considering the economic impacts of this final rule on small
entities, I certify that this action will not have a significant
economic impact on a substantial number of small entities. The small
entities that are potentially directly regulated by this final rule
include: Small businesses (including abatement and renovation
contractors, environmental testing firms, and property owners and
managers); small non-profits (including child day care centers, private
schools, and advocacy groups); and small governments (local
governments, school districts).
    This final rule would result in a slight overall decrease in the
fees currently assessed under the Lead-based Paint Activities
Regulations. Fees for training providers will decrease with the
exception of the project designer course refresher. Individual fees
will decrease for the certification and recertification of risk
assessors, and the certification of supervisors and project designers.
Consequently, EPA estimates that this portion of the final rule will
have no adverse impact on small entities; in fact the small entities
affected by the final rule will incur cost savings.
    With respect to the fees for the Renovation, Repair and Painting
Rule, EPA does not believe that the firm certification fee of $300
(which, over 5 years, is $60 per year) established in this final rule
to implement the requirements of the Renovation, Repair, and Painting
Rule would have a significant economic impact on a substantial number
of small entities. Overall, EPA estimated that there are approximately
204,956 small entities that would be affected by the Renovation,
Repair, and Painting Rule. Of these, there are an estimated 179,818
small businesses with an average impact from the fees ranging from
0.007% to 0.220%, 18,088 small non-profits with an average impact
ranging from 0.006% to 0.097%, and 7,050 small governments with an
average impact ranging from 0.0004% to 0.002%. The impact was measured
by comparing the cost of the fees incurred by the entity to the
entity's revenue.
    Moreover, the impacts of the fees for the Renovation, Repair, and
Painting Rule on small entities were also addressed and accounted for
during the development of that rule. As provided for in section 605 of
RFA, the fees established in this final rule to implement the
Renovation, Repair and Painting Rule are so closely related to the
Renovation, Repair, and Painting Rule that EPA considers it and the
analysis EPA did pursuant to the Renovation, Repair, and Painting Rule
to be one rule for the purposes of

[[Page 11868]]

sections 603 and 604 of RFA. Indeed, the economic analysis for the
Renovation, Repair, and Painting Rule (Ref. 6) included projected fees
that were slightly higher than those being established in this final
rule. Accordingly, in order to avoid duplicative action, EPA is also
relying on the analysis of that Renovation, Repair, and Painting Rule,
as supplemented by the economic analysis accompanying this final rule,
as satisfying EPA's obligations under RFA. Specifically, pursuant to
section 603 of RFA, EPA prepared an initial regulatory flexibility
analysis (IRFA) for the proposed Renovation, Repair, and Painting Rule
and convened a Small Business Advocacy Review Panel to obtain advice
and recommendations of representatives of the regulated small entities
on a range of issues, including training and certification fees. As
required by section 604 of RFA, the Agency also prepared a final
regulatory flexibility analysis (FRFA) for the final Renovation,
Repair, and Painting Rule which took into account the fees (albeit
taking into account slightly higher projections) being established in
this final rule. The FRFA also addressed the issues raised by public
comments on IRFA, which was part of the proposed rule. Accordingly, the
impacts of the fees for the Renovation, Repair, and Painting Rule on
small entities have been adequately addressed for purposes of RFA.
    Although this final rule will not have a significant economic
impact on a substantial number of small entities, EPA nonetheless has
tried to reduce the impact of this final rule on small entities. In
response to concerns about impacts on abatement workers and the firms
that employ them, EPA reduced fees for worker certification. However,
TSCA section 402(a)(3) requires EPA to recover the costs of
administering its lead training course provider accreditation and
contractor certification program through fees.

D. Unfunded Mandates Reform Act

    Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public
Law 104-4, requires Federal agencies to assess the effects of their
regulatory actions to determine if such actions impose Federal mandates
on State, local, and Tribal governments and the private sector. This
rule does not contain a Federal mandate under UMRA that may result in
expenditures of $100 million or more for State, local, and Tribal
governments, in the aggregate, or the private sector in any 1 year. EPA
has prepared an economic analysis of the potential impact of this
action, which is estimated to be $156 million over the next 5 years
which is an average of $31 million per year. The impact of the fees for
the Lead-based Paint Activities Regulations is estimated to be $1.2
million per year, or $6.1 million over the next 5 years. The impact of
the fees for the Renovation, Repair, and Painting Program, which were
addressed and accounted for during the development of that rule, is
estimated to be $61 million in the first year, and $22 million in each
of the following 4 years, or $150 million over the next 5 years. Thus,
this final rule is not subject to the requirements of sections 202 and
205 of UMRA.
    This final rule is also not subject to the requirements of section
203 of UMRA because it contains no regulatory requirements that might
significantly or uniquely affect small governments. Small governments
may perform lead-based paint inspections, risk assessments, or
abatements, or operate schools that are child-occupied facilities. EPA
generally measures a significant impact under UMRA as being
expenditures, in the aggregate, of more than 1% of small government
revenues in any 1 year. As explained in Unit VI.C., the final rule is
expected to result in small government impacts well under 1% of
revenues. EPA has determined therefore that the final rule does not
significantly affect small governments. Additionally, EPA has
determined that the final rule does not uniquely affect small
governments, as the final rule is not targeted at small governments,
does not primarily affect small governments, and does not impose a
different burden on small governments than on other entities that
perform regulated activities.

