SEC NEWS DIGEST Issue 2003-130 July 9, 2003 ENFORCEMENT PROCEEDINGS COMMISSION BARS AND IMPOSES CIVIL MONEY PENALTY ON ROBERT THOMAS CLAWSON The Commission has found that Robert Thomas Clawson willfully violated Securities Act Section 17(a) and Exchange Act Section 10(b) and Rule 10b- 5 by failing to disclose that he anticipated receiving payments from an issuer in return for his sales to customers. Clawson was associated with Cruttenden Roth, Inc., a broker-dealer. Clawson was a long-time acquaintance of Kevin Woodbridge. Woodbridge had been retained by Enrotek Ltd. to raise Enrotek's price to $5 per share. Enrotek had no revenue and its sole asset was undeveloped Portugese land. To induce salespersons to sell Enrotek stock to their customers, Woodbridge and others made undisclosed payments to salespersons at various firms throughout the United States to sell Enrotek to their customers. The Commission found that Clawson anticipated receiving these payments when he made sales to his customers. The Commission found that Clawson knew that Woodbridge was promoting Enrotek and knew that he could receive payments from Enrotek for his sales. Clawson recommended Enrotek to his customers although he knew it was speculative. When Cruttenden prohibited its salespersons from soliciting any further sales of Enrotek, Clawson nonetheless recommended that one of his customers continue purchasing Enrotek and opened an account for that customer at another broker-dealer, which would normally mean that Clawson would not receive compensation for his customer's transactions. After a trip to Canada to meet with Enrotek's management, Clawson sent a bill to Enrotek seeking payment for his sales. While the record did not demonstrate that Clawson actually received payment from Enrotek, the Commission found that he violated the antifraud provisions of the securities laws by failing to disclose that he anticipated receiving such payments. The Commission has previously held that, when a salesperson recommends a security, the salesperson must disclose any self-interest that could influence the salesperson's recommendations. The Commission barred from associating with a broker- dealer or participating in a penny stock transaction Clawson and ordered him to pay a $100,000 civil money penalty. (Rel. 34-48143; File No. 3- 9208) INVESTMENT COMPANY ACT RELEASES FRANKLIN GOLD AND PRECIOUS METALS FUND, ET AL. An order has been issued on an application filed by Franklin Gold and Precious Metals Fund, et al., under Section 12(d)(1)(J) of the Investment Company Act for an exemption from Sections 12(d)(1)(A) and (B) of the Act, under Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and (2) of the Act, and under Section 17(d) of the Act and Rule 17d-1 under the Act to permit certain joint transactions. The order permits (a) certain registered investment companies, private investment companies and managed accounts to invest uninvested cash and cash collateral in affiliated registered and unregistered money market funds, and (b) the registered investment companies and certain affiliated entities to continue to engage in purchase and sale transactions involving portfolio securities in reliance on Rule 