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NASDAQ Stock Market LLC (NASDAQ) Rulemaking Rulemaking Archive: 2008
We encourage the public to submit comments on the following NASDAQ Stock Market LLC (NASDAQ) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter | Third Quarter | Second Quarter | First Quarter
NASDAQ File Number List for 2008
Additional Archives
2009 | 2008 | 2007 | 2006
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NASDAQ-2008-103 |
| 34-59186 |
Dec. 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due: January 28, 2009
|
SR-NASDAQ-2008-097 |
| 34-59163 |
Dec. 24, 2008 |
Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Adopting a Limited Exemption from OATS Order Data Recordation Requirements for Registered Options Market Makers
Comments due: January 23, 2009
See also: Order: Rel. No. 34-59369
Comments received are available for this notice.
|
SR-NASDAQ-2008-098 |
| 34-59153 |
Dec. 23, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange
Comments due: January 21, 2009
|
SR-NASDAQ-2008-100 |
| 34-59151 |
Dec. 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: January 23, 2009
|
SR-NASDAQ-2008-101 |
| 34-59149 |
Dec. 23, 2008 |
Notice of Filing of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market Retroactive to September 1, 2008
Comments due: January 23, 2009
See also: Order: Rel. No. 34-59370
|
SR-NASDAQ-2008-096 |
| 34-59098 |
Dec. 12, 2008 |
Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
Comments due: January 6, 2009
See also: Order: Rel. No. 34-59214
|
SR-NASDAQ-2008-093 |
| 34-59087 |
Dec. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Bid Price Required for Initial Listing on the Nasdaq Global and Global Select Markets from $5 to $4
Comments due: January 8, 2009
|
SR-NASDAQ-2008-092 |
| 34-59070 |
Dec. 9, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade the Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
Comments due: January 6, 2009
|
SR-NASDAQ-2008-089 |
| 34-59043 |
Dec. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Options Market
Comments due: December 31, 2008
|
SR-NASDAQ-2008-090 |
| 34-59023 |
Nov. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service
Comments due: December 29, 2008
|
SR-NASDAQ-2008-084 |
| 34-59014 |
Nov. 25, 2008 |
Notice of Filing of a Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships
Comments due: December 23, 2008
See also: Order: Rel. No. 34-59203
|
SR-NASDAQ-2008-088 |
| 34-58992 |
Nov. 21, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision
Comments due: December 19, 2008
|
SR-NASDAQ-2008-087 |
| 34-58974 |
Nov. 18, 2008 |
Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules
Comments due: December 17, 2008
 Submit comments on SR-NASDAQ-2008-087
|
SR-NASDAQ-2008-085 |
| 34-58911 |
Nov. 6, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Procedures Applicable to Listed Companies that Are Late in Filing a Required Periodic Report with the Commission
Comments due: December 9, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-018 |
| 34-58897 |
Nov. 3, 2008 |
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values
See also: Notice: Rel. No. 34-58666
|
SR-NASDAQ-2008-086 |
| 34-58894 |
Oct. 31, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due: December 3, 2008
|
SR-NASDAQ-2008-072 |
| 34-58891 |
Oct. 30, 2008 |
Order Approving a Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees
See also: Notice: Rel. No. 34-58622
|
SR-NASDAQ-2008-081 |
| 34-58840 |
Oct. 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Rules Governing Options Trading
Comments due: November 19, 2008
|
SR-NASDAQ-2008-083 |
| 34-58827 |
Oct. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Options Maintenance Tool and Related Fees
Comments due: November 18, 2008
|
SR-NASDAQ-2008-082 |
| 34-58809 |
Oct. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend, through January 16, 2009, the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares
Comments due: November 13, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-080 |
| 34-58752 |
Oct. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Access to the Clearly Erroneous Functionality of the Nasdaq Regulation Reconnaissance Service
Comments due: November 5, 2008
|
SR-NASDAQ-2008-079 |
| 34-58721 |
Oct. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due: October 30, 2008
|
| Third Quarter |
SR-NASDAQ-2008-075 |
| 34-58684 |
Sep. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “TO”
Comments due: October 27, 2008
|
SR-NASDAQ-2008-018 |
| 34-58666 |
Sep. 26, 2008 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values
Comments due: October 24, 2008
See also: Notice: Rel. No. 34-58897
|
SR-NASDAQ-2008-074 |
| 34-58646 |
Sep. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC to Remove Rule 6800 from the Nasdaq Rules
Comments due: October 29, 2008
|
SR-NASDAQ-2008-076 |
| 34-58638 |
Sep. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's PORTAL Market
Comments due: October 22, 2008
|
SR-NASDAQ-2008-072 |
| 34-58622 |
Sep. 23, 2008 |
Notice of Filing of Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees
See also: Notice: Rel. No. 34-58891
Comments due: October 21, 2008
|
SR-NASDAQ-2008-033 |
| 34-58569 |
Sep. 17, 2008 |
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Related to Submission of Non-Tape Reports
