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NYSE Rulemaking Archive: 2008
We invite comments on the following New York Stock Exchange LLC (NYSE; formerly New York Stock Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
NYSE File Number List for 2008
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NYSE-2008-141 |
| 34-59185 |
Dec. 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program
Comments due: January 28, 2009
|
SR-NYSE-2008-137 |
| 34-59178 |
Dec. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System
Comments due: January 28, 2009
|
SR-NYSE-2008-136 |
| 34-59177 |
Dec. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Liquidity Provider Credit on the NYSE Bonds System
Comments due: January 28, 2009
|
SR-NYSE-2008-139 |
| 34-59168 |
Dec. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Comments due: January 27, 2009
|
SR-NYSE-2008-101 |
| 34-59145 |
Dec. 22, 2008 |
Notice of Filing of Proposed Rule Change to Establish its New Risk Management Gateway Service
Comments due: January 21, 2009
See also: Order: Rel. No. 34-59354
|
SR-NYSE-2008-135 |
| 34-59143 |
Dec. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend to March 27, 2009, the Operative Date of New York Stock Exchange Rule 2 requirement that NYSE-Only Member Organizations Apply For and be Approved As a Member of the Financial Industry Regulatory Authority, Inc.
Comments due: January 21, 2009
|
SR-NYSE-2008-130 |
| 34-59140 |
Dec. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Establish a Trading License Fee for 2009 and Amend Certain Other Floor Fees
Comments due: January 21, 2009
|
SR-NYSE-2008-109 |
| 34-59139 |
Dec. 22, 2008 |
Order Approving Proposed Rule Change to Clarify Amendments to “Other Securities” Initial Listing Standards
See also: Notice: Rel. No. 34-58928
|
SR-NYSE-2008-128 |
| 34-59123 |
Dec. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend the Requirements of Section 203.01 of the Listed Company Manual with respect to Annual Reports
Comments due: January 20, 2009
|
SR-NYSE-2008-129 |
| 34-59118 |
Dec. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE
Comments due: January 20, 2009
|
SR-NYSE-2008-125 |
| 34-59112 |
Dec. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC that the $8,000,000 Annual Trading Floor Regulatory Fee Allocated Among the Designated Market Maker Firms, Formerly Referred to as the "Specialist Trading Floor Regulatory Fee," be Reduced by 50% for 2008, and Eliminated Thereafter
Comments due: January 20, 2009
|
SR-NYSE-2008-112 |
| 34-59106 |
Dec. 16, 2008 |
Notice of Filing of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates
Comments due: January 20, 2009
See also: Order: Rel. No. 34-59320
Comments received are available for this notice.
|
SR-NYSE-2008-127 |
| 34-59077 |
Dec. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T to Make a Technical Amendment to Delete Language Relating to Orders Received by NYSE Systems and DMM Yielding; Clarifying the Duration of the Provisions of Rule 104T; Making Technical Amendments to Rule 98 and Rule 123E to Update Rule References for DMM Net Capital Requirements; Rescinding Paragraph (g) of Rule 123; and Making Conforming Changes to Certain Exchange Rules to Replace the Term "Specialist" with "DMM"
Comments due: January 7, 2009
|
SR-NYSE-2008-124 |
| 34-59069 |
Dec. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending for Three Months to March 31, 2009 the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110
Comments due: January 5, 2009
|
SR-NYSE-2008-91 |
| 34-59064 |
Dec. 5, 2008 |
Order Approving Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
See also: Notice: Rel. No. 34-58736
|
SR-NYSE-2008-123 |
| 34-59025 |
Nov. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share
Comments due: December 24, 2008
|
SR-NYSE-2008-122 |
| 34-59011 |
Nov. 24, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Expand the Exception to NYSE Rule 2B to allow Archipelago Securities LLC to Route Orders to the NYSE in its Capacity as an Order Routing Facility of NYSE Alternext US LLC
Comments due: December 23, 2008
|
SR-NYSE-2008-116 |
| 34-58979 |
Nov. 19, 2008 |
Notice of Filing of Proposed Rule Change Amending Rule 411(b) Concerning Certain Odd-Lot Order Handling Requirements, Rescinding NYSE Information Memorandum 94-14 and Issuing a New Information Memo that Provides Comprehensive and Updated Interpretive Guidance on, and Application of, Current NYSE Odd-Lot Trading Practices and Rules
Comments due: December 17, 2008
Comments received are available for this notice.
 Submit comments on SR-NYSE-2008-116
|
SR-NYSE-2008-121 |
| 34-58975 |
Nov. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Transactions in Stocks with a Price of Less than $1.00 per Share
Comments due: December 16, 2008
|
SR-NYSE-2008-115 |
| 34-58971 |
Nov. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T to Make Certain Technical Amendments to the Rule to Conform it to the Exchange's Recently Instituted New Market Model Pilot
Comments due: December 15, 2008
|
SR-NYSE-2008-120 |
| 34-58970 |
Nov. 17, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange, LLC Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE
Comments due: December 15, 2008
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-59281
|
SR-NYSE-2008-119 |
| 34-58969 |
Nov. 17, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Establish the New York Block Exchange
Comments due: December 15, 2008
Additional Materials: Exhibit 5
See also: Notice/Order: Rel. No. 34-59282
Submit comments on SR-NYSE-2008-119
|
SR-NYSE-2008-117 |
| 34-58936 |
Nov. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Section (3) of Exchange Rule 123D, Which Provides for the "Sub-Penny Trading" Condition
Comments due: December 10, 2008
|
SR-NYSE-2008-98 |
| 34-58934 |
Nov. 12, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Additional Initial Listing Standard for Operating Companies
See also: Notice: Rel. No. 34-58740
|
SR-NYSE-2008-97 |
| 34-58931 |
Nov. 12, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca
See also: Notice: Rel. No. 34-58741
|
SR-NYSE-2008-109 |
| 34-58928 |
Nov. 10, 2008 |
Notice of Filing of Proposed Rule Change to Clarify Amendments to "Other Securities" Initial Listing Standard
Comments due: December 10, 2008
See also: Order: Rel. No. 34-59139
|
SR-NYSE-2008-111 |
| 34-58921 |
Nov. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Establish System of Rebates for Designated Market Makers
Comments due: December 9, 2008
|
SR-NYSE-2008-105 |
| 34-58900 |
Nov. 5, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Shorten the Time Period for Listed Companies to Issue a Press Release after Receipt of Notification that the Company is Noncompliant with the Exchange’s Price Test
Comments due: December 4, 2008
|
SR-NYSE-2008-113 |
| 34-58893 |
Oct. 31, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program
Comments due: November 28, 2008
|
SR-NYSE-2008-110 |
| 34-58889 |
Oct. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Financial Rebate of $.0015 Per Share to the SLP that Posts Liquidity in Its Assigned Securities that Results in An Execution, Provided the SLP Meets its Monthly Quoting Requirement for Rebates Averaging at Least 3% at the National Best Bid or the National Best Offer in Its Assigned Securities in Round Lots
Comments due: November 28, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-108 |
| 34-58877 |
Oct. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change for a Six-Month Pilot Program to Establish a New Class of NYSE Market Participants That Will Be Referred to as "Supplemental Liquidity Providers" ("SLPs") and Will Be Designated as Exchange Rule 107B
Comments due: November 26, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-52 |
| 34-58857 |
Oct. 24, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3 Thereto, to Modify the Method by which Securities Are Allocated and Reallocated to Designated Market Maker Units and to Establish an Allocation System Based on a Single Objective Measure to Determine a Designated Market Maker Unit’s Eligibility to Participate in the Allocation Process
See also: Notice: Rel. No. 34-58363
|
SR-NYSE-2008-107 |
| 34-58850 |
Oct. 24, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 17 to Rescind the Provisions of Paragraph (b) Governing Vendor Liability
Comments due: November 21, 2008
|
SR-NYSE-2008-46 |
| 34-58845 |
Oct. 24, 2008 |
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Create a New NYSE Market Model, with Certain Components to Operate as a One-Year Pilot, That Would Alter NYSE's Priority and Parity Rules, Phase Out Specialists by Creating a Designated Market Maker, and Provide Market Participants with Additional Abilities to Post Hidden Liquidity
Comments due: November 19, 2008
See also: Notice: Rel. No. 34-58184
Comments received are available for this notice.