17a-7 under the Act. The order supersedes a prior order. The order also amends a prior order. (Rel. IC-26095 - July 8) SELF-REGULATORY ORGANIZATIONS APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-DTC-2003-08) filed by The Depository Trust Company amending DTC's Rule 4(A), Pledge of Property to the Corporation and Its Lenders, to make clear the rights of DTC, lenders, and participants with respect to pledged deposits. Publication of the proposal is expected in the Federal Register during the week of July 7. (Rel. 34-48130) The Commission approved proposed rule change (SR-NSCC-2003-08) filed by the National Securities Clearing Corporation amending NSCC's Rule 4, Section 12, to make clear NSCC's ability to pledge clearing fund deposits and to make clear the rights of NSCC, lenders, and members with respect to pledged deposits. Publication of the order is expected in the Federal Register during the week of July 7. (Rel. 34-48131) The Commission approved a proposed rule change and Amendment No. 1 thereto, filed by the American Stock Exchange (SR-AMEX-2002-112) amending the Exchange's performance evaluation and allocation procedures. Publication of the order is expected in the Federal Register during the week of July 14. (Rel. 34-48132) AMENDMENTS TO PROPOSED RULE CHANGE The New York Stock Exchange filed Amendment Nos. 1, 2, and 3 to a proposal (SR-NYSE-98-14) to revise the margin requirements for non- equity securities and to expand the types of non-equity securities eligible for exempt account treatment. Publication of the notice is expected in the Federal Register during the week of July 14. (Rel. 34- 48133) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change (SR-MSRB-2003-05) filed by the Municipal Securities Rulemaking Board relating to Rule G-40, on electronic mail contacts, has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposed rule change is expected in the Federal Register during the week of July 14. (Rel. 34-48136) A proposed rule change (SR-NASD-2003-71) filed by the National Association of Securities Dealers relating to fees for the Automated Confirmation Transaction Service has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the notice in the Federal Register is expected during the week of July 14. (Rel. 34-48138) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-2 CALYPTE BIOMEDICAL CORP, 1265 HARBOR BAY PARKWAY, ALAMEDA, CA, 94502-, 5107495100 - 52,500,000 ($12,600,000.00) Equity, (File 333-106862 - Jul. 8) (BR. 36) S-4 HARD ROCK HOTEL INC, 4455 PARADISE RD, LAS VEGAS, NV, 89109, 7026935000 - 0 ($140,000,000.00) Non-Convertible Debt, (File 333-106863 - Jul. 8) (BR. 05) S-4 VERSO TECHNOLOGIES INC, 400 GALLERIA PARKWAY, SUITE 300, ATLANTA, GA, 30326, 7706123500 - 0 ($54,749,960.64) Equity, (File 333-106864 - Jul. 8) (BR. 03) S-8 APHTON CORP, PO BOX 1049, STE 51-507, WOODLAND, CA, 95776, 5306616077 - 3,906,000 ($31,521,420.00) Equity, (File 333-106865 - Jul. 8) (BR. 01) S-3 HEALTHTRONICS SURGICAL SERVICES INC, 1841 WEST OAK PARKWAY, SUITE A, MARIETTA, GA, 30062, 7704190691 - 0 ($910,988.13) Equity, (File 333-106867 - Jul. 8) (BR. 36) S-8 INTER TEL INC, 1615 S. 52ND STREET, ., TEMPE, AZ, 85281, 480-449-8900 - 2,000,000 ($42,340,000.00) Equity, (File 333-106868 - Jul. 8) (BR. 37) F-6 QUINENCO SA, ENRIQUE FOSTER SUR 20, PISO 14 LAS CONDES, SANTIAGO CHILE, F3, 00000, 5627507221 - 50,000,000 ($2,500,000.00) ADRs/ADSs, (File 333-106869 - Jul. 8) (BR. 07) N-2 MUNI CALIFORNIA INTERMEDIATE DURATION FUND INC, 40 ($1,000,000.00) Equity, (File 333-106870 - Jul. 8) (BR. 17) S-8 CONECTISYS CORP, 24730 AVENUE TIBBITTS #130, VALENCIA, CA, 91355, 6612956763 - 10,000,000 ($29,000.00) Equity, (File 333-106871 - Jul. 8) (BR. 37) S-8 ATLAS MINING CO, 630 EAST MULLAN AVENUE, OSBURN, ID, 83849, 2085561181 - 8,000,000 ($640,000.00) Equity, (File 333-106872 - Jul. 8) (BR. 04) S-3 NUVELO INC, 675 ALMANOR AVE, SUNNYVALE, CA, 94085, 4085248100 - 0 ($50,000,000.00) Unallocated (Universal) Shelf, (File 333-106873 - Jul. 8) (BR. 01) S-3 PERRY ELLIS INTERNATIONAL INC, 3000 NW 107TH AVENUE, MIAMI, FL, 33172, 3055922830 - 0 ($25,477,684.72) Equity, (File 333-106874 - Jul. 8) (BR. 02) S-8 PLANETLINK COMMUNICATIONS INC, 404-8430123 - 38,691,000 ($1,934,550.00) Equity, (File 333-106875 - Jul. 8) (BR. 02) S-4 UNITED RENTALS NORTH AMERICA INC, FIVE GREENWICH OFFICE PARK, GREENWICH, CT, 06830, 2036223131 - 200,000,000 ($200,000,000.00) Non-Convertible Debt, (File 333-106876 - Jul. 8) (BR. 06) S-8 TREZAC INTERNATIONAL CORP, 1240 SOUTH PARKER ROAD, SUITE 203, DENVER, CO, 80231, 3032836368 - 37,000,000 ($925,000.00) Equity, (File 333-106877 - Jul. 8) (BR. 09) S-3 FIRST CASH FINANCIAL SERVICES INC, 690 E LAMAR BLVD, STE 400, ARLINGTON, TX, 76011, 8174603947 - 815,000 ($11,776,750.00) Equity, (File 333-106878 - Jul. 8) (BR. 02) S-3 CEL SCI CORP, 8229 BOONE BLVD ., SUITE 802, VIENNA, VA, 22182, 7035069460 - 0 ($10,000.00) Equity, (File 333-106879 - Jul. 8) (BR. 01) S-8 FIRST CASH FINANCIAL SERVICES INC, 690 E LAMAR BLVD, STE 400, ARLINGTON, TX, 76011, 8174603947 - 1,300,000 ($18,785,000.00) Equity, (File 333-106880 - Jul. 8) (BR. 02) S-8 FIRST CASH FINANCIAL SERVICES INC, 690 E LAMAR BLVD, STE 400, ARLINGTON, TX, 76011, 8174603947 - 200,000 ($2,890,000.00) Equity, (File 333-106881 - Jul. 8) (BR. 02) S-4 GREENPOINT FINANCIAL CORP, 90 PARK AVE, 4TH FLOOR, NEW YORK, NY, 10016, 2128341081 - 0 ($350,000,000.00) Non-Convertible Debt, (File 333-106882 - Jul. 8) (BR. 07) S-8 DOLLAR TREE STORES INC, 500 VOLVO PARKWAY, N/A, CHESAPEAKE, VA, 23320, (757) 321-5000 - 6,000,000,000 ($191,100,000.00) Other, (File 333-106883 - Jul. 8) (BR. 02) S-8 DOLLAR TREE STORES INC, 500 VOLVO PARKWAY, N/A, CHESAPEAKE, VA, 23320, (757) 321-5000 - 500,000 ($15,925,000.00) Other, (File 333-106884 - Jul. 8) (BR. 02) S-3 SCO GROUP INC, 8017654999 - 0 ($3,269,485.00) Equity, (File 333-106885 - Jul. 8) (BR. 03) S-8 DOLLAR TREE STORES INC, 500 VOLVO PARKWAY, N/A, CHESAPEAKE, VA, 23320, (757) 321-5000 - 250,000 ($7,962,500.00) Other, (File 333-106886 - Jul. 8) (BR. 02) S-4 STARWOOD HOTEL & RESORTS WORLDWIDE INC, 1111 WESTCHESTER AVENUE, WHITE PLAINS, NY, 10604, 9146408100 - 0 ($6,500,000.00) Non-Convertible Debt, (File 333-106887 - Jul. 8) (BR. 08) S-3 STARWOOD HOTELS & RESORTS, 1111 WESTCHESTER AVENUE, ., WHITE PLAINS, NY, 10604, 9146408100 - 0 ($360,000,000.00) Other, (File 333-106888 - Jul. 8) (BR. 08) S-3 JUNIPER NETWORKS INC, 1194 NORTH MATHILDA