See also: Notice: Rel. No. 34-58101
|
SR-NASDAQ-2008-025 |
| 34-58509 |
Sep. 10, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Establish a System for the Purchase of Equity Value Indicator Securities
See also: Notice: Rel. No. 34-58275
|
SR-NASDAQ-2008-073 |
| 34-58489 |
Sep. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Shares of 12 Funds of the WisdomTree Trust Pursuant to Unlisted Trading Privileges
Comments due: October 6, 2008
|
SR-NASDAQ-2008-071 |
| 34-58440 |
Aug. 28, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
Comments due: September 25, 2008
|
SR-NASDAQ-2008-070 |
| 34-58435 |
Aug. 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for Members Using the Nasdaq Crossing Network
Comments due: September 25, 2008
|
SR-NASDAQ-2008-062 |
| 34-58432 |
Aug. 27, 2008 |
Order Approving Proposed Rule Change to Clarify the Application of Nasdaq Rules when a Listed Company Combines with a Non-Nasdaq Entity
See also: Notice: Rel. No. 34-58182
|
SR-NASDAQ-2008-019 |
| 34-58392 |
Aug. 20, 2008 |
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto to Remove from the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
See also: Notice: Rel. No. 34-58102
|
SR-NASDAQ-2007-067 |
| 34-58386 |
Aug. 19, 2008 |
Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 1 to Establish an Imbalance Cross
See also: Notice: Rel. No. 34-57595
|
SR-NASDAQ-2008-068 |
| 34-58357 |
Aug. 13, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 to Modify Rule 4770 to Enhance Trading in the NASDAQ Crossing Network
Comments due: September 11, 2008
|
SR-NASDAQ-2008-053 |
| 34-58335 |
Aug. 8, 2008 |
Order Granting Approval of Proposed Rule Change to Modify the Definition of "Independent Director"
See also: Notice: Rel. No. 34-58029
|
SR-NASDAQ-2008-063 |
| 34-58305 |
Aug. 5, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market
Comments due: September 2, 2008
|
SR-NASDAQ-2008-055 |
| 34-58298 |
Aug. 4, 2008 |
Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage
See also: Notice: Rel. No. 34-58014
|
SR-NASDAQ-2008-067 |
| 34-58282 |
Aug. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants
Comments due: September 2, 2008
|
SR-NASDAQ-2008-066 |
| 34-58279 |
Jul. 31, 2008 |
Notice of Filing Of A Proposed Rule Change To Modify Rule 7050 Governing Pricing For Nasdaq Members Using The NASDAQ Options Market ("NOM")
Comments due: August 28, 2008
Submit comments on SR-NASDAQ-2008-066
|
SR-NASDAQ-2008-025 |
| 34-58275 |
Jul. 31, 2008 |
Notice of Filing of a Proposed Rule Change, and Amendment No. 2 Thereto, Relating to the Establishment of the Equity Value Indicator Cross
Comments due: August 28, 2008
See also: Order: Rel. No. 34-58509
|
SR-NASDAQ-2008-013 |
| 34-58228 |
Jul. 25, 2008 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as modified by Amendment No. 1, to Adopt Additional Initial Listing Standards to list Securities of Special Purpose Acquisition Companies
Comments due: August 21, 2008
See also: Notice: Rel. No. 34-57685
Comments received are available for this notice.
|
SR-NASDAQ-2008-064 |
| 34-58209 |
Jul. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow The NASDAQ Options Market to Participate in the Quarterly Options Series Pilot Program
Comments due: August 19, 2008
|
SR-NASDAQ-2008-043 |
| 34-58201 |
Jul. 21, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
See also: Notice: Rel. No. 34-57911
|
SR-NASDAQ-2008-035 |
| 34-58183 |
Jul. 17, 2008 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection with the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
See also: Notice: Rel. No. 34-58098 and Notice: Rel. No. 34-57761
|
SR-NASDAQ-2008-062 |
| 34-58182 |
Jul. 17, 2008 |
Notice of Filing of Proposed Rule Change to Clarify the Application of Nasdaq Rules when a Listed Company Combines with a non-Nasdaq Entity
Comments due: August 13, 2008
See also: Order: Rel. No. 34-58432
|
SR-NASDAQ-2008-059 |
| 34-58152 |
Jul. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments due: August 11, 2008
|
SR-NASDAQ-2008-016 |
| 34-58145 |
Jul. 11, 2008 |
Notice of Filing of Proposed Rule Change to Establish Fees for Nasdaq Market Pathfinders Service
Comments due: August 7, 2008
See also: Order: Rel. No. 34-59266
Comments received are available for this notice.
|
SR-NASDAQ-2008-061 |
| 34-58135 |
Jul. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges
Comments due: August 6, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-031 |
| 34-58125 |
Jul. 9, 2008 |
Order Granting Approval of a Proposed Rule Change to Amend Rule 4350 Related to the Direct Registration Program
See also: Notice: Rel. No. 34-57842
|
SR-NASDAQ-2008-046 |
| 34-58111 |
Jul. 7, 2008 |
Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
See also: Notice: Rel. No. 34-57881
|
SR-NASDAQ-2008-019 |
| 34-58102 |
Jul. 3, 2008 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Remove from the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
Comments due: August 4, 2008
See also: Order: Rel. No. 34-58392
|
SR-NASDAQ-2008-033 |
| 34-58101 |
Jul. 3, 2008 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Related to Submission of Non-Tape Reports
Comments due: August 1, 2008
See also: Order: Rel. No. 34-58569
Comments received are available for this notice.