|
SR-NYSE-2008-93 |
| 34-58834 |
Oct. 23, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Temporarily Suspend the Operation of NYSE Rule 123D(3) to Respond to Market Conditions for Thornburg Mortgage, Inc (TMA) on September 29, 2008
Comments due: November 19, 2008
|
SR-NYSE-2008-106 |
| 34-58833 |
Oct. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Subscribership to NYSE Bonds and Provide That All NYSE Members and Member Organizations Are Eligible to Access NYSE Bonds
Comments due: November 20, 2008
|
SR-NYSE-2008-78 |
| 34-58779 |
Oct. 14, 2008 |
Order Granting Approval of Proposed Rule Change Amending NYSE Rule 18 to Allow NYSE Alternext US LLC to Participate in the Compensation Fund Established by NYSE to Reimburse Claimants for Losses Associated with NYSE-Operated System Failures
See also: Notice: Rel. No. 34-58450
|
SR-NYSE-2008-100 |
| 34-58758 |
Oct. 8, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 123B.30 (Exchange Automated Order Routing System) to Align the Rule Governing Sponsored Access to the Exchange with the Current Industry Standard
Comments due: November 10, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-102 |
| 34-58743 |
Oct. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48 to Permit the Exchange to Declare An Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Comments due: November 4, 2008
|
SR-NYSE-2008-97 |
| 34-58741 |
Oct. 6, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Adopt an Initial Listing Standard Applicable only to Companies Transferring from NYSE Arca
Comments due: October 31, 2008
See also: Order: Rel. No. 34-58931
|
SR-NYSE-2008-98 |
| 34-58740 |
Oct. 6, 2008 |
Notice of Filing by New York Stock Exchange LLC to Adopt an Additional Initial Listing Standard for Operating Companies
Comments due: October 31, 2008
See also: Order: Rel. No. 34-58934
|
SR-NYSE-2008-91 |
| 34-58736 |
Oct. 6, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: October 31, 2008
See also: Order: Rel. No. 34-59064
|
SR-NYSE-2008-99 |
| 34-58732 |
Oct. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend Until January 9, 2009, the Operation of Interim NYSE Rule 128 ("Clearly Erroneous Executions for NYSE Equities") Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if They Rise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due: November 5, 2008
|
SR-NYSE-2008-95 |
| 34-58722 |
Oct. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 104.10 to extend the Duration of the Pilot Program Applicable to Conditional Transactions as defined in Rule 104.10(6)(i) in all Securities to the Earlier of December 31, 2008 or the Approval of SR-NYSE-2008-46
Comments due: October 30, 2008
|
SR-NYSE-2008-96 |
| 34-58713 |
Oct. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers ("RCMMs") Pursuant to NYSE Rule 107A and Competitive Traders ("CTs") Pursuant to NYSE Rule 110
Comments due: October 29, 2008
|
SR-NYSE-2008-94 |
| 34-58699 |
Oct. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend the Moratorium on the Administration of the Specialist Performance Evaluation Questionnaire ("SPEQ") Pursuant to Exchange Rule 103A and the Use of the SPEQ Pursuant to Rule 103B ("Moratorium") to the Earlier of December 31, 2008 or the Approval of SR-NYSE-2008-52, to Continue to Suspend the Use of SuperDot Turnaround for Orders Received and Responses to Administrative Messages as Objective Measures in the Assessment of Specialist Performance during the Moratorium and that the SPEQ and Order Reports/Administrative Responses Continue to be Removed From the Criteria Used to Commence a Specialist Performance Improvement Action
Comments due: October 29, 2008
|
SR-NYSE-2008-92 |
| 34-58708 |
Oct. 1, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of Reserve Orders on the Exchange to the Earlier of December 31, 2008 or the Date on Which the Commission Approves the Exchange's Filing Pursuant to SR-NYSE-2008-46
Comments due: October 29, 2008
|
SR-NYSE-2008-70 |
| 34-58706 |
Oct. 1, 2008 |
Order Granting Approval of Proposed Rule Change Amending Rules Governing Membership in Order to Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange
See also: Notice: Rel. No. 34-58430
|
| Third Quarter |
SR-NYSE-2008-76 |
| 34-58680 |
Sep. 29, 2008 |
Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 2B to Establish Procedures Designed to Manage Potential Informational Advantages Resulting from the Affiliation between the Exchange and Archipelago Securities L.L.C.
See also: Notice: Rel. No. 34-58430
|
SR-NYSE-2008-60 |
| 34-58673 |
Sep. 29, 2008 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext
See also: Notice: Rel. No. 34-58285
Additional File No.: SR-Amex-2008-62
|
SR-NYSE-2008-82 |
| 34-58649 |
Sep. 25, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify its Policy With Respect to Legal Opinions in Connection with Listings of Securities
Comments due: October 23, 2008
|
SR-NYSE-2008-85 |
| 34-58629 |
Sep. 24, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 1000 ("Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation")
Comments due: October 22, 2008
|
SR-NYSE-2008-84 |
| 34-58631 |
Sep. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing to Suspend the Operation of certain NYSE rules to Respond to the Impact to the Marketplace of the Events of September 15, 2008, Including the Bankruptcy Filing by Lehman Brothers Holding Inc.
Comments due: October 22, 2008
|
SR-NYSE-2008-74 |
| 34-58601 |
Sep. 19, 2008 |
Order Approving Proposed Rule Change To Enable the Exchange To Waive Annual Listing Fees for Securities Transferring From the Amex or NYSE Arca, Inc
See also: Notice: Rel. No. 34-58311
|
SR-NYSE-2008-56 |
| 34-58599 |
Sep. 19, 2008 |
Order Approving Proposed Rule Change to Amend Section 902.09 of the Listed Company Manual to Establish Fees for Securities Listed under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and to Waive Fees for Structured Products Transferred from the Amex to the NYSE
See also: Notice: Rel. No. 34-58301
|
SR-NYSE-2008-86 |
| 34-58607 |
Sep. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing to Temporarily Suspend the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order to Approve Barclays Capital Inc. as an NYSE Member Organization
Comments due: October 16, 2008
|
SR-NYSE-2008-80 |
| 34-58549 |
Sep. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Conforming Certain NYSE Rules to Changes to NYSE Incorporated Rules Recently Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: October 10, 2008
|
SR-NYSE-2008-68 |
| 34-58550 |
Sep. 15, 2008 |
Order Approving Proposed Rule Change to Determine that a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company
See also: Notice: Rel. No. 34-58299
|
SR-NYSE-2008-83 |
| 34-58522 |
Sep. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Resume the Operation of NYSE Rule 123D(3) with Respect to Trading in the Securities of Fannie Mae and Freddie Mac Beginning on September 11, 2008, Following the Suspension of That Rule Pursuant to SR-NYSE-2008-81
Comments due: October 8, 2008
|
SR-NYSE-2008-61 |
| 34-58517 |
Sep. 11, 2008 |
Order Approving Proposed Rule Change Amending NYSE Rule 104(e) (Dealings by Specialists) to Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H)
See also: Notice: Rel. No. 34-58278
|
SR-NYSE-2008-57 |
| 34-58500 |
Sep. 9, 2008 |
Order Approving Proposed Rule Change to Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange to Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing
See also: Notice: Rel. No. 34-58253
|
SR-NYSE-2008-58 |
| 34-58499 |
Sep. 9, 2008 |
Order Approving Proposed Rule Change to Make Permanent a Pilot Program Under Which the Exchange Excludes From its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity
See also: Notice: Rel. No. 34-58254
|
SR-NYSE-2008-81 |
| 34-58488 |
Sep. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Rule Proposed by New York Stock Exchange LLC to Suspend the Operation of NYSE Rule 123D with Respect to Trading in the Securities of Fannie Mae and Freddie Mac
Comments due: October 6, 2008
|
SR-NYSE-2008-59 |
| 34-58487 |
Sep. 8, 2008 |
Order Approving Proposed Rule Change to Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They are Noncompliant with Exchange Listing Requirements
See also: Notice: Rel. No. 34-58235
|
SR-NYSE-2008-77 |
| 34-58467 |
Sep. 5, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend its Rule Governing Equity-Linked Debt Securities to Permit the Listing of Equity-Linked Debt Securities Linked to Baskets of up to Thirty Underlying Securities and to Provide for Greater Flexibility in Listing Criteria
Comments due: October 3, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-78 |
| 34-58450 |
Sep. 2, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 18 to Allow NYSE Alternext US LLC to Participate in the Compensation Fund Established by the NYSE to Reimburse Claimants for Losses Associated with NYSE-Operated System Failures
Comments due: September 30, 2008
See also: Order: Rel. No. 34-58779
|
SR-NYSE-2008-79 |
| 34-58443 |
Aug. 29, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Reduce the Monthly Fee for NYSE Realtime Reference Prices
Comments due: September 30, 2008
|
SR-NYSE-2008-76 |
| 34-58430 |
Aug. 27, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 2B In Order To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C.
