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Commission Speeches and Public Statements Archive: 1988
This index lists speeches and other public statements by the Chairman, Commissioners, and Staff of the SEC, which cover a wide range of topics concerning the state of the markets and the Commission's regulatory agenda.
Speeches and Statements by:
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1988 Speeches by the Chairman and Commissioners
Date |
Title |
Author |
Fourth Quarter |
Nov. 18, 1988 |
...And Not To Yield, Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association, Washington, D.C. |
Commissioner Edward H. Fleischman |
Nov. 10, 1988 |
International Mergers and Acquisitions: A View from the United States, Conference on International Mergers and Acquisitions in the 1990's, Piccadilly, London, England |
Commissioner Joesph A. Grundfest |
Nov. 9, 1988 |
International Cooperation in Securities Enforcement: A New United States Initiative, King's College, London, England |
Commissioner Joseph A. Grundfest |
Oct. 31, 1988 |
Great Expectations, Financial Executives Institute, New York City, New York |
Commissioner Edward H. Fleischman |
Oct. 21, 1988 |
Penny Stock Manipulation and the Small Investor, Twenty-First Annual Rocky Mountain-State-Federal-Provincial Securities Conference, Denver, Colorado |
Chairman David S. Ruder |
Oct. 20, 1988 |
October Recollections: The Future of the U.S. Securities Markets, Economic Club of Chicago, Chicago, Illinois |
Chairman David S. Ruder |
Oct. 12, 1988 |
"Perestroika" on Wall Street: The Future of Securities Trading, Financial Executives Institute's 57th Annual Conference, San Francisco, California |
Commissioner Joseph A. Grundfest |
Oct. 11, 1988 |
The Impact of Institutional Investors on Large Corporations, 27th Annual Corporate Counsel Institute, Chicago, Illinois |
Chairman David S. Ruder |
Sep. 26, 1988 |
Internationalization of the Securities Markets, Lecture Program of the School of Business Administration, The University of Wisconsin -- Milwaukee, Milwaukee, Wisconsin |
Chairman David S. Ruder |
Sep. 22, 1988 |
Underwriter Responsibilities in Municipal Bond Offerings After WPPSS, 37th Annual Dinner of the Investment Association of New York, New York, New York |
Chairman David S. Ruder |
Third Quarter |
Sep. 21, 1988 |
October 19: A Partial Bibliography |
Commissioner Joseph A. Grundfest |
Sep. 19, 1988 |
Securities Markets in the Age of Global Competition, Presidential Leadership Summit, Washington, D.C. |
Chairman David S. Ruder |
Aug. 29, 1988 |
Globalization of the Securities Markets, First General Plenary Session of the U.S./Japan Bilateral Session: A New Era in Legal and Economic Relations, Tokyo, Japan |
Commissioner Edward H. Fleischman |
Aug. 19, 1988 |
The Role of Automation in the International Securities Markets, 125 Years' Jubilee of the Stockholm Stock Exchange, Stockholm, Sweden |
Chairman David S. Ruder |
Jul. 29, 1988 |
The "Unique Partnership" Between the SEC and the Self-Regulation Organizations, Legal Advisory Committee to the New York Stock Exchange Board of Directors, New York City, New York |
Commissioner Edward H. Fleischman |
Jul. 20, 1988 |
Would More Regulation Prevent Another Black Monday?, CATO Institute Policy Forum, Washington, D.C. |
Commissioner Joseph A. Grundfest |
Jul. 19, 1988 |
An American Perspective on the 1987 Stock Market Crash, 10th Asian Securities Analysts Council Conference, Research Institute of Investment Analysts Malaysia, The Kuala Lumpur Stock Exchange, Kuala Lumpur, Malaysia |
Commissioner Charles C. Cox |
Jul. 7, 1988 |
Opening Statement, SEC Open Meeting, Washington, D.C. |
Chairman David S. Ruder |
Second Quarter |
Jun. 28, 1988 |
Corporate Issues, 1988 Conference of the American Society of Corporate Secretaries, Colorado Springs, Colorado |
Chairman David S. Ruder |
Jun. 20, 1988 |
The U.S.-Canadian Relationship in Securities Regulation: A Model of Regulatory Cooperation, 72nd Annual Meeting and Conference of the Investment Dealers Association of Canada, St. John's, Newfoundland, Canada |
Chairman David S. Ruder |
Jun. 13, 1988 |
Mutual Funds: Where Have all the People Gone?, Investment Company Institute's 1988 Mutual Fund Training Conference, Washington, D.C. |
Commissioner Charles C. Cox |
May 20, 1988 |
Management Buyouts and Leveraged Buyouts: Are the Critics Right?, Conference on Management Buyouts, New York University Graduate School of Business Administration, New York, New York |
Commissioner Joseph A. Grundfest |
May 19, 1988 |
The Challenges of Internationalization of the Securities Markets, World Affairs Council of Philadelphia, Philadelphia, Pennsylvania |
Chairman David S. Ruder |
May 12, 1988 |
Observations on Black Monday, Federal Reserve Bank of Chicago Conference on Bank Structure and Competition |
Commissioner Joseph A. Grundfest |
May 10, 1988 |
Concerning the Report of the National Commission on Fraudulent Financial Reporting, 7th Annual SEC and Financial Reporting Institute Conference, Los Angeles, California |
Chairman David S. Ruder |
Apr. 25, 1988 |
The Internal Auditor's Role in Deterring, Detecting, and Reporting of Financial Frauds, Institute of Internal Auditors' Business Issues and Audit Conference, Washington, D.C. |
Chairman David S. Ruder |
Apr. 18, 1988 |
SEC-NASAA Cooperation: The Next Generation, SEC/NASAA Section 19(c) Conference, Washington, D.C. |
Chairman David S. Ruder |
First Quarter |
Mar. 25, 1988 |
Securities and Exchange Commission Initiatives Regarding Securities Market Reform and Bank Securities Activities, American Bar Association, Section of Corporation, Banking and Business Law Annual Spring Meeting, Philadelphia, Pennsylvania |
Chairman David S. Ruder |
Mar. 21, 1988 |
A Changing Environment for Investment Companies, 1988 Mutual Funds and Investment Advisers Conference, Tucson, Arizona |
Chairman David S. Ruder |
Mar. 11, 1988 |
Job Loss And Takeovers, Third Annual Colloquium on Corporate Law and School Policy, University of Toledo College of Law |
Commissioner Joseph A. Grundfest |
Mar. 10, 1988 |
The Evolution of Disclosure Regulation by the Securities and Exchange Commission, 10th Annual Conference on Securities Regulation and Business Law Problems, Austin, Texas |
Chairman David S. Ruder |
Feb. 23, 1988 |
SEC Responses to Securities Market Problems After October 1987, Conference Board, New York, New York |
Chairman David S. Ruder |
Feb. 18, 1988 |
The October Market Break: A Stimulant to United States-Japanese Cooperative Securities Regulation, Keidanren, Tokyo, Japan |
Chairman David S. Ruder |
Jan. 26, 1988 |
Is the Sky Really Falling? The State of Insider Trading Law After the Winans Decision, Federal Bar Association Luncheon, National Lawyers' Club, Washington, D.C. |
Commissioner Joseph A. Grundfest |
Jan. 5, 1988 |
Remarks Concerning the Commission's Full Disclosure Program and the Accounting Profession -- Current Issues and Ongoing Improvements, 1988 Fifteenth Annual AICPA National Conference |
Chairman David S. Ruder |
1988 Speeches and Statements by Commission Staff
http://www.sec.gov/news/speech/speecharchive/1988speech.shtml
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