|
SR-NASDAQ-2008-035 |
| 34-58098 |
Jul. 3, 2008 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change filed by The NASDAQ Stock Market LLC
See also: Order: Rel. No. 34-58183 and Notice: Rel. No. 34-57761
|
SR-NASDAQ-2008-057 |
| 34-58093 |
Jul. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to NASDAQ Rules Governing Options Trading
Comments due: July 31, 2008
|
SR-NASDAQ-2008-058 |
| 34-58081 |
Jul. 2, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments due: 21 days after publication in the Federal Register
|
| Second Quarter |
SR-NASDAQ-2008-054 |
| 34-58069 |
Jun. 30, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rules
Comments due: July 30, 2008
|
SR-NASDAQ-2008-053 |
| 34-58029 |
Jun. 26, 2008 |
Notice of Filing of Proposed Rule Change to Modify the Definition of “Independent Director”
Comments due: July 23, 2008
See also: Order: Rel. No. 34-58335
|
SR-NASDAQ-2008-056 |
| 34-58017 |
Jun. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to a NASDAQ Rule
Comments due: July 22, 2008
|
SR-NASDAQ-2008-055 |
| 34-58014 |
Jun. 24, 2008 |
Notice of Filing of Proposed Rule Change Regarding Fees for Orders Routed via the Options Intermarket Linkage
Comments due: July 22, 2008
See also: Order: Rel. No. 34-58298
|
SR-NASDAQ-2008-037 |
| 34-57981 |
Jun. 17, 2008 |
Order Approving Proposed Rule Change to Modify Certain of Nasdaq's Initial and Continued Listing Requirements to Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders
See also: Notice: Rel. No. 34-57795
|
SR-NASDAQ-2008-052 |
| 34-57977 |
Jun. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market
Comments due: July 14, 2008
|
SR-NASDAQ-2008-050 |
| 34-57973 |
Jun. 16, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Nasdaq Last Sale Data Feeds
Comments due: July 14, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2006-060 |
| 34-57965 |
Jun. 16, 2008 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Establish Nasdaq Last Sale Data Feeds
Comments due: July 11, 2008
See also: Notice: Rel. No. 34-55255
|
SR-NASDAQ-2008-039 |
| 34-57962 |
Jun. 13, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares
See also: Notice: Rel. No. 34-57800
|
SR-NASDAQ-2008-051 |
| 34-57945 |
Jun. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading on the Exchange of Options on the SPDR Gold Trust
Comments due: July 8, 2008
|
SR-NASDAQ-2008-048 |
| 34-57924 |
Jun. 5, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Pricing for Nasdaq Members Using the Nasdaq Market Center
Comments due: July 3, 2008
|
SR-NASDAQ-2008-017 |
| 34-57930 |
Jun. 5, 2008 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Clarify the Listing of Additional Shares Notification Process
Comments due: July 2, 2008
See also: Notice: Rel. No. 34-57616
|
SR-NASDAQ-2008-043 |
| 34-57911 |
Jun. 3, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
Comments due: June 30, 2008
See also: Order: Rel. No. 34-58201
|
SR-NASDAQ-2008-049 |
| 34-57910 |
Jun. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Price to Comply Orders
Comments due: July 1, 2008
|
SR-NASDAQ-2008-046 |
| 34-57881 |
May 29, 2008 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due: June 25, 2008
See also: Order: Rel. No. 34-58111
|
SR-NASDAQ-2008-047 |
| 34-57875 |
May 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol "HA"
Comments due: June 23, 2008
|
SR-NASDAQ-2008-044 |
| 34-57873 |
May 27, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Nasdaq Rule 4420(g)
Comments due: June 23, 2008
|
SR-NASDAQ-2008-031 |
| 34-57842 |
May 20, 2008 |
Notice of Filing of Proposed Rule Change to Amend Rule 4350 Related to the Direct Registration Programs
Comments due: June 19, 2008
See also: Order: Rel. No. 34-58125
|
SR-NASDAQ-2007-001 |
| 34-57826 |
May 15, 2008 |
Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, to Amend Nasdaq's Clearly Erroneous Rule
Comments due: June 12, 2008
|
SR-NASDAQ-2008-045 |
| 34-57822 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market
Comments due: June 12, 2008
|
SR-NASDAQ-2008-039 |
| 34-57800 |
May 8, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Managed Fund Shares
Comments due: June 4, 2008
See also: Order: Rel. No. 34-57962
|
SR-NASDAQ-2008-037 |
| 34-57795 |
May 7, 2008 |
Notice of Filing of Proposed Rule Change to Modify Nasdaq's Continued Listing Requirements to Replace Round Lot Shareholders
Comments due: June 3, 2008
See also: Notice: Rel. No. 34-57981
|
SR-NASDAQ-2008-038 |
| 34-57771 |
May 2, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of Certain PowerShares Actively Managed Exchange-Traded Funds Pursuant to Unlisted Trading Privileges
Comments due: May 30, 2008
|
SR-NASDAQ-2008-035 |
| 34-57761 |
May 1, 2008 |
Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection with Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
Comments due: May 29, 2008
See also: Order: Rel. No. 34-58183 and Notice: Rel. No. 34-58098
|
SR-NASDAQ-2008-036 |
| 34-57753 |
May 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center
Comments due: May 29, 2008
|
SR-NASDAQ-2008-034 |
| 34-57696 |
Apr. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Two-Characters Ticker Symbols
Comments due: May 19, 2008
|
SR-NASDAQ-2008-013 |
| 34-57685 |
Apr. 18, 2008 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of Additional Initial Listing Standards for Special Purpose Acquisition Vehicles
Comments due: May 15, 2008
See also: Notice/Order: Rel. No. 34-58228
Comments received are available for this notice.