Comments due: September 25, 2008
See also: Order: Rel. No. 34-58680
|
SR-NYSE-2008-71 |
| 34-58429 |
Aug. 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123B (Exchange Automated Order Routing System) to Allow a Member Organization to Provide Other Market Participants with Access to the Exchange on an Agency Basis
Comments due: September 25, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-069 |
| 34-58398 |
Aug. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiving Compliance with DRS Participation Rules for Foreign Private Issuers
Comments due: September 24, 2008
|
SR-NYSE-2008-75 |
| 34-58367 |
Aug. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 303A.02(b) of the Listed Company Manual with respect to Two of its Director Independence Tests
Comments due: September 15, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-52 |
| 34-58363 |
Aug. 14, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC to Modify the Method by which it Allocates and Reallocates Securities to Specialist Units and to Establish an Allocation System Based on a Single Objective Measure to Determine a Specialist Unit's Eligibility to Participate in the Allocation Process
Comments due: September 11, 2008
See also: Order: Rel. No. 34-58857
|
SR-NYSE-2008-73 |
| 34-58351 |
Aug. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 104(b) to Provide for an Automated Opening Message that will be Effectuated through the Specialist Application Programmed Interface to Allow Specialists to Automatically Open a Security on a Trade
Comments due: September 9, 2008
|
SR-NYSE-2008-45 |
| 34-58328 |
Aug. 7, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 98 and Related Rules to Redefine Specialist Operations at the NYSE
See also: Notice: Rel. No. 34-58052
|
SR-NYSE-2008-63 |
| 34-58323 |
Aug. 6, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend until October 1, 2008 the Adoption of Interim NYSE Rule 128 (Clearly Erroneous Executions)
Comments due: September 3, 2008
|
SR-NYSE-2008-74 |
| 34-58311 |
Aug. 5, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Enable the Exchange to Waive Annual Listing Fees for Securities Transferring from the Amex or NYSE Arca, Inc.
See also: Order: Rel. No. 34-58601
Comments due: September 5, 2008
|
SR-NYSE-2008-62 |
| 34-58303 |
Aug. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual
Comments due: September 2, 2008
|
SR-NYSE-2008-56 |
| 34-58301 |
Aug. 4, 2008 |
Notice of Filing of Proposed Rule Change to Amend Section 902.09 of the Listed Company Manual to Establish Fees for Securities Listed under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and to Waive Fees for Structured Products Transferred from the Amex to the NYSE
Comments due: September 2, 2008
See also: Order: Rel. No. 34-58599
|
SR-NYSE-2008-68 |
| 34-58299 |
Aug. 4, 2008 |
Notice of Filing of Proposed Rule Change to Enable the Exchange to Determine that a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company
Comments due: September 2, 2008
See also: Order: Rel. No. 34-58278
|
SR-NYSE-2008-70 |
| 34-58290 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change Amending Rules Governing Membership in Order to Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange
Comments due: September 2, 2008
See also: Order: Rel. No. 34-58707
|
SR-NYSE-2008-60 |
| 34-58285 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto in Connection with the Proposed Acquisition of The Amex Membership Corporation
Comments due: August 28, 2008
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G
See also: Order: Rel. No. 34-58673
|
SR-NYSE-2008-61 |
| 34-58278 |
Jul. 31, 2008 |
Notice of Filing of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 104(e) (Dealings by Specialists) to Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H)
Comments due: August 28, 2008
See also: Order: Rel. No. 34-58517
|
SR-NYSE-2008-65 |
| 34-58269 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Portfolio Margin Program
Comments due: August 28, 2008
|
SR-NYSE-2008-67 |
| 34-58268 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Order Flow Sent to the Specialist Application Programmed Interface
Comments due: August 28, 2008
|
SR-NYSE-2008-66 |
| 34-58261 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 431 to Make Permanent the Portfolio Margin Pilot Program
Comments due: August 28, 2008
|
SR-NYSE-2008-58 |
| 34-58254 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change to Make Permanent a Pilot Program under which the Exchange Excludes from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity
Comments due: August 26, 2008
See also: Order: Rel. No. 34-58499
|
SR-NYSE-2008-57 |
| 34-58253 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change to Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing
Comments due: August 26, 2008
See also: Order: Rel. No. 34-58500
|
SR-NYSE-2008-64 |
| 34-58246 |
Jul. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Exceptional Messaging Fee
Comments due: August 26, 2008
|
SR-NYSE-2008-59 |
| 34-58235 |
Jul. 28, 2008 |
Notice of Filing of Proposed Rule Change to Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them that They are Noncompliant with Exchange Listing Requirements
Comments due: August 25, 2008
See also: Order: Rel. No. 34-58487
Comments received are available for this notice.
|
SR-NYSE-2008-46 |
| 34-58184 |
Jul. 17, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Create a New NYSE Market Model, with Certain Components to Operate as a One-Year Pilot That Will Provide Market Participants with Additional Abilities to Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements
Comments due: August 13, 2008
Additional Materials: Amendment No. 1, Exhibit 5
See also: Notice/Order: Rel. No. 34-58845
Comments received are available for this notice.
Submit comments on SR-NYSE-2008-46
|
SR-NYSE-2008-55 |
| 34-58137 |
Jul. 10, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 17 to Address Issues Related to Vendor Liability
Comments due: August 7, 2008
|
SR-NYSE-2008-39 |
| 34-58111 |
Jul. 7, 2008 |
Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
See also: Notice: Rel. No. 34-57881
|
SR-NYSE-2007-64 |
| 34-58108 |
Jul. 7, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, relating to Section 31 Accumulated Funds
Comments due: August 4, 2008
|
SR-NYSE-2008-54 |
| 34-58096 |
Jul. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operative Date of the NYSE Rule 2 Requirement that NYSE-Only Member Organizations Apply for and Be Approved as Members of the Financial Industry Regulatory Authority, Inc.
Comments due: July 31, 2008
|
| Second Quarter |
SR-NYSE-2008-20 |
| 34-58068 |
Jun. 30, 2008 |
Order Granting Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) to Make Permanent an Existing Portable Phone Pilot
See also: Notice: Rel. No. 34-57611
|
SR-NYSE-2008-45 |
| 34-58052 |
Jun. 27, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 98 and Related Rules to Redefine Specialist Operations at the NYSE
Comments due: July 24, 2008
br>See also: Order: Rel. No. 34-58328
Additional Materials: Exhibit No. 5
|
SR-NYSE-2008-53 |
| 34-58050 |
Jun. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 123D (Openings and Halts in Trading) to Provide for a Limited Exemption for Securities Trading on the Exchange That Are Part of the Russell Index Reconstitution
Comments due: July 24, 2008
|
SR-NYSE-2008-50 |
| 34-58040 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 104.10 to Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to September 30, 2008
Comments due: July 24, 2008
|
SR-NYSE-2008-51 |
| 34-58036 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments due: July 24, 2008
|
SR-NYSE-2008-49 |
| 34-58033 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers, Pursuant to NYSE Rule 107A, and Competitive Traders, Pursuant to NYSE Rule 110
Comments due: July 24, 2008
|
SR-NYSE-2008-48 |
| 34-58013 |
Jun. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103A to Exempt Executive Floor Governors from Floor Member Continuing Education
Comments due: July 22, 2008
|
SR-NYSE-2007-04 |
| 34-57966 |
Jun. 16, 2008 |
Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to Approval of Fee for NYSE Real-Time Reference Prices
Comments due: July 11, 2008
See also: Notice: Rel. No. 34-55354
Comments received are available for this notice.