E. Executive Order 13132

    Executive Order 13132, entitled Federalism (64 FR 43255, August 10,
1999), requires EPA to develop an accountable process to ensure
``meaningful and timely input by State and local officials in the
development of regulatory policies that have federalism implications.''
``Policies that have federalism implications'' is defined in the
Executive order to include regulations that have ``substantial direct
effects on the States, on the relationship between the national
government and the States, or on the distribution of power and
responsibilities among the various levels of government.''
    This final rule does not have federalism implications. It will not
have substantial direct effects on the States, on the relationship
between the national government and the States, or on the distribution
of power and responsibilities among the various levels of government,
as specified in Executive Order 13132. This final rule merely
establishes fees, as required by TSCA sections 402(a)(3) and 402(c)(3),
to recover the costs of administering the previously promulgated
Federal lead-based paint accreditation and certification programs.
Thus, Executive Order 13132 does not apply to this final rule.
    In the spirit of Executive Order 13132, and consistent with EPA
policy to promote communications between EPA and State and local
governments, EPA specifically solicited comment on the proposed rule
from State and local officials.

F. Executive Order 13175

    This action does not have tribal implications, as specified in
Executive Order 13175, entitled Consultation and Coordination with
Indian Tribal Governments (59 FR 22951, November 9, 2000). This final
rule would only establish fees, as required by TSCA sections 402(a)(3)
and 402(c)(3), to recover the costs of administering the previously
promulgated Federal lead-based paint accreditation and certification
programs. Thus, Executive Order 13175 does not apply to this final rule.

G. Executive Order 13045

    This action is not subject to Executive Order 13045, entitled
Protection of Children from Environmental Health Risks and Safety Risks
(62 FR 19885, April 23, 1997) because it is not economically
significant as defined in Executive Order 12866, and because the Agency
does not believe the environmental health or safety risks addressed by
this action present a disproportionate risk to children. This final
rule merely establishes fees, as required by TSCA sections 402(a)(3)
and 402(c)(3), to recover the costs of administering the previously
promulgated Federal lead-based paint accreditation and certification programs.

H. Executive Order 13211

    This final rule is not subject to Executive Order 13211, entitled
Actions Concerning Regulations That Significantly Affect Energy Supply,
Distribution, or Use (66 FR 28355, May 22, 2001) because it is not a
significant regulatory action under Executive Order 12866.

I. National Technology Transfer and Advancement Act

    Section 12(d) of the National Technology Transfer and Advancement
Act of 1995 (NTTAA), Public Law 104-

[[Page 11869]]

113, section 12(d) (15 U.S.C. 272 note) directs EPA to use voluntary
consensus standards in its regulatory activities unless to do so would
be inconsistent with applicable law or otherwise impractical. Voluntary
consensus standards are technical standards (e.g., materials
specifications, test methods, sampling procedures, and business
practices) that are developed or adopted by voluntary consensus
standards bodies. NTTAA directs EPA to provide Congress, through OMB,
explanations when the Agency decides not to use available and
applicable voluntary consensus standards.
    This action does not involved technical standards. Therefore, EPA
did not consider the use of any voluntary consensus standards.

J. Executive Order 12898

    Executive Order 12898, entitled Federal Actions to Address
Environmental Justice in Minority Populations and Low-Income
Populations (59 FR 7629, February 16, 1994) establishes Federal
executive policy on environmental justice. Its main provision directs
Federal agencies, to the greatest extent practicable and permitted by
law, to make environmental justice part of their mission by identifying
and addressing, as appropriate, disproportionately high and adverse
human health or environmental effects of their programs, policies, and
activities on minority populations and low-income populations in the
United States.
    EPA has determined that this final rule will not have
disproportionately high and adverse human health or environmental
effects on minority or low-income populations because it does not
affect the level of protection provided to human health or the
environment. This action merely establishes fees, as required by TSCA
sections 402(a)(3) and 402(c)(3), to recover the costs of administering
the previously promulgated Federal lead-based paint accreditation and
certification programs.

VII. Congressional Review Act

     The Congressional Review Act, 5 U.S.C. 801 et seq., generally
provides that before a rule may take effect, the agency promulgating
the rule must submit a rule report to each House of the Congress and
the Comptroller General of the United States. EPA will submit a report
containing this rule and other required information to the U.S. Senate,
the U.S. House of Representatives, and the Comptroller General of the
United States prior to publication of the rule in the Federal Register.
This rule is not a ``major rule'' as defined by 5 U.S.C. 804(2).

List of Subjects in 40 CFR Part 745

     Environmental protection, Administrative practice and procedure,
Children, Fees, Housing, Lead, Lead-based paint, Renovation.

    Dated: March 12, 2009.
Lisa P. Jackson,
Administrator.