Submit comments on SR-NASDAQ-2008-013
|
SR-NASDAQ-2008-030 |
| 34-57658 |
Apr. 11, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Charges for Pre-trade Risk Management Workstation Add-ons
Comments due: May 8, 2008
|
SR-NASDAQ-2008-028 |
| 34-57654 |
Apr. 11, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index
Comments due: May 8, 2008
|
SR-NASDAQ-2008-017 |
| 34-57616 |
Apr. 3, 2008 |
Notice of Filing of Proposed Rule Change to Clarify the Listing of Additional Shares Notification Process
Comments due: May 1, 2008
See also: Notice/Order: Rel. No. 34-57930
|
SR-NASDAQ-2008-29 |
| 34-57614 |
Apr. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Pricing Incentive Program for Market Makers in Exchange-Traded Funds and Index-Linked Securities Listed on NASDAQ
Comments due: May 1, 2008
|
SR-NASDAQ-2008-027 |
| 34-57599 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Trading on The NASDAQ Options Market
Comments due: April 28, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2007-067 |
| 34-57595 |
Apr. 1, 2008 |
Notice of Filing of A Proposed Rule Change to Establish an Imbalance Cross
Comments due: April 29, 2008
See also: Order: Rel. No. 34-58386
|
| First Quarter |
SR-NASDAQ-2008-026 |
| 34-57579 |
Mar. 28, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Participate in the Options Penny Pilot Program
Comments due: April 25, 2008
|
SR-NASDAQ-2008-022 |
| 34-57564 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Rules Governing the Operation of The NASDAQ Options Market
Comments due: April 22, 2008
|
SR-NASDAQ-2008-021 |
| 34-57537 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Orders That Peg to the Midpoint Between the National Best Bid And Best Offer
Comments due: April 16, 2008
|
SR-NASDAQ-2008-015 |
| 34-57534 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Modify Fees Associated with Proceedings under Rule 11890
Comments due: April 16, 2008
|
SR-NASDAQ-2007-080 |
| 34-57478 |
Mar. 12, 2008 |
Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, to Establish Rules Governing the Trading of Options on the NASDAQ Options Market; Order Approving a Proposed Rule Change Relating to the LLC Agreement Establishing the NASDAQ Options Market LLC and Delegation Agreement Delegating to NOM LLC the Authority to Operate the NASDAQ Options Market; Order Granting an Application of The NASDAQ Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Requirements of Section 19(b) of the Exchange Act; and Order Granting an Exemption for the NASDAQ Options Market LLC from Section 11A(b) of the Exchange Act
Comments due: April 8, 2008
Additional Materials: Amendment No. 2
|
SR-NASDAQ-2007-004 |
| 34-57478 |
Mar. 12, 2008 |
Notice of Filing of Amendment No. 2 to a Proposed Rule Change and Order Granting Accelerated Approval to a Proposed Rule Change, as Amended, to Establish Rules Governing the Trading of Options on the NASDAQ Options Market; Order Approving a Proposed Rule Change Relating to the LLC Agreement Establishing the NASDAQ Options Market LLC and Delegation Agreement Delegating to NOM LLC the Authority to Operate the NASDAQ Options Market; Order Granting an Application of The NASDAQ Stock Market LLC for an Exemption Pursuant to Section 36(a) of the Exchange Act from the Requirements of Section 19(b) of the Exchange Act; and Order Granting an Exemption for the NASDAQ Options Market LLC from Section 11A(b) of the Exchange Act
Comments due: April 8, 2008
Additional Materials: Amendment No. 2
See also: Notice: Rel. No. 34-55667
|
SR-NASDAQ-2008-004 |
| 34-57452 |
Mar. 7, 2008 |
Order Granting Approval of Proposed Rule Change Related to Supplemental Market Participant Identifiers
See also: Notice: Rel. No. 34-57212
|
SR-NASDAQ-2007-096 |
| 34-57447 |
Mar. 6, 2008 |
Order Approving Proposed Rule Change to Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company to Regain Compliance with the Listing Requirements without Modifying the Maximum Time Available Under Nasdaq Rule 4802
See also: Notice: Rel. No. 34-57214
|
SR-NASDAQ-2007-090 |
| 34-57445 |
Mar. 6, 2008 |
Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers, Consistent with Commission Rules
See also: Notice: Rel. No. 34-57290
|
SR-NASDAQ-2008-012 |
| 34-57430 |
Mar. 4, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the GreenHaven Continuous Commodity Fund Pursuant to Unlisted Trading Privileges
Comments due: April 1, 2008
|
SR-NASDAQ-2008-011 |
| 34-57368 |
Feb. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System
Comments due: March 20, 2008
|
SR-NASDAQ-2008-010 |
| 34-57348 |
Feb. 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due: March 17, 2008
|
SR-NASDAQ-2007-100 |
| 34-57347 |
Feb. 19, 2008 |
Order Approving Proposed Rule Change to Nasdaq Rule 7033 to Modify the Fees Charged for the Mutual Fund Quotation Service and to Correct Certain Errors in the Rule Manual
See also: Notice: Rel. No. 34-57105
|
SR-NASDAQ-2007-090 |
| 34-57290 |
Feb. 7, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Accept Financial Statements Prepared in Accordance with International Financial Reporting Standards, as Issued by the International Accounting Standards Board, for Certain Foreign Private Issuers
Comments due: March 4, 2008
See also: Order: Rel. No. 34-57445
|
SR-NASDAQ-2008-009 |
| 34-57274 |
Feb. 5, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center
Comments due: March 4, 2008
|
SR-NASDAQ-2008-008 |
| 34-57269 |
Feb. 5, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the Shares of Eight Funds of the ProShares Trust Based on Four International Equity Indexes Pursuant to Unlisted Trading Privileges and to Amend Certain Generic Listing Standards
Comments due: March 4, 2008
|
SR-NASDAQ-2007-096 |
| 34-57214 |
Jan. 28, 2008 |
Notice of Filing of Proposed Rule Change to Modify the Allocation of the Maximum Time an Adjudicatory Body May Grant a Company to Regain Compliance with the Listing Requirements without Modifying the Maximum Time Available Under Nasdaq Rule 4802
Comments due: February 22, 2008
See also: Order: Rel. No. 34-57447
|
SR-NASDAQ-2008-004 |
| 34-57212 |
Jan. 28, 2008 |
Notice of Filing of Proposed Rule Change Related to Supplemental Market Participant Identifiers
Comments due: February 22, 2008
See also: Order: Rel. No. 34-57452
|
SR-NASDAQ-2007-094 |
| 34-57198 |
Jan. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Notification Requirements for Issuers Making Distributions to Shareholders
Comments due: February 21, 2008
|
SR-NASDAQ-2007-079 |
| 34-57189 |
Jan. 23, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States Heating Oil Fund, LP and the United States Gasoline Fund, LP Pursuant to Unlisted Trading Privileges
Comments due: February 19, 2008
|
SR-NASDAQ-2008-007 |
| 34-57183 |
Jan. 22, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Certain Fee Changes
Comments due: February 19, 2008
|
SR-NASDAQ-2008-006 |
| 34-57175 |
Jan. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Recipients of Certain Risk Disclosures
Comments due: February 19, 2008
|
SR-NASDAQ-2008-001 |
| 34-57147 |
Jan. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Members Using the Nasdaq Market Center
Comments due: February 12, 2008
|
SR-NASDAQ-2008-003 |
| 34-57146 |
Jan. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Members Using the NASDAQ Pre-Trade Risk Management Functionality
Comments due: February 12, 2008
|
SR-NASDAQ-2007-100 |
| 34-57105 |
Jan. 4, 2008 |
Notice of Filing of a Proposed Rule Change To Nasdaq's Rule 7033 to Modify the Fees Charged for the Mutual Fund Quotation Service and to Correct Certain Errors in the Rule Manual
Comments due: February 4, 2008
See also: Order: Rel. No. 34-57347
|
SR-NASDAQ-2008-002 |
| 34-57099 |
Jan. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq Stockholders’ Agreement between The Nasdaq Stock Market, Inc. and Borse Dubai Limited
Comments due: January 31, 2008
|
| NASDAQ File Number List for 2008 |
| Release No. |
Date |
Details |
SR-NASDAQ-2008-104 |
| 34-59275 |
Jan. 22, 2009 |
Notice of Filing of Proposed Rule Change to Adopt a Modified Sponsored Access Rule
Comments due: 21 days after publication in the Federal Register
Comments received are available for this notice.