|
SR-NYSE-2008-44 |
| 34-57905 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Three Month Pilot Basis
Comments due: June 27, 2008
|
SR-NYSE-2008-40 |
| 34-57904 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue its Policy of Requiring Listed Companies Whose Charters Contain Transfer Restrictions to Amend Their Charters to Include Language Specifying that those Restrictions Do Not Apply to Public Market Transactions [CORRECTED]
Comments due: June 30, 2008
|
SR-NYSE-2008-43 |
| 34-57903 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity on a Three Month Pilot Basis
Comments due: June 30, 2008
|
SR-NYSE-2008-39 |
| 34-57881 |
May 29, 2008 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due: June 25, 2008
See also: Order: Rel. No. 34-58111
|
SR-NYSE-2008-37 |
| 34-57870 |
May 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 13 to Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 17
Comments due: June 23, 2008
|
SR-NYSE-2008-41 |
| 34-57862 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 15 (Pre-Opening Indications) and Exchange Rule 123C (Market On The Close Policy And Expiration Procedures)
Comments due: June 20, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-42 |
| 34-57861 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance its NYSE OpenBook Product Offerings
Comments due: June 25, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-32 |
| 34-57845 |
May 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend NYSE Rule 123A.30 to Permit Certain Convert-and-Parity Orders to Trade on Parity with Other Limit Orders, Including Orders Entered through Its Designated Order Turnaround System®
Comments due: June 17, 2008
|
SR-NYSE-2008-26 |
| 34-57841 |
May 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 412 to Conform to FINRA Incorporated Versions of NYSE Rule 412
Comments due: June 17, 2008
|
SR-NYSE-2008-35 |
| 34-57833 |
May 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Section 703.21 of the Listed Company Manual Relating to Equity-Linked Debt Securities
Comments due: June 13, 2008
|
SR-NYSE-2008-38 |
| 34-57823 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend, through December 31, 2008, the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System
Comments due: June 12, 2008
|
SR-NYSE-2008-36 |
| 34-57792 |
May 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Reserve Order Pilot Program Currently Operating in 100 Securities Traded on the Exchange to Include All Equity Securities Traded on the Exchange
Comments due: June 3, 2008
|
SR-NYSE-2008-17 |
| 34-57785 |
May 6, 2008 |
Order Approving Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Securities of Special Purpose Acquisition Companies
See also: Notice: Rel. No. 34-57499
|
SR-NYSE-2008-34 |
| 34-57746 |
Apr. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Comments due: May 28, 2008
|
SR-NYSE-2008-31 |
| 34-57730 |
Apr. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Its Routing Fee for Floor Brokers
Comments due: May 23, 2008
|
SR-NYSE-2008-30 |
| 34-57688 |
Apr. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Exchange Rule 13 (Definitions of Orders) to Add a New Order Type to be Known as a Reserve Order and to Amend Exchange Rule 70 (Bids and Offers)
Comments due: May 15, 2008
|
SR-NYSE-2008-29 |
| 34-57682 |
Apr. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 92(c)(3)
Comments due: May 15, 2008
|
SR-NYSE-2008-28 |
| 34-57672 |
Apr. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule 472 (Communication with the Public)
Comments due: May 13, 2008
|
SR-NYSE-2008-27 |
| 34-57671 |
Apr. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts)
Comments due: May 13, 2008
|
SR-NYSE-2008-19 |
| 34-57627 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Amend NYSE Rule 46 to Permit the Appointment of Qualified Exchange Employees to Act as Floor Governors
Comments due: May 2, 2008
|
SR-NYSE-2008-25 |
| 34-57617 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for Providing Liquidity on the NYSE BondsSM System
Comments due: May 1, 2008
|
SR-NYSE-2008-20 |
| 34-57611 |
Apr. 3, 2008 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) to Make Permanent an Existing Portable Phone Pilot
Comments due: April 30, 2008
See also: Order: Rel. No. 34-58068
|
SR-NYSE-2008-22 |
| 34-57601 |
Apr. 2, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by NYSE Rules 107A and 110, Respectively, for an Additional Three Months
Comments due: April 29, 2008
|
SR-NYSE-2008-23 |
| 34-57592 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10 to Extend the Duration of the Pilot Program Applicable to Conditional Transactions In All Securities To June 30, 2008
Comments due: April 28, 2008
|
SR-NYSE-2008-21 |
| 34-57591 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments due: April 28, 2008
|
| First Quarter |
SR-NYSE-2008-18 |
| 34-57555 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for NYSE Members to Complete Required 2007 Continuing Education Modules under NYSE Rule 103A
Comments due: April 22, 2008
|
SR-NYSE-2008-16 |
| 34-57523 |
Mar. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications)
Comments due: April 15, 2008
|
SR-NYSE-2008-17 |
| 34-57499 |
Mar. 14, 2008 |
Notice of Filing of Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Special Purpose Acquisition Companies
Comments due: April 11, 2008
See also: Order: Rel. No. 34-57785
|
SR-NYSE-2008-03 |
| 34-57455 |
Mar. 7, 2008 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Rescind NYSE Rule 97 (Limitation on Member's Trading Because of Block Positioning)
See also: Notice: Rel. No. 34-57236
|
SR-NYSE-2008-13 |
| 34-57442 |
Mar. 6, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete from Section 802.01E of the Exchange's Listed Company Manual Text that is No Longer Relevant
Comments due: April 2, 2008
|
SR-NYSE-2008-15 |
| 34-57433 |
Mar. 5, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Credit to Members for Execution of Orders Sent Directly to a Floor Broker that Adds Liquidity to the Exchange
Comments due: April 1, 2008
|
SR-NYSE-2008-09 |
| 34-57323 |
Feb. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Permit the Exchange to Modify or Cancel Clearly Erroneous Trades
Comments due: March 12, 2008
|
SR-NYSE-2004-70 |
| 34-57312 |
Feb. 12, 2008 |
Notice of Filing of Amendments No. 2, 3, and 5 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendments No. 2, 3, and 5, to Amend Rule 104 to Require Specialists to Yield Proprietary Trades to Later-Arriving System Orders
Comments due: March 11, 2008
See also: Notice: Rel. No. 34-51048
Comments received are available for this notice.
|
SR-NYSE-2007-119 |
| 34-57305 |
Feb. 11, 2008 |
Order Approving Proposed Rule Change Relating to the Adoption of New Exchange Rule 309 (Failure to Pay Fees)
See also: Notice: Rel. No. 34-57065
|
SR-NYSE-2008-11 |
| 34-57295 |
Feb. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 13 and 124 to Remove Certain Manual Order Types
Comments due: March 6, 2008
|
SR-NYSE-2007-113 |
| 34-57291 |
Feb. 7, 2008 |
Order Approving Proposed Rule Change to Amend Annual Fees Applicable to Groups of Real Estate Investment Trusts Under Common External Management
See also: Notice: Rel. No. 34-57061
|
SR-NYSE-2008-12 |
| 34-57287 |
Feb. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists)
Comments due: March 6, 2008
|
SR-NYSE-2007-101 |
| 34-57272 |
Feb. 5, 2008 |
Order Granting Approval of Proposed Rule Change Relating to Amendments to NYSE Rule 104.21 (“Specialist Organizations – Additional Capital Requirements”)
See also: Notice: Rel. No. 34-57000
|
SR-NYSE-2007-62 |
| 34-57251 |
Feb. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to NYSE Rules 104 (Dealings by Specialists); 111 (Reports of Executions); 123A (Miscellaneous Reports); 123C (Market on the Close Policy and Expiration Procedures); 421(Periodic Reports); 440B (Short Sales); 440C (Short Sale Borrowing and Delivery Requirements); 440F (Public Short Sale Transactions Effected on the Exchange); 440G (Transactions in Stocks and Warrants for the Accounts of Members, Allied Members and Member Organizations); 902 (Off-Hours Trading Orders); 1000 (Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation); and 1003 (Application of Tick Tests) Relating to Recent Amendments to Rule 10a-1 and Regulation SHO
Comments due: February 28, 2008
|
SR-NYSE-2008-10 |
| 34-57249 |
Jan. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Comments due: February 27, 2008
|
SR-NYSE-2007-98 |
| 34-57239 |
Jan. 30, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reduce from Six Months to Three Months the Period for Which a Company's Average Global Market Capitalization Must Exceed the Levels Established by the Exchange's Pure Valuation/Revenue Test
See also: Notice: Rel. No. 34-56976
|
SR-NYSE-2008-03 |
| 34-57236 |
Jan. 30, 2008 |
Notice of Filing of Proposed Rule Change to Rescind Rule 97 (Limitation on Member's Trading Because of Block Positioning)
Comments due: February 27, 2008
See also: Order: Rel. No. 34-57455
Comments received are available for this notice.
|
SR-NYSE-2008-08 |
| 34-57232 |
Jan. 30, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Company Manual Section 806.01 (Change of Specialist Unit Upon Request of Company)
Comments due: February 26, 2008
|
SR-NYSE-2007-110 |
| 34-57223 |
Jan. 29, 2008 |
Order Granting Approval of a Proposed Rule Change as Modified by Amendment No. 1 Thereto to Amend Listing Fees for Structured Products, Short-Term Securities, and Debt Securities
See also: Notice: Rel. No. 34-56984
|
SR-NYSE-2008-06 |
| 34-57216 |
Jan. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Transaction Fees for NYSE MatchPoint
Comments due: February 25, 2008
|
SR-NYSE-2008-07 |
| 34-57213 |
Jan. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Crossing Sessions III and IV Pilots
Comments due: February 25, 2008
|
SR-NYSE-2008-05 |
| 34-57204 |
Jan. 25, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Eliminate the One-Year Minimum Life Requirement from the Listing Standards for "Other Securities"
Comments due: February 22, 2008
|
SR-NYSE-2008-02 |
| 34-57184 |
Jan. 22, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and NYSE Rule 103B (Specialist Stock Allocation)
Comments due: February 19, 2008
|
SR-NYSE-2008-04 |
| 34-57176 |
Jan. 18, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Four-Month Pilot Program to Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM System
Comments due: February 19, 2008
|
SR-NYSE-2007-120 |
| 34-57156 |
Jan. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rules 13, 60, and 1000 to Allow For the Automatic Execution of G-Quotes in the Display Book
Comments due: February 13, 2008
|
SR-NYSE-2008-01 |
| 34-57139 |
Jan. 14, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 to Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008
Comments due: February 8, 2008
|
SR-NYSE-2007-87 |
| 34-57100 |
Jan. 4, 2008 |
Order Approving Proposed Rule Change, as modified by Amendment No. 1 Thereto, to Incorporate Certain Definitions of Exchange Act Rules 13d-1 and 13d-3 into NYSE Rule 460
See also: Notice: Rel. No. 34-56777
|
SR-NYSE-2007-127 |
| 34-57093 |
Jan. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Regulatory Fees
Comments due: January 30, 2008
|
SR-NYSE-2007-121 |
| 34-57084 |
Jan. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Trading Floor Regulatory Fee
Comments due: January 29, 2008
|
| Release No. |
Date |
Details |
SR-NYSE-2008-143 |
| 34-59231 |
Jan. 12, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 103B (“Security Allocation and Reallocation”) to: 1) Prohibit DMM Units from Communicating with Issuers After Receipt of Notice from the Exchange of the Issuer’s Impending Listing; 2) Provide DMM Unit Marketing Materials to the Issuer Prior to the Scheduled Interview Rather than the Day Before; and 3) Allow An Issuer Transferring from NYSE Alternext US LLC to the NYSE to Retain its DMM Unit if such DMM Unit is An Approved and Registered DMM on the NYSE
Comments due: February 6, 2009
|
SR-NYSE-2008-141 |
| 34-59185 |
Dec. 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program
Comments due: January 28, 2009
|
SR-NYSE-2008-139 |
| 34-59168 |
Dec. 29, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48.10 to Extend the Temporary Provisions of the Rule Relating to the Ability of the Exchange to Declare an Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Comments due: January 27, 2009
|
SR-NYSE-2008-138 |
| 34-59217 |
Jan. 8, 2009 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Memorialize an Interpretation of the Listed Company Manual Concerning Shareholder Approval Requirements and to Describe a Certain Application of its Audit Committee Rule
Comments due: February 6, 2009
Submit comments on SR-NYSE-2008-138
|
SR-NYSE-2008-137 |
| 34-59178 |
Dec. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System
Comments due: January 28, 2009
|
SR-NYSE-2008-136 |
| 34-59177 |
Dec. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Liquidity Provider Credit on the NYSE Bonds System
Comments due: January 28, 2009
|
SR-NYSE-2008-135 |
| 34-59143 |
Dec. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend to March 27, 2009, the Operative Date of New York Stock Exchange Rule 2 requirement that NYSE-Only Member Organizations Apply For and be Approved As a Member of the Financial Industry Regulatory Authority, Inc.
