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SEC Congressional Testimony
This collection of files contains Congressional testimony given by members of the SEC. The following material is currently available:
First Quarter
Additional Archives
2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995
| Date |
Testimony |
Speaker |
| First Quarter |
| Mar. 26, 2009 |
Testimony Concerning Enhancing Investor Protection and Regulation of the Securities Markets, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs; see also Appendix |
Chairman Mary L. Schapiro |
| Mar. 25, 2009 |
Testimony Concerning Exploring the Balance Between Increased Credit Availability and Prudent Lending Standards, Before the United States House of Representatives Committee on Financial Services |
James L. Kroeker, Acting Chief Accountant |
| Mar. 20, 2009 |
Testimony Concerning Securities Law Enforcement In The Current Financial Crisis, Before the United States House of Representatives Committee on Financial Services |
Commissioner Elisse B. Walter |
| Mar. 18, 2009 |
Testimony Concerning Lessons Learned in Risk Management Oversight at Federal Financial Regulators, Before the Subcommittee on Subcommittee on Securities, Insurance and Investment of the U.S. Senate Committee on Banking, Housing and Urban Affairs, United States Senate |
Erik Sirri, Director, Division of Trading and Markets |
| Mar. 12, 2009 |
Testimony Concerning Mark-to-Market Accounting: Practices and Implications, Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises of the House Committee on Financial Services |
James L. Kroeker, Acting Chief Accountant |
| Mar. 11, 2009 |
Testimony Before the Subcommittee on Financial Services and General Government, U.S. House of Representatives Committee on Appropriations |
Chairman Mary Schapiro |
| Feb. 4, 2009 |
Testimony Concerning Investor Protection and Securities Fraud, Before the U.S. House of Representatives Committee on Financial Services and Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises |
Andrew J. Donohue, Lori Richards, Erik Sirri, Linda Chatman Thomsen and Andrew Vollmer |
| Jan. 27, 2009 |
Testimony Concerning Investigations and Examinations by the
Securities and Exchange Commission and Issues Raised by the Bernard L. Madoff Investment Securities Matter, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs |
Linda Chatman Thomsen, Director, Director, Division Of Enforcement |
| Jan. 27, 2009 |
Testimony Concerning by the Securities and Exchange Commission and
Issues Raised by the Bernard L. Madoff Investment Securities Matter, Before the U.S. Senate Committee on Banking, Housing and Urban Affairs |
Lori A. Richards, Director, Office of Compliance Inspections and Examinations |
| Jan. 5, 2009 |
Testimony Before the U.S. House of Representatives Committee on Financial Services |
H. David Kotz, Inspector General |
http://www.sec.gov/news/testimony.shtml
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