Submit comments on SR-NASDAQ-2008-104
|
SR-NASDAQ-2008-103 |
| 34-59186 |
Dec. 30, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due: January 28, 2009
|
SR-NASDAQ-2008-102 |
| 34-59582 |
Mar. 16, 2009 |
Order Approving Proposed Rule Change as Modified by Amendment No. 2 Thereto to Establish a Pilot Program for NASDAQ Basic Data Feeds
|
| 34-59244 |
Jan. 13, 2009 |
Notice of Filing of Proposed Rule Change and Amendment No. 2 Thereto to Establish a Pilot Program for NASDAQ Basic Data Feeds
Comments due: February 12, 2009
Comments received are available for this notice.
|
SR-NASDAQ-2008-101 |
| 34-59370 |
Feb. 6, 2009 |
Order Approving Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market Retroactive to September 1, 2008
|
| 34-59149 |
Dec. 23, 2008 |
Notice of Filing of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market Retroactive to September 1, 2008
Comments due: January 23, 2009
|
SR-NASDAQ-2008-100 |
| 34-59151 |
Dec. 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Policy Relating to its Treatment of Trade Reports that it Determines to be Inconsistent with the Prevailing Market
Comments due: January 23, 2009
|
SR-NASDAQ-2008-099 |
| 34-59219 |
Jan. 8, 2009 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Suspension of the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares for Listing on the Nasdaq Stock Market through April 19, 2009
Comments due: February 5, 2009
|
SR-NASDAQ-2008-098 |
| 34-59153 |
Dec. 23, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Regarding Routing to an Affiliated Exchange
Comments due: January 21, 2009
|
SR-NASDAQ-2008-097 |
| 34-59369 |
Feb. 6, 2009 |
Order Granting Approval of Proposed Rule Change to Adopt a Limited Exemption from OATS Order Data Recordation Requirements for Registered Options Market Makers
|
| 34-59163 |
Dec. 24, 2008 |
Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Adopting a Limited Exemption from OATS Order Data Recordation Requirements for Registered Options Market Makers
Comments due: January 23, 2009
Comments received are available for this notice.
|
SR-NASDAQ-2008-096 |
| 34-59214 |
Jan. 7, 2009 |
Order Granting Accelerated Approval to a Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
|
| 34-59098 |
Dec. 12, 2008 |
Notice of Filing of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
Comments due: January 6, 2009
|
SR-NASDAQ-2008-093 |
| 34-59087 |
Dec. 11, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Bid Price Required for Initial Listing on the Nasdaq Global and Global Select Markets from $5 to $4
Comments due: January 8, 2009
|
SR-NASDAQ-2008-092 |
| 34-59070 |
Dec. 9, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade the Shares of the MacroShares $100 Oil Up Trust and the MacroShares $100 Oil Down Trust
Comments due: January 6, 2009
|
SR-NASDAQ-2008-090 |
| 34-59023 |
Nov. 26, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Enhancements to the Nasdaq Regulation Reconnaissance Service
Comments due: December 29, 2008
|
SR-NASDAQ-2008-089 |
| 34-59043 |
Dec. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Options Market
Comments due: December 31, 2008
|
SR-NASDAQ-2008-088 |
| 34-58992 |
Nov. 21, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding its Obvious Errors Rule and the Adoption of a Catastrophic Error Provision
Comments due: December 19, 2008
|
SR-NASDAQ-2008-087 |
| 34-58974 |
Nov. 18, 2008 |
Notice of Filing of Proposed Rule Change by The NASDAQ Stock Market LLC Regarding a Clerical Change to Nasdaq Rules
Comments due: December 17, 2008
Submit comments on SR-NASDAQ-2008-087
|
SR-NASDAQ-2008-086 |
| 34-58894 |
Oct. 31, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Extend the Pilot Program for NASDAQ Last Sale Data Feeds
Comments due: December 3, 2008
|
SR-NASDAQ-2008-085 |
| 34-58911 |
Nov. 6, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Procedures Applicable to Listed Companies that Are Late in Filing a Required Periodic Report with the Commission
Comments due: December 9, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-084 |
| 34-59203 |
Jan. 6, 2009 |
Order Approving Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships
|
| 34-59014 |
Nov. 25, 2008 |
Notice of Filing of a Proposed Rule Change to Require Limited Partnerships to Obtain Shareholder Approval for the Use of Equity Compensation and Make Other Clarifying Changes to the Listing Requirements for Limited Partnerships
Comments due: December 23, 2008
|
SR-NASDAQ-2008-083 |
| 34-58827 |
Oct. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Nasdaq Options Maintenance Tool and Related Fees
Comments due: November 18, 2008
|
SR-NASDAQ-2008-082 |
| 34-58809 |
Oct. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Suspend, through January 16, 2009, the Continued Listing Requirements Related to Bid Price and Market Value of Publicly Held Shares
Comments due: November 13, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-081 |
| 34-58840 |
Oct. 23, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Rules Governing Options Trading
Comments due: November 19, 2008
|
SR-NASDAQ-2008-080 |