Comments due: January 21, 2009
|
SR-NYSE-2008-134 |
| 34-59207 |
Jan. 6, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 1500 ("MatchPoint") to Clarify the Functionality of the Intra-Day Matching Sessions in Relation to Order Entry, Correction and Cancellation Capabilities, and When the MatchPoint System Cancels Unexecuted Orders Back to the User and Disseminates Intra-Day and After Hours Trade Reports
Comments due: February 3, 2009
|
SR-NYSE-2008-132 |
| 34-59202 |
Jan. 6, 2009 |
Notice of Filing of Proposed Rule Change to Introduce a NYSE Order Imbalance Information Fee
Comments due: February 3, 2009
See also: Order: Rel. No. 34-59543
|
SR-NYSE-2008-131 |
| 34-59198 |
Jan. 5, 2009 |
Notice of Filing of Proposed Rule Change to Introduce a NYSE OpenBook® Nonprofessional Subscriber Fee and to Revise the Unit of Count that Determines the Device Fees Payable by Data Recipients
Comments due: February 2, 2009
See also: Order: Rel. No. 34-59544
Comments received are available for this notice.
|
SR-NYSE-2008-130 |
| 34-59140 |
Dec. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Establish a Trading License Fee for 2009 and Amend Certain Other Floor Fees
Comments due: January 21, 2009
|
SR-NYSE-2008-129 |
| 34-59118 |
Dec. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Minimum Price Variation of $0.01 for Orders and Quotations in Bonds Admitted to Dealings on NYSE
Comments due: January 20, 2009
|
SR-NYSE-2008-128 |
| 34-59123 |
Dec. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Amend the Requirements of Section 203.01 of the Listed Company Manual with respect to Annual Reports
Comments due: January 20, 2009
|
SR-NYSE-2008-127 |
| 34-59077 |
Dec. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T to Make a Technical Amendment to Delete Language Relating to Orders Received by NYSE Systems and DMM Yielding; Clarifying the Duration of the Provisions of Rule 104T; Making Technical Amendments to Rule 98 and Rule 123E to Update Rule References for DMM Net Capital Requirements; Rescinding Paragraph (g) of Rule 123; and Making Conforming Changes to Certain Exchange Rules to Replace the Term "Specialist" with "DMM"
Comments due: January 7, 2009
|
SR-NYSE-2008-125 |
| 34-59112 |
Dec. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC that the $8,000,000 Annual Trading Floor Regulatory Fee Allocated Among the Designated Market Maker Firms, Formerly Referred to as the "Specialist Trading Floor Regulatory Fee," be Reduced by 50% for 2008, and Eliminated Thereafter
Comments due: January 20, 2009
|
SR-NYSE-2008-124 |
| 34-59069 |
Dec. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Extending for Three Months to March 31, 2009 the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers Pursuant to NYSE Rule 107A and Competitive Traders Pursuant to NYSE Rule 110
Comments due: January 5, 2009
|
SR-NYSE-2008-123 |
| 34-59025 |
Nov. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Establish the Minimum Price Variation of $0.0001 for Orders and Quotations in Equity Securities that are Priced Below $1.00 Per Share
Comments due: December 24, 2008
|
SR-NYSE-2008-122 |
| 34-59011 |
Nov. 24, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Expand the Exception to NYSE Rule 2B to allow Archipelago Securities LLC to Route Orders to the NYSE in its Capacity as an Order Routing Facility of NYSE Alternext US LLC
Comments due: December 23, 2008
|
SR-NYSE-2008-121 |
| 34-58975 |
Nov. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Transactions in Stocks with a Price of Less than $1.00 per Share
Comments due: December 16, 2008
|
SR-NYSE-2008-120 |
| 34-59281 |
Jan. 22, 2009 |
Order Approving Proposed Rule Change Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE
|
| 34-58970 |
Nov. 17, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange, LLC Relating to the Limited Liability Company Agreement of New York Block Exchange, a Facility of NYSE
Comments due: December 15, 2008
Additional Materials: Exhibit 5
|
SR-NYSE-2008-119 |
| 34-59282 |
Jan. 22, 2009 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Trading Rules for the New York Block Exchange
Comments due: February 18, 2009
|
| 34-58969 |
Nov. 17, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Establish the New York Block Exchange
Comments due: December 15, 2008
Additional Materials: Exhibit 5
Submit comments on SR-NYSE-2008-119
|
SR-NYSE-2008-117 |
| 34-58936 |
Nov. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Section (3) of Exchange Rule 123D, Which Provides for the "Sub-Penny Trading" Condition
Comments due: December 10, 2008
|
SR-NYSE-2008-116 |
| 34-58979 |
Nov. 19, 2008 |
Notice of Filing of Proposed Rule Change Amending Rule 411(b) Concerning Certain Odd-Lot Order Handling Requirements, Rescinding NYSE Information Memorandum 94-14 and Issuing a New Information Memo that Provides Comprehensive and Updated Interpretive Guidance on, and Application of, Current NYSE Odd-Lot Trading Practices and Rules
Comments due: December 17, 2008
Comments received are available for this notice.
Submit comments on SR-NYSE-2008-116
|
SR-NYSE-2008-115 |
| 34-58971 |
Nov. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Exchange Rule 104T to Make Certain Technical Amendments to the Rule to Conform it to the Exchange's Recently Instituted New Market Model Pilot
Comments due: December 15, 2008
|
SR-NYSE-2008-113 |
| 34-58893 |
Oct. 31, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Period for the NYSE Realtime Reference Prices Pilot Program
Comments due: November 28, 2008
|
SR-NYSE-2008-112 |
| 34-59320 |
Jan. 30, 2009 |
Order Granting Approval of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates
|
| 34-59106 |
Dec. 16, 2008 |
Notice of Filing of Proposed Rule Change to Discontinue Policy of Prohibiting Transfer Agents from Charging Fees for Issuing Stock Certificates
Comments due: January 20, 2009
Comments received are available for this notice.