•  Therefore, 40 CFR chapter I is amended as follows:

PART 745--[AMENDED]

• 1. The authority citation for part 745 continues to read as follows:

    Authority: 15 U.S.C. 2605, 2607, 2681-2692 and 42 U.S.C. 4852d.

• 2. Section 745.92 is added to subpart E to read as follows:

Sec.  745.92  Fees for the accreditation of renovation and dust
sampling technician training and the certification of renovation firms.

    (a) Persons who must pay fees. Fees in accordance with paragraph
(b) of this section must be paid by:
    (1) Training programs--(i) Non-exempt training programs. All non-
exempt training programs applying to EPA for the accreditation and re-
accreditation of training programs in one or more of the following
disciplines: Renovator, dust sampling technician.
    (ii) Exemption. No fee shall be imposed on any training program
operated by a State, federally recognized Indian Tribe, local
government, or non-profit organization. This exemption does not apply
to the certification of firms or individuals.
    (2) Firms. All firms applying to EPA for certification and re-
certification to conduct renovations.
    (b) Fee amounts--(1) Certification and accreditation fees. Initial
and renewal certification and accreditation fees are specified in the
following table:

------------------------------------------------------------------------
                                                       Re-accreditation
                                                        (every 4 years,
        Training Program             Accreditation        see 40 CFR
                                                       745.225(f)(1) for
                                                           details)
------------------------------------------------------------------------
Initial Renovator or Dust         $560                $340
 Sampling Technician Course
------------------------------------------------------------------------
Refresher Renovator or Dust       $400                $310
 Sampling Technician Course
------------------------------------------------------------------------
Renovation Firm                   Certification       Re-certification
                                                       (every 5 years
                                                       see 40 CFR
                                                       745.89(b))
------------------------------------------------------------------------
Firm                              $300                $300
Combined Renovation and Lead-     $550                $550
 based Paint Activities Firm
 Application
Combined Renovation and Lead-     $20                 $20
 based Paint Activities Tribal
 Firm Application
Tribal Firm                       $20                 $20
------------------------------------------------------------------------

    (2) Lost certificate. A $15 fee will be charged for the replacement
of a firm certificate.
    (c) Certificate replacement. Firms seeking certificate replacement must:
    (1) Complete the applicable portions of the ``Application for
Firms'' in accordance with the instructions provided.
    (2) Submit the application and a payment of $15 in accordance with
the instructions provided with the application package.
    (d) Failure to remit fees. (1) EPA will not provide certification,
re-certification, accreditation, or re-accreditation for any firm or
training program that does not remit fees described in paragraph (b) of this

[[Page 11870]]

section in accordance with the procedures specified in 40 CFR 745.89.
    (2) EPA will not replace a certificate for any firm that does not
remit the $15 fee in accordance with the procedures specified in
paragraph (c) of this section.

• 3. Section 745.238 of subpart L is amended as follows:

• a. Revise the table in paragraph (c)(1).

• b. Remove the phrase ``to Conduct Lead-based Paint Activities'' in
paragraph (d)(1)(ii).

• c. Remove the phrase ``to Conduct Lead-based Paint Activities'' in
paragraph (e)(1)(ii).

Sec.  745.238  Fees for accreditation and certification of lead-based
paint activities.

* * * * *
    (c) * * *
    (1) * * *

------------------------------------------------------------------------
                                                       Re-accreditation
                                                        (every 4 years,
        Training Program             Accreditation        see 40 CFR
                                                       745.225(f)(1) for
                                                           details)
------------------------------------------------------------------------
Initial Course                                        ..................
Inspector.......................  $870..............  $620
Risk assessor...................  $870..............  $620
Supervisor......................  $870..............  $620
Worker..........................  $870..............  $620
Project Designer................  $870..............  $620
------------------------------------------------------------------------
Refresher Course                                      ..................
Inspector.......................  $690..............  $580
Risk assessor...................  $690..............  $580
Supervisor......................  $690..............  $580
Worker..........................  $690..............  $580
Project Designer................  $690..............  $580
------------------------------------------------------------------------
Lead-based Paint Activities--     Certification       Re-certification
 Individual                                            (every 3 years,
                                                       see 40 CFR
                                                       745.226(e)(1) for
                                                       details)
------------------------------------------------------------------------
Inspector                         $410                $410
Risk assessor...................  $410..............  $410
Supervisor......................  $410..............  $410
Worker..........................  $310..............  $310
Project designer................  $410..............  $410
Tribal certification (each        $10...............  $10
 discipline).
------------------------------------------------------------------------
Lead-based Paint Activities--     Certification       Re-certification
 Firm                                                  (every 3 years,
                                                       see 40 CFR
                                                       745.226(f)(7) for
                                                       details)
------------------------------------------------------------------------
Firm                              $550                $550
Combined Renovation and Lead-     $550                $550
 based Paint Activities Firm
 Application
Combined Renovation and Lead-     $20                 $20
 based Paint Activities Tribal
 Firm Application
Tribal Firm                       $20                 $20
------------------------------------------------------------------------

* * * * *
[FR Doc. E9-6167 Filed 3-19-09; 8:45 am]
BILLING CODE 6560-50-S

 
 


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