| 34-58752 |
Oct. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees for Access to the Clearly Erroneous Functionality of the Nasdaq Regulation Reconnaissance Service
Comments due: November 5, 2008
|
SR-NASDAQ-2008-079 |
| 34-58721 |
Oct. 2, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing
Comments due: October 30, 2008
|
SR-NASDAQ-2008-076 |
| 34-58638 |
Sep. 24, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq's PORTAL Market
Comments due: October 22, 2008
|
SR-NASDAQ-2008-075 |
| 34-58684 |
Sep. 30, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol “TO”
Comments due: October 27, 2008
|
SR-NASDAQ-2008-074 |
| 34-58646 |
Sep. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The NASDAQ Stock Market LLC to Remove Rule 6800 from the Nasdaq Rules
Comments due: October 29, 2008
|
SR-NASDAQ-2008-073 |
| 34-58489 |
Sep. 8, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Trade Shares of 12 Funds of the WisdomTree Trust Pursuant to Unlisted Trading Privileges
Comments due: October 6, 2008
|
SR-NASDAQ-2008-072 |
| 34-58891 |
Oct. 30, 2008 |
Order Approving a Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees
|
| 34-58622 |
Sep. 23, 2008 |
Notice of Filing of Proposed Rule Change to Establish a PORTAL Reference Database and Related Fees
Comments due: October 21, 2008
|
SR-NASDAQ-2008-071 |
| 34-58440 |
Aug. 28, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Relating to the Generic Listing Standards for Index Multiple Exchange Traded Fund Shares and Index Inverse Exchange Traded Fund Shares
Comments due: September 25, 2008
|
SR-NASDAQ-2008-070 |
| 34-58435 |
Aug. 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Credits for Members Using the Nasdaq Crossing Network
Comments due: September 25, 2008
|
SR-NASDAQ-2008-068 |
| 34-58357 |
Aug. 13, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change as Modified by Amendment No. 1 to Modify Rule 4770 to Enhance Trading in the NASDAQ Crossing Network
Comments due: September 11, 2008
|
SR-NASDAQ-2008-067 |
| 34-58282 |
Aug. 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Letters of Guarantee for Options Participants
Comments due: September 2, 2008
|
SR-NASDAQ-2008-066 |
| 34-58279 |
Jul. 31, 2008 |
Notice of Filing Of A Proposed Rule Change To Modify Rule 7050 Governing Pricing For Nasdaq Members Using The NASDAQ Options Market ("NOM")
Comments due: August 28, 2008
Submit comments on SR-NASDAQ-2008-066
|
SR-NASDAQ-2008-064 |
| 34-58209 |
Jul. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow The NASDAQ Options Market to Participate in the Quarterly Options Series Pilot Program
Comments due: August 19, 2008
|
SR-NASDAQ-2008-063 |
| 34-58305 |
Aug. 5, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Rules Governing the Requirements for Market Maker Quotations on the NASDAQ Options Market
Comments due: September 2, 2008
|
SR-NASDAQ-2008-062 |
| 34-58432 |
Aug. 27, 2008 |
Order Approving Proposed Rule Change to Clarify the Application of Nasdaq Rules when a Listed Company Combines with a Non-Nasdaq Entity
|
| 34-58182 |
Jul. 17, 2008 |
Notice of Filing of Proposed Rule Change to Clarify the Application of Nasdaq Rules when a Listed Company Combines with a non-Nasdaq Entity
Comments due: August 13, 2008
|
SR-NASDAQ-2008-061 |
| 34-58135 |
Jul. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Routing to Affiliated Exchanges
Comments due: August 6, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-059 |
| 34-58152 |
Jul. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments due: August 11, 2008
|
SR-NASDAQ-2008-058 |
| 34-58081 |
Jul. 2, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the NASDAQ Options Market
Comments due: 21 days after publication in the Federal Register
|
SR-NASDAQ-2008-057 |
| 34-58093 |
Jul. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to NASDAQ Rules Governing Options Trading
Comments due: July 31, 2008
|
SR-NASDAQ-2008-056 |
| 34-58017 |
Jun. 25, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clerical Change to a NASDAQ Rule
Comments due: July 22, 2008
|
SR-NASDAQ-2008-055 |
| 34-58298 |
Aug. 4, 2008 |
Order Approving Proposed Rule Change Regarding Fees for Orders Routed Via the Options Intermarket Linkage
|
| 34-58014 |
Jun. 24, 2008 |
Notice of Filing of Proposed Rule Change Regarding Fees for Orders Routed via the Options Intermarket Linkage
Comments due: July 22, 2008
|
SR-NASDAQ-2008-054 |
| 34-58069 |
Jun. 30, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Technical and Conforming Changes to Nasdaq Rules
Comments due: July 30, 2008
|
SR-NASDAQ-2008-053 |
| 34-58335 |
Aug. 8, 2008 |
Order Granting Approval of Proposed Rule Change to Modify the Definition of "Independent Director"
|
| 34-58029 |
Jun. 26, 2008 |
Notice of Filing of Proposed Rule Change to Modify the Definition of “Independent Director”
Comments due: July 23, 2008
|
SR-NASDAQ-2008-052 |
| 34-57977 |
Jun. 17, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market
Comments due: July 14, 2008
|
SR-NASDAQ-2008-051 |
| 34-57945 |
Jun. 10, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading on the Exchange of Options on the SPDR Gold Trust