|
SR-NYSE-2008-111 |
| 34-58921 |
Nov. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Establish System of Rebates for Designated Market Makers
Comments due: December 9, 2008
|
SR-NYSE-2008-110 |
| 34-58889 |
Oct. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Implementing a Financial Rebate of $.0015 Per Share to the SLP that Posts Liquidity in Its Assigned Securities that Results in An Execution, Provided the SLP Meets its Monthly Quoting Requirement for Rebates Averaging at Least 3% at the National Best Bid or the National Best Offer in Its Assigned Securities in Round Lots
Comments due: November 28, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-109 |
| 34-59139 |
Dec. 22, 2008 |
Order Approving Proposed Rule Change to Clarify Amendments to “Other Securities” Initial Listing Standards
|
| 34-58928 |
Nov. 10, 2008 |
Notice of Filing of Proposed Rule Change to Clarify Amendments to "Other Securities" Initial Listing Standard
Comments due: December 10, 2008
|
SR-NYSE-2008-108 |
| 34-58877 |
Oct. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change for a Six-Month Pilot Program to Establish a New Class of NYSE Market Participants That Will Be Referred to as "Supplemental Liquidity Providers" ("SLPs") and Will Be Designated as Exchange Rule 107B
Comments due: November 26, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-107 |
| 34-58850 |
Oct. 24, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 17 to Rescind the Provisions of Paragraph (b) Governing Vendor Liability
Comments due: November 21, 2008
|
SR-NYSE-2008-106 |
| 34-58833 |
Oct. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Subscribership to NYSE Bonds and Provide That All NYSE Members and Member Organizations Are Eligible to Access NYSE Bonds
Comments due: November 20, 2008
|
SR-NYSE-2008-105 |
| 34-58900 |
Nov. 5, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Shorten the Time Period for Listed Companies to Issue a Press Release after Receipt of Notification that the Company is Noncompliant with the Exchange’s Price Test
Comments due: December 4, 2008
|
SR-NYSE-2008-102 |
| 34-58743 |
Oct. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Amending Rule 48 to Permit the Exchange to Declare An Extreme Market Volatility Condition and Suspend Certain NYSE Requirements Relating to the Closing of Securities at the Exchange
Comments due: November 4, 2008
|
SR-NYSE-2008-101 |
| 34-59354 |
Feb. 3, 2009 |
Order Approving Proposed Rule Change to Establish the Risk Management Gateway Service [Corrected]
|
| 34-59145 |
Dec. 22, 2008 |
Notice of Filing of Proposed Rule Change to Establish its New Risk Management Gateway Service
Comments due: January 21, 2009
|
SR-NYSE-2008-100 |
| 34-58758 |
Oct. 8, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 123B.30 (Exchange Automated Order Routing System) to Align the Rule Governing Sponsored Access to the Exchange with the Current Industry Standard
Comments due: November 10, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-99 |
| 34-58732 |
Oct. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend Until January 9, 2009, the Operation of Interim NYSE Rule 128 ("Clearly Erroneous Executions for NYSE Equities") Which Permits the Exchange to Cancel or Adjust Clearly Erroneous Executions if They Rise Out of the Use or Operation of Any Quotation, Execution or Communication System Owned or Operated by the Exchange, Including Those Executions that Occur in the Event of a System Disruption or System Malfunction
Comments due: November 5, 2008
|
SR-NYSE-2008-98 |
| 34-58934 |
Nov. 12, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Additional Initial Listing Standard for Operating Companies
|
| 34-58740 |
Oct. 6, 2008 |
Notice of Filing by New York Stock Exchange LLC to Adopt an Additional Initial Listing Standard for Operating Companies
Comments due: October 31, 2008
|
SR-NYSE-2008-97 |
| 34-58931 |
Nov. 12, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt an Initial Listing Standard Applicable Only to Companies Transferring From NYSE Arca
|
| 34-58741 |
Oct. 6, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Adopt an Initial Listing Standard Applicable only to Companies Transferring from NYSE Arca
Comments due: October 31, 2008
|
SR-NYSE-2008-96 |
| 34-58713 |
Oct. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers ("RCMMs") Pursuant to NYSE Rule 107A and Competitive Traders ("CTs") Pursuant to NYSE Rule 110
Comments due: October 29, 2008
|
SR-NYSE-2008-95 |
| 34-58722 |
Oct. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 104.10 to extend the Duration of the Pilot Program Applicable to Conditional Transactions as defined in Rule 104.10(6)(i) in all Securities to the Earlier of December 31, 2008 or the Approval of SR-NYSE-2008-46
Comments due: October 30, 2008
|
SR-NYSE-2008-94 |
| 34-58699 |
Oct. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend the Moratorium on the Administration of the Specialist Performance Evaluation Questionnaire ("SPEQ") Pursuant to Exchange Rule 103A and the Use of the SPEQ Pursuant to Rule 103B ("Moratorium") to the Earlier of December 31, 2008 or the Approval of SR-NYSE-2008-52, to Continue to Suspend the Use of SuperDot Turnaround for Orders Received and Responses to Administrative Messages as Objective Measures in the Assessment of Specialist Performance during the Moratorium and that the SPEQ and Order Reports/Administrative Responses Continue to be Removed From the Criteria Used to Commence a Specialist Performance Improvement Action
Comments due: October 29, 2008
|
SR-NYSE-2008-93 |
| 34-58834 |
Oct. 23, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Temporarily Suspend the Operation of NYSE Rule 123D(3) to Respond to Market Conditions for Thornburg Mortgage, Inc (TMA) on September 29, 2008
Comments due: November 19, 2008
|
SR-NYSE-2008-92 |
| 34-58708 |
Oct. 1, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operation of Reserve Orders on the Exchange to the Earlier of December 31, 2008 or the Date on Which the Commission Approves the Exchange's Filing Pursuant to SR-NYSE-2008-46
Comments due: October 29, 2008
|
SR-NYSE-2008-91 |
| 34-59064 |
Dec. 5, 2008 |
Order Approving Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
|
| 34-58736 |
Oct. 6, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: October 31, 2008
|
SR-NYSE-2008-86 |
| 34-58607 |
Sep. 19, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing to Temporarily Suspend the Requirements of NYSE Rule 311 and Related NYSE Rules Concerning the Approval of New Member Organizations in Order to Approve Barclays Capital Inc. as an NYSE Member Organization
Comments due: October 16, 2008
|
SR-NYSE-2008-85 |
| 34-58629 |
Sep. 24, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 1000 ("Automatic Execution of Limit Orders Against Orders Reflected in NYSE Published Quotation")
Comments due: October 22, 2008
|
SR-NYSE-2008-84 |
| 34-58631 |
Sep. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC Proposing to Suspend the Operation of certain NYSE rules to Respond to the Impact to the Marketplace of the Events of September 15, 2008, Including the Bankruptcy Filing by Lehman Brothers Holding Inc.
Comments due: October 22, 2008
|
SR-NYSE-2008-83 |
| 34-58522 |
Sep. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Conforming Certain NYSE Rules to Changes to NYSE Incorporated Rules Recently Filed by the Financial Industry Regulatory Authority, Inc.
Comments due: October 8, 2008
|
SR-NYSE-2008-82 |
| 34-58649 |
Sep. 25, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, to Modify its Policy With Respect to Legal Opinions in Connection with Listings of Securities
Comments due: October 23, 2008
|
SR-NYSE-2008-81 |
| 34-58488 |
Sep. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Rule Proposed by New York Stock Exchange LLC to Suspend the Operation of NYSE Rule 123D with Respect to Trading in the Securities of Fannie Mae and Freddie Mac
Comments due: October 6, 2008
|
SR-NYSE-2008-80 |
| 34-58549 |
Sep. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Resume the Operation of NYSE Rule 123D(3) with Respect to Trading in the Securities of Fannie Mae and Freddie Mac Beginning on September 11, 2008, Following the Suspension of That Rule Pursuant to SR-NYSE-2008-81
Comments due: October 10, 2008
|
SR-NYSE-2008-79 |
| 34-58443 |
Aug. 29, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Reduce the Monthly Fee for NYSE Realtime Reference Prices
Comments due: September 30, 2008
|
SR-NYSE-2008-78 |
| 34-58779 |
Oct. 14, 2008 |
Order Granting Approval of Proposed Rule Change Amending NYSE Rule 18 to Allow NYSE Alternext US LLC to Participate in the Compensation Fund Established by NYSE to Reimburse Claimants for Losses Associated with NYSE-Operated System Failures
|
| 34-58450 |
Sep. 2, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 18 to Allow NYSE Alternext US LLC to Participate in the Compensation Fund Established by the NYSE to Reimburse Claimants for Losses Associated with NYSE-Operated System Failures
Comments due: September 30, 2008
|
SR-NYSE-2008-77 |
| 34-58467 |
Sep. 5, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend its Rule Governing Equity-Linked Debt Securities to Permit the Listing of Equity-Linked Debt Securities Linked to Baskets of up to Thirty Underlying Securities and to Provide for Greater Flexibility in Listing Criteria
Comments due: October 3, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-76 |
| 34-58680 |
Sep. 29, 2008 |
Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 2B to Establish Procedures Designed to Manage Potential Informational Advantages Resulting from the Affiliation between the Exchange and Archipelago Securities L.L.C.
|
| 34-58430 |
Aug. 27, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 2B In Order To Establish Procedures Designed To Manage Potential Informational Advantages Resulting From the Affiliation Between the Exchange and Archipelago Securities L.L.C.
Comments due: September 25, 2008
|
SR-NYSE-2008-75 |
| 34-58367 |
Aug. 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 303A.02(b) of the Listed Company Manual with respect to Two of its Director Independence Tests
Comments due: September 15, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-74 |
| 34-58601 |
Sep. 19, 2008 |
Order Approving Proposed Rule Change To Enable the Exchange To Waive Annual Listing Fees for Securities Transferring From the Amex or NYSE Arca, Inc
|
| 34-58311 |
Aug. 5, 2008 |
Notice of Filing of Proposed Rule Change by New York Stock Exchange LLC to Enable the Exchange to Waive Annual Listing Fees for Securities Transferring from the Amex or NYSE Arca, Inc.
