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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Second Quarter
377 May 6, 2009 Byron S. Rainner
Robert G. Mahony
Administrative Law Judge
File No. 3-12828
376 Apr. 22, 2009 Michael W. Crow and Robert David Fuchs
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13309
375 Apr. 17, 2009 Alberto W. Vilar and Gary Alan Tanaka
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13345
374 Apr. 3, 2009 Diane M. Keefe
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13337
First Quarter
373 Mar. 10, 2009 Joseph C. Lavin
Robert G. Mahony,
Administrative Law Judge
File No. 3-13222
(Note: Finality Order, Release No. IA-2870)
372 Feb. 25, 2009 Martin A. Armstrong
Robert G. Mahony,
Administrative Law Judge
File No. 3-13121
371 Feb. 24, 2009 Kent D. Nelson
Robert G. Mahony,
Administrative Law Judge
File No. 3-13112
(Note: Finality Order, Release Nos. 34-59787, IA-2868)
370 Feb. 12, 2009 Don Warner Reinhard
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13280
369 Jan. 29, 2009 Michael Lauer
Robert G. Mahony,
Administrative Law Judge
File No. 3-13265
368 Jan. 16, 2009 Meditecnic, Inc. (f/k/a Viking Broadcasting Corp.)
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13184
367 Jan. 14, 2009 Steven Altman, Esq.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-12944

 

http://www.sec.gov/alj/aljdec.shtml


Modified: 05/06/2009