Comments due: July 8, 2008
|
SR-NASDAQ-2008-050 |
| 34-57973 |
Jun. 16, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto Regarding Nasdaq Last Sale Data Feeds
Comments due: July 14, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-049 |
| 34-57910 |
Jun. 3, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Price to Comply Orders
Comments due: July 1, 2008
|
SR-NASDAQ-2008-048 |
| 34-57924 |
Jun. 5, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Modifying Pricing for Nasdaq Members Using the Nasdaq Market Center
Comments due: July 3, 2008
|
SR-NASDAQ-2008-047 |
| 34-57875 |
May 27, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading the Two-Character Ticker Symbol "HA"
Comments due: June 23, 2008
|
SR-NASDAQ-2008-046 |
| 34-58111 |
Jul. 7, 2008 |
Order Granting Approval of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
|
| 34-57881 |
May 29, 2008 |
Notice of Filing of Proposed Rule Changes to Adopt a Trading Halt Rule in Connection with the Dissemination of Net Asset Value and Disclosed Portfolio for Certain Derivative Securities Products
Comments due: June 25, 2008
|
SR-NASDAQ-2008-045 |
| 34-57822 |
May 15, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Opening of Trading on the NASDAQ Options Market
Comments due: June 12, 2008
|
SR-NASDAQ-2008-044 |
| 34-57873 |
May 27, 2008 |
Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Amend Nasdaq Rule 4420(g)
Comments due: June 23, 2008
|
SR-NASDAQ-2008-043 |
| 34-58201 |
Jul. 21, 2008 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
|
| 34-57911 |
Jun. 3, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Amend the Definition of "Non-Industry Director" in the By-Laws of The NASDAQ OMX Group, Inc. and The NASDAQ Stock Market LLC
Comments due: June 30, 2008
|
SR-NASDAQ-2008-039 |
| 34-57962 |
Jun. 13, 2008 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Managed Fund Shares
|
| 34-57800 |
May 8, 2008 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Listing and Trading of Managed Fund Shares
Comments due: June 4, 2008
|
SR-NASDAQ-2008-038 |
| 34-57771 |
May 2, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of Certain PowerShares Actively Managed Exchange-Traded Funds Pursuant to Unlisted Trading Privileges
Comments due: May 30, 2008
|
SR-NASDAQ-2008-037 |
| 34-57981 |
Jun. 17, 2008 |
Order Approving Proposed Rule Change to Modify Certain of Nasdaq's Initial and Continued Listing Requirements to Replace the Round Lot Requirement in the Minimum Holder Requirements to Either Total or Public Shareholders
|
| 34-57795 |
May 7, 2008 |
Notice of Filing of Proposed Rule Change to Modify Nasdaq's Continued Listing Requirements to Replace Round Lot Shareholders
Comments due: June 30, 2008
|
SR-NASDAQ-2008-036 |
| 34-57753 |
May 1, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center
Comments due: May 29, 2008
|
SR-NASDAQ-2008-035 |
| 34-58183 |
Jul. 17, 2008 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection with the Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
|
| 34-58098 |
Jul. 3, 2008 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change filed by The NASDAQ Stock Market LLC
|
| 34-57761 |
May 1, 2008 |
Notice of Filing of Proposed Rule Change to Amend the By-Laws of The NASDAQ OMX Group, Inc. in Connection with Acquisitions of Boston Stock Exchange, Incorporated and Philadelphia Stock Exchange, Inc.
Comments due: May 29, 2008
|
SR-NASDAQ-2008-034 |
| 34-57696 |
Apr. 22, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Trading Two-Characters Ticker Symbols
Comments due: May 19, 2008
|
SR-NASDAQ-2008-033 |
| 34-58569 |
Sep. 17, 2008 |
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Related to Submission of Non-Tape Reports
|
| 34-58101 |
Jul. 3, 2008 |
Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 Thereto Related to Submission of Non-Tape Reports
Comments due: August 1, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-031 |
| 34-58125 |
Jul. 9, 2008 |
Order Granting Approval of a Proposed Rule Change to Amend Rule 4350 Related to the Direct Registration Program
|
| 34-57842 |
May 20, 2008 |
Notice of Filing of Proposed Rule Change to Amend Rule 4350 Related to the Direct Registration Programs
Comments due: June 19, 2008
|
SR-NASDAQ-2008-030 |
| 34-57658 |
Apr. 11, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Charges for Pre-trade Risk Management Workstation Add-ons
Comments due: May 8, 2008
|
SR-NASDAQ-2008-29 |
| 34-57614 |
Apr. 3, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify a Pricing Incentive Program for Market Makers in Exchange-Traded Funds and Index-Linked Securities Listed on NASDAQ
Comments due: May 1, 2008
|
SR-NASDAQ-2008-028 |
| 34-57654 |
Apr. 11, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Options on the Full and Reduced Values of the Nasdaq 100 Index
Comments due: May 8, 2008
|
SR-NASDAQ-2008-027 |
| 34-57599 |
Apr. 1, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Trading on The NASDAQ Options Market
Comments due: April 28, 2008
Comments received are available for this notice.