Comments due: September 5, 2008
|
SR-NYSE-2008-73 |
| 34-58351 |
Aug. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 104(b) to Provide for an Automated Opening Message that will be Effectuated through the Specialist Application Programmed Interface to Allow Specialists to Automatically Open a Security on a Trade
Comments due: September 9, 2008
|
SR-NYSE-2008-71 |
| 34-58429 |
Aug. 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 123B (Exchange Automated Order Routing System) to Allow a Member Organization to Provide Other Market Participants with Access to the Exchange on an Agency Basis
Comments due: September 25, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-70 |
| 34-58706 |
Oct. 1, 2008 |
Order Granting Approval of Proposed Rule Change Amending Rules Governing Membership in Order to Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange
|
| 34-58290 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change Amending Rules Governing Membership in Order to Waive-In Members in Good Standing of the American Stock Exchange LLC as Members and Member Organizations of the Exchange
Comments due: September 2, 2008
|
SR-NYSE-2008-069 |
| 34-58398 |
Aug. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Waiving Compliance with DRS Participation Rules for Foreign Private Issuers
Comments due: September 24, 2008
|
SR-NYSE-2008-68 |
| 34-58550 |
Sep. 15, 2008 |
Order Approving Proposed Rule Change to Determine that a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company
|
| 34-58299 |
Aug. 4, 2008 |
Notice of Filing of Proposed Rule Change to Enable the Exchange to Determine that a Company Meets the Exchange's Market Value Requirements by Relying on a Third-Party Valuation of the Company
Comments due: September 2, 2008
|
SR-NYSE-2008-67 |
| 34-58268 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Order Flow Sent to the Specialist Application Programmed Interface
Comments due: August 28, 2008
|
SR-NYSE-2008-66 |
| 34-58261 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 431 to Make Permanent the Portfolio Margin Pilot Program
Comments due: August 28, 2008
|
SR-NYSE-2008-65 |
| 34-58269 |
Jul. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Portfolio Margin Program
Comments due: August 28, 2008
|
SR-NYSE-2008-64 |
| 34-58246 |
Jul. 29, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Eliminate the Exceptional Messaging Fee
Comments due: August 26, 2008
|
SR-NYSE-2008-63 |
| 34-58323 |
Aug. 6, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend until October 1, 2008 the Adoption of Interim NYSE Rule 128 (Clearly Erroneous Executions)
Comments due: September 3, 2008
|
SR-NYSE-2008-62 |
| 34-58303 |
Aug. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Sections 305 and 308 and the Shareholder Rights Provisions of Section 314 of the Listed Company Manual
Comments due: September 2, 2008
|
SR-NYSE-2008-61 |
| 34-58278 |
Jul. 31, 2008 |
Notice of Filing of a Proposed Rule Change by New York Stock Exchange LLC Amending NYSE Rule 104(e) (Dealings by Specialists) to Modify the Conditions Governing the Specialists' Use of the Price Improvement Trading Message Pursuant to NYSE Rule 104(b)(i)(H)
Comments due: August 28, 2008
Submit comments on SR-NYSE-2008-61
|
SR-NYSE-2008-60 |
| 34-58673 |
Sep. 29, 2008 |
Order Granting Approval to a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Acquisition of the Amex by NYSE Euronext
Additional File No.: SR-Amex-2008-62
|
| 34-58285 |
Aug. 1, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto in Connection with the Proposed Acquisition of The Amex Membership Corporation
Comments due: August 28, 2008
Additional Materials: Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D, Exhibit 5E, Exhibit 5F, Exhibit 5G
|
SR-NYSE-2008-59 |
| 34-58487 |
Sep. 8, 2008 |
Order Approving Proposed Rule Change to Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them That They are Noncompliant with Exchange Listing Requirements
|
| 34-58235 |
Jul. 28, 2008 |
Notice of Filing of Proposed Rule Change to Reduce the Period Within Which Companies Must Issue a Press Release After the Exchange Notifies Them that They are Noncompliant with Exchange Listing Requirements
Comments due: August 25, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-58 |
| 34-58499 |
Sep. 9, 2008 |
Order Approving Proposed Rule Change to Make Permanent a Pilot Program Under Which the Exchange Excludes From its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity
|
| 34-58254 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change to Make Permanent a Pilot Program under which the Exchange Excludes from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity
Comments due: August 26, 2008
|
SR-NYSE-2008-57 |
| 34-58500 |
Sep. 9, 2008 |
Order Approving Proposed Rule Change to Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange to Adjust the Earnings of Companies for Purposes of Its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing
|
| 34-58253 |
Jul. 30, 2008 |
Notice of Filing of Proposed Rule Change to Adopt on a Permanent Basis a Pilot Program Which Allows the Exchange to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing
Comments due: August 26, 2008
|
SR-NYSE-2008-56 |
| 34-58599 |
Sep. 19, 2008 |
Order Approving Proposed Rule Change to Amend Section 902.09 of the Listed Company Manual to Establish Fees for Securities Listed under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and to Waive Fees for Structured Products Transferred from the Amex to the NYSE
|
| 34-58301 |
Aug. 4, 2008 |
Notice of Filing of Proposed Rule Change to Amend Section 902.09 of the Listed Company Manual to Establish Fees for Securities Listed under Sections 703.21 and 703.22 of the Listed Company Manual and Traded on NYSE Bonds and to Waive Fees for Structured Products Transferred from the Amex to the NYSE
Comments due: September 2, 2008
|
SR-NYSE-2008-55 |
| 34-58137 |
Jul. 10, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending Rule 17 to Address Issues Related to Vendor Liability
Comments due: August 7, 2008
|
SR-NYSE-2008-54 |
| 34-58096 |
Jul. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Operative Date of the NYSE Rule 2 Requirement that NYSE-Only Member Organizations Apply for and Be Approved as Members of the Financial Industry Regulatory Authority, Inc.
Comments due: July 31, 2008
|
SR-NYSE-2008-53 |
| 34-58050 |
Jun. 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending NYSE Rule 123D (Openings and Halts in Trading) to Provide for a Limited Exemption for Securities Trading on the Exchange That Are Part of the Russell Index Reconstitution
Comments due: July 24, 2008
|
SR-NYSE-2008-52 |
| 34-58857 |
Oct. 24, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2 and 3 Thereto, to Modify the Method by which Securities Are Allocated and Reallocated to Designated Market Maker Units and to Establish an Allocation System Based on a Single Objective Measure to Determine a Designated Market Maker Unit’s Eligibility to Participate in the Allocation Process
|
| 34-58363 |
Aug. 14, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by New York Stock Exchange LLC to Modify the Method by which it Allocates and Reallocates Securities to Specialist Units and to Establish an Allocation System Based on a Single Objective Measure to Determine a Specialist Unit's Eligibility to Participate in the Allocation Process
Comments due: September 11, 2008
|
SR-NYSE-2008-51 |
| 34-58036 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments due: July 24, 2008
|
SR-NYSE-2008-50 |
| 34-58040 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 104.10 to Extend the Duration of the Pilot Program Applicable to Conditional Transactions in All Securities to September 30, 2008
Comments due: July 24, 2008
|
SR-NYSE-2008-49 |
| 34-58033 |
Jun. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend for Three Months the Moratorium Related to the Qualification and Registration of Registered Competitive Market Makers, Pursuant to NYSE Rule 107A, and Competitive Traders, Pursuant to NYSE Rule 110
Comments due: July 24, 2008
|
SR-NYSE-2008-48 |
| 34-58013 |
Jun. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Rule 103A to Exempt Executive Floor Governors from Floor Member Continuing Education
Comments due: July 22, 2008
|
SR-NYSE-2008-46 |
| 34-58845 |
Oct. 24, 2008 |
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval to a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Create a New NYSE Market Model, with Certain Components to Operate as a One-Year Pilot, That Would Alter NYSE's Priority and Parity Rules, Phase Out Specialists by Creating a Designated Market Maker, and Provide Market Participants with Additional Abilities to Post Hidden Liquidity
Comments due: November 19, 2008
|
| 34-58184 |
Jul. 17, 2008 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Create a New NYSE Market Model, with Certain Components to Operate as a One-Year Pilot That Will Provide Market Participants with Additional Abilities to Post Hidden Liquidity, Phase Out Specialists by Creating a Designated Market Maker, and Enhance the Speed of Execution Through Technological Enhancements
Comments due: August 13, 2008
Additional Materials: Amendment No. 1, Exhibit 5
Comments received are available for this notice.
