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What's New in the Division of Corporation Finance
March 2007
Compliance and Disclosure Interpretations
- Trust Indenture Act of 1939, March 30, 2007
- Item 201 of Regulation S-K — Common Equity Information and Shareholder Matters, March 13, 2007
- Item 403 of Regulation S-K — Security Ownership, March 13, 2007
- Item 404 of Regulation S-K — Transactions with Related Persons, March 13, 2007
- Item 407 of Regulation S-K — Corporate Governance, March 13, 2007
No-Action, Interpretive and Exemptive Letters
- CurrencyShares Japanese Yen Trust, March 27, 2007
- Chordiant Software, Inc., March 26, 2007
- Halliburton Company, March 23, 2007
- Ford Motor Credit Company, March 21, 2007
- Eurolist by Euronext and the Alternext Market, March 16, 2007
- Overseas Partners Ltd., March 16, 2007
- Summit Bank Corporation March 14, 2007
- Banc of America Securities LLC, March 14, 2007
- Beazer Homes USA, Inc., March 12, 2007
- Juniper Networks, Inc., March 6, 2007
- The Korea Exchange, February 28, 2007
- MDS Inc., February 28, 2007
- Adobe Systems Incorporated, February 28, 2007
- CNET Networks, Inc., February 28, 2007
Division Speeches and Public Statements
- Seeing Down the Road: IFRS and the U.S. Capital Markets, by John W. White, Director, Division of Corporation Finance, before the NYSE/Brooklyn Law School Breakfast Roundtable, New York, New York (March 23, 2007)
- Division Statement (re: Termination of a Foreign Private Issuer's Registration of a Class of Securities under the Exchange Act), by Elliot Staffin, Special Counsel, Division of Corporation Finance, before the Commission Open Meeting, Washington, D.C. (March 21, 2007)
Frequently Requested Materials
http://www.sec.gov/divisions/corpfin/cfnew/cfnew0307.shtml
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