|
SR-NASDAQ-2008-026 |
| 34-57579 |
Mar. 28, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Participate in the Options Penny Pilot Program
Comments due: April 25, 2008
|
SR-NASDAQ-2008-025 |
| 34-58509 |
Sep. 10, 2008 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Establish a System for the Purchase of Equity Value Indicator Securities
|
| 34-58275 |
Jul. 31, 2008 |
Notice of Filing of a Proposed Rule Change, and Amendment No. 2 Thereto, Relating to the Establishment of the Equity Value Indicator Cross
Comments due: August 28, 2008
|
SR-NASDAQ-2008-022 |
| 34-57564 |
Mar. 26, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Rules Governing the Operation of The NASDAQ Options Market
Comments due: April 22, 2008
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SR-NASDAQ-2008-021 |
| 34-57537 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the Processing of Orders That Peg to the Midpoint Between the National Best Bid And Best Offer
Comments due: April 16, 2008
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SR-NASDAQ-2008-019 |
| 34-58392 |
Aug. 20, 2008 |
Order Approving Proposed Rule Change as Modified by Amendment No. 1 Thereto to Remove from the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
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| 34-58102 |
Jul. 3, 2008 |
Notice of Filing of a Proposed Rule Change and Amendment No. 1 Thereto to Remove from the Nasdaq Rules Fee Provisions Relating to Nasdaq's Mutual Fund Quotation Service
Comments due: August 4, 2008
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SR-NASDAQ-2008-018 |
| 34-58897 |
Nov. 3, 2008 |
Order Approving Proposed Rule Change as Modified by Amendment Nos. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values
|
| 34-58666 |
Sep. 26, 2008 |
Notice of Filing of Proposed Rule Change and Amendments No. 1 and 2 Thereto to Remove from Rule 7019 the Fees for Receiving Index Values
Comments due: October 24, 2008
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SR-NASDAQ-2008-017 |
| 34-57930 |
Jun. 5, 2008 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as Modified by Amendment No. 1, to Clarify the Listing of Additional Shares Notification Process
Comments due: July 2, 2008
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| 34-57616 |
Apr. 3, 2008 |
Notice of Filing of Proposed Rule Change to Clarify the Listing of Additional Shares Notification Process
Comments due: May 1, 2008
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SR-NASDAQ-2008-016 |
| 34-59266 |
Jan. 16, 2009 |
Order Approving Proposed Rule Change to Create the Nasdaq Market Pathfinders Service and Establish Fees for the Service
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| 34-58145 |
Jul. 11, 2008 |
Notice of Filing of Proposed Rule Change to Establish Fees for Nasdaq Market Pathfinders Service
Comments due: August 7, 2008
Comments received are available for this notice.
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SR-NASDAQ-2008-015 |
| 34-57534 |
Mar. 20, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, and Amendment No. 1 Thereto, to Modify Fees Associated with Proceedings under Rule 11890
Comments due: April 16, 2008
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SR-NASDAQ-2008-013 |
| 34-58228 |
Jul. 25, 2008 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval to Proposed Rule Change, as modified by Amendment No. 1, to Adopt Additional Initial Listing Standards to list Securities of Special Purpose Acquisition Companies
Comments due: August 21, 2008
Comments received are available for this notice.
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| 34-57685 |
Apr. 18, 2008 |
Notice of Filing of Proposed Rule Change Relating to the Adoption of Additional Initial Listing Standards for Special Purpose Acquisition Vehicles
Comments due: May 15, 2008
Comments received are available for this notice.
Submit comments on SR-NASDAQ-2008-013
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SR-NASDAQ-2008-012 |
| 34-57430 |
Mar. 4, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Shares of the GreenHaven Continuous Commodity Fund Pursuant to Unlisted Trading Privileges
Comments due: April 1, 2008
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SR-NASDAQ-2008-011 |
| 34-57368 |
Feb. 21, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Equity Securities Using Alternative Settlement Processes in Nasdaq's PORTAL System
Comments due: March 20, 2008
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SR-NASDAQ-2008-010 |
| 34-57348 |
Feb. 19, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade Units of the United States 12 Month Oil Fund, LP and the United States 12 Month Natural Gas Fund, LP Pursuant to Unlisted Trading Privileges
Comments due: March 17, 2008
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SR-NASDAQ-2008-009 |
| 34-57274 |
Feb. 5, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Fees for Members Using the Nasdaq Market Center
Comments due: March 4, 2008
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SR-NASDAQ-2008-008 |
| 34-57269 |
Feb. 5, 2008 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Trade the Shares of Eight Funds of the ProShares Trust Based on Four International Equity Indexes Pursuant to Unlisted Trading Privileges and to Amend Certain Generic Listing Standards
Comments due: March 4, 2008
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SR-NASDAQ-2008-007 |
| 34-57183 |
Jan. 22, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of Certain Fee Changes
Comments due: February 19, 2008
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SR-NASDAQ-2008-006 |
| 34-57175 |
Jan. 18, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Recipients of Certain Risk Disclosures
Comments due: February 19, 2008
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SR-NASDAQ-2008-004 |
| 34-57452 |
Mar. 7, 2008 |
Order Granting Approval of Proposed Rule Change Related to Supplemental Market Participant Identifiers
|
| 34-57212 |
Jan. 28, 2008 |
Notice of Filing of Proposed Rule Change Related to Supplemental Market Participant Identifiers
Comments due: February 22, 2008
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SR-NASDAQ-2008-003 |
| 34-57146 |
Jan. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Establish Fees for Members Using the NASDAQ Pre-Trade Risk Management Functionality
Comments due: February 12, 2008
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SR-NASDAQ-2008-002 |
| 34-57099 |
Jan. 4, 2008 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Nasdaq Stockholders’ Agreement between The Nasdaq Stock Market, Inc. and Borse Dubai Limited
Comments due: January 31, 2008
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SR-NASDAQ-2008-001 |
| 34-57147 |
Jan. 14, 2008 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto to Modify Fees for Members Using the Nasdaq Market Center
Comments due: February 12, 2008
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http://www.sec.gov/rules/sro/nasdaq/nasdaqarchive/nasdaqarchive2008.shtml
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