|
SR-NYSE-2008-45 |
| 34-58328 |
Aug. 7, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending NYSE Rule 98 and Related Rules to Redefine Specialist Operations at the NYSE
|
| 34-58052 |
Jun. 27, 2008 |
Notice of Filing of Proposed Rule Change Amending NYSE Rule 98 and Related Rules to Redefine Specialist Operations at the NYSE
Comments due: July 24, 2008
Additional Materials: Exhibit No. 5
|
SR-NYSE-2008-44 |
| 34-57905 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adjust the Earnings of Companies for Purposes of its Earnings Standard by Reversing the Income Statement Effects of Changes in Fair Value of Financial Instruments Extinguished at the Time of Listing on a Three Month Pilot Basis
Comments due: June 27, 2008
|
SR-NYSE-2008-43 |
| 34-57903 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude from its Earnings Standard Gains or Losses from Extinguishment of Debt Prior to Maturity on a Three Month Pilot Basis
Comments due: June 30, 2008
|
SR-NYSE-2008-42 |
| 34-57861 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance its NYSE OpenBook Product Offerings
Comments due: June 25, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-41 |
| 34-57862 |
May 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 15 (Pre-Opening Indications) and Exchange Rule 123C (Market On The Close Policy And Expiration Procedures)
Comments due: June 20, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-40 |
| 34-57904 |
Jun. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue its Policy of Requiring Listed Companies Whose Charters Contain Transfer Restrictions to Amend Their Charters to Include Language Specifying that those Restrictions Do Not Apply to Public Market Transactions [CORRECTED]
Comments due: June 30, 2008
|
SR-NYSE-2008-39 |
| 34-58111 |
Jul. 7, 2008 |
Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
|
| 34-57881 |
May 29, 2008 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due: June 25, 2008
|
SR-NYSE-2008-38 |
| 34-57823 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend, through December 31, 2008, the Pilot Program that Offers Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE Bonds System
Comments due: June 12, 2008
|
SR-NYSE-2008-37 |
| 34-57870 |
May 27, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend NYSE Rule 13 to Extend the Definition of Routing Broker and Effect Conforming Changes to NYSE Rule 17
Comments due: June 23, 2008
|
SR-NYSE-2008-36 |
| 34-57792 |
May 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Reserve Order Pilot Program Currently Operating in 100 Securities Traded on the Exchange to Include All Equity Securities Traded on the Exchange
Comments due: June 3, 2008
|
SR-NYSE-2008-35 |
| 34-57833 |
May 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Amend Section 703.21 of the Listed Company Manual Relating to Equity-Linked Debt Securities
Comments due: June 13, 2008
|
SR-NYSE-2008-34 |
| 34-57746 |
Apr. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Comments due: May 28, 2008
|
SR-NYSE-2008-32 |
| 34-57845 |
May 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Amend NYSE Rule 123A.30 to Permit Certain Convert-and-Parity Orders to Trade on Parity with Other Limit Orders, Including Orders Entered through Its Designated Order Turnaround System®
Comments due: June 17, 2008
|
SR-NYSE-2008-31 |
| 34-57730 |
Apr. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce Its Routing Fee for Floor Brokers
Comments due: May 23, 2008
|
SR-NYSE-2008-30 |
| 34-57688 |
Apr. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto to Amend Exchange Rule 13 (Definitions of Orders) to Add a New Order Type to be Known as a Reserve Order and to Amend Exchange Rule 70 (Bids and Offers)
Comments due: May 15, 2008
|
SR-NYSE-2008-29 |
| 34-57682 |
Apr. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 92(c)(3)
Comments due: May 15, 2008
|
SR-NYSE-2008-28 |
| 34-57672 |
Apr. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule 472 (Communication with the Public)
Comments due: May 13, 2008
|
SR-NYSE-2008-27 |
| 34-57671 |
Apr. 16, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending NYSE Rule Interpretation 344/02 (Research Analysts and Supervisory Analysts)
Comments due: May 13, 2008
|
SR-NYSE-2008-26 |
| 34-57841 |
May 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Rule 412 to Conform to FINRA Incorporated Versions of NYSE Rule 412
Comments due: June 17, 2008
|
SR-NYSE-2008-25 |
| 34-57617 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program for Providing Liquidity on the NYSE BondsSM System
Comments due: May 1, 2008
|
SR-NYSE-2008-23 |
| 34-57592 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104.10 to Extend the Duration of the Pilot Program Applicable to Conditional Transactions In All Securities To June 30, 2008
Comments due: April 28, 2008
|
SR-NYSE-2008-22 |
| 34-57601 |
Apr. 2, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Moratorium on the Qualification and Registration of New Registered Competitive Market Makers and New Competitive Traders, Governed by NYSE Rules 107A and 110, Respectively, for an Additional Three Months
Comments due: April 29, 2008
|
SR-NYSE-2008-21 |
| 34-57591 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and Exchange Rule 103B (Specialist Stock Allocation)
Comments due: April 28, 2008
|
SR-NYSE-2008-20 |
| 34-58068 |
Jun. 30, 2008 |
Order Granting Approval of a Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) to Make Permanent an Existing Portable Phone Pilot
|
| 34-57611 |
Apr. 3, 2008 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto Relating to Exchange Rule 36 (Communications Between Exchange and Member's Offices) to Make Permanent an Existing Portable Phone Pilot
Comments due: April 30, 2008
|
SR-NYSE-2008-19 |
| 34-57627 |
Apr. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 to Amend NYSE Rule 46 to Permit the Appointment of Qualified Exchange Employees to Act as Floor Governors
Comments due: May 2, 2008
|
SR-NYSE-2008-18 |
| 34-57555 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Compliance Deadline for NYSE Members to Complete Required 2007 Continuing Education Modules under NYSE Rule 103A
Comments due: April 22, 2008
|
SR-NYSE-2008-17 |
| 34-57785 |
May 6, 2008 |
Order Approving Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Securities of Special Purpose Acquisition Companies
|
| 34-57499 |
Mar. 14, 2008 |
Notice of Filing of Proposed Rule Change to Adopt New Initial and Continued Listing Standards to List Special Purpose Acquisition Companies
Comments due: April 11, 2008
|
SR-NYSE-2008-16 |
| 34-57523 |
Mar. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 15 (Pre-Opening Indications)
Comments due: April 15, 2008
|
SR-NYSE-2008-15 |
| 34-57433 |
Mar. 5, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide a Credit to Members for Execution of Orders Sent Directly to a Floor Broker that Adds Liquidity to the Exchange
Comments due: April 1, 2008
|
SR-NYSE-2008-13 |
| 34-57442 |
Mar. 6, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete from Section 802.01E of the Exchange's Listed Company Manual Text that is No Longer Relevant
Comments due: April 2, 2008
|
SR-NYSE-2008-12 |
| 34-57287 |
Feb. 7, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NYSE Rule 104 (Dealings by Specialists)
Comments due: March 6, 2008
|
SR-NYSE-2008-11 |
| 34-57295 |
Feb. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 13 and 124 to Remove Certain Manual Order Types
Comments due: March 6, 2008
|
SR-NYSE-2008-10 |
| 34-57249 |
Jan. 31, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Rule 36 (Communication Between Exchange and Exchange Members' Offices)
Comments due: February 27, 2008
|
SR-NYSE-2008-09 |
| 34-57323 |
Feb. 13, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Permit the Exchange to Modify or Cancel Clearly Erroneous Trades
Comments due: March 12, 2008
|
SR-NYSE-2008-08 |
| 34-57232 |
Jan. 30, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Listing Company Manual Section 806.01 (Change of Specialist Unit Upon Request of Company)
Comments due: February 26, 2008
|
SR-NYSE-2008-07 |
| 34-57213 |
Jan. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of Crossing Sessions III and IV Pilots
Comments due: February 25, 2008
|
SR-NYSE-2008-06 |
| 34-57216 |
Jan. 28, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement Transaction Fees for NYSE MatchPoint
Comments due: February 25, 2008
|
SR-NYSE-2008-05 |
| 34-57204 |
Jan. 25, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Eliminate the One-Year Minimum Life Requirement from the Listing Standards for "Other Securities"
Comments due: February 22, 2008
|
SR-NYSE-2008-04 |
| 34-57176 |
Jan. 18, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement a Four-Month Pilot Program to Offer Liquidity Takers a Reduced Transaction Fee Structure for Certain Bond Trades Executed on the NYSE BondsSM System
Comments due: February 19, 2008
|
SR-NYSE-2008-03 |
| 34-57455 |
Mar. 7, 2008 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Rescind NYSE Rule 97 (Limitation on Member's Trading Because of Block Positioning)
|
| 34-57236 |
Jan. 30, 2008 |
Notice of Filing of Proposed Rule Change to Rescind Rule 97 (Limitation on Member's Trading Because of Block Positioning)
Comments due: February 27, 2008
Comments received are available for this notice.
|
SR-NYSE-2008-02 |
| 34-57184 |
Jan. 22, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 103A (Specialist Stock Reallocation and Member Education and Performance) and NYSE Rule 103B (Specialist Stock Allocation)
Comments due: February 19, 2008
|
SR-NYSE-2008-01 |
| 34-57139 |
Jan. 14, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to NYSE Rule 129 to Reflect the Changes to the NYSE's Gross FOCUS (Financial and Operational Combined Uniform Single Report) Fee That Commenced on January 1, 2008
Comments due: February 8, 2008
|
http://www.sec.gov/rules/sro/nyse/nysearchive/nysearchive2008.shtml
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