AVE, SUNNYVALE, CA, 94089, 6505268000 - 0 ($400,000,000.00) Debt Convertible into Equity, (File 333-106889 - Jul. 8) (BR. 03) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ----------------------------------------------------------------------------------- 1 800 CONTACTS INC DE X X 06/30/03 ABRAMS INDUSTRIES INC GA X X 07/07/03 ADAIR INTERNATIONAL OIL & GAS INC TX X 07/08/03 ADVANCED MEDICAL OPTICS INC DE X 06/29/03 AFTERMARKET TECHNOLOGY CORP DE X 07/07/03 ALCAN INC A6 X 07/08/03 AMSURG CORP TN X X 07/08/03 ANDERSEN GROUP INC DE X X 07/08/03 ANIXTER INTERNATIONAL INC DE X X 07/07/03 APHTON CORP DE X X 07/08/03 ARTEMIS INTERNATIONAL SOLUTIONS CORP DE X 06/30/03 ASSURANCEAMERICA CORP NV X X 06/26/03 ATX COMMUNICATIONS INC DE X 07/02/03 AUDIOVOX CORP DE X X 07/07/03 AUTO DATA NETWORK DE X X 04/23/03 AMEND BAKER HUGHES INC DE X X 07/08/03 BANC OF AMERICA MORT SEC INC ALTERNAT DE X X 06/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 06/25/03 BANC OF AMERICA MORT SEC INC MORT PAS DE X X 06/25/03 BANC OF AMERICA MORTGAGE SEC INC MRT DE X X 06/25/03 BANC ONE FINANCIAL SERVICES HOME EQUI NY X X 06/25/03 BANK OF AMERICA MORT SEC INC MORT PAS DE X X 06/25/03 BASIC EARTH SCIENCE SYSTEMS INC DE X X 07/08/03 BB&T CORP NC X 07/08/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 06/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 06/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS X X 06/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS DE X X 06/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS NY X X 06/25/03 BEAR STEARNS ARM TRUST MORTGAGE PASS- NY X X 06/25/03 BEAZER HOMES USA INC DE X X 07/07/03 BIOMARIN PHARMACEUTICAL INC DE X 07/05/03 BIOMET INC IN X 07/02/03 BIOVEST INTERNATIONAL INC MN X 07/07/03 BMC INDUSTRIES INC/MN/ MN X X 07/02/03 BUCKEYE PARTNERS L P DE X X 07/07/03 CACI INTERNATIONAL INC /DE/ DE X 07/08/03 CALICO COMMERCE INC/ DE X X 06/27/03 CAPITAL SOUTHWEST CORP TX X 07/08/03 CARDIMA INC DE X X 07/03/03 CHART INDUSTRIES INC DE X X X 07/08/03 CHASE CREDIT CARD OWNER TRUST 2003-3 NY X X 06/25/03 CHIRON CORP DE X X 07/08/03 CLAYTON HOMES INC DE X X 07/08/03 COHERENT INC DE X X 07/07/03 COLUMBIA BAKERIES INC NV X X 07/02/03 COLUMBUS MCKINNON CORP NY X X 07/07/03 COLUMBUS MCKINNON CORP NY X X 07/08/03 COLUMBUS MCKINNON CORP NY X X 07/08/03 COMMERCIAL CAPITAL BANCORP INC NV X X 07/08/03 COST U LESS INC WA X X 07/02/03 CROWN PACIFIC PARTNERS L P DE X X 07/02/03 CSFB MORTGAGE SEC CORP HM EQU PASS TH DE X X 06/25/02 CV THERAPEUTICS INC DE X X 07/07/03 DAUPHIN TECHNOLOGY INC IL X X 07/08/03 AMEND DELTA & PINE LAND CO DE X 05/31/03 DELTA APPAREL INC GA X X X 07/07/03 DIAMOND OFFSHORE DRILLING INC DE X X 07/07/03 DIVERSIFIED FINANCIAL RESOURCES CORP DE X X 06/30/03 DOV PHARMACEUTICAL INC DE X X 07/02/03 DRESS BARN INC CT X X 07/08/03 DUPONT PHOTOMASKS INC DE X X 07/08/03 EAST PENN FINANCIAL CORP X X 07/07/03 EMC CORP MA X X 07/07/03 EMC CORP MA X X 07/08/03 ENCORE CREDIT CORP MORTGAGE PASS THRO DE X X 06/25/03 ENTRADA NETWORKS INC DE X 07/08/03 EQUIFIN INC DE X X 07/08/03 EUNIVERSE INC NV X 07/08/03 F&M BANCORP MD X 07/07/03 FARMER MAC MORTGAGE SECURITIES CORP DE X X 07/08/03 FINANCIAL ASSET SEC CORP FIRST FRANKL DE X X 06/25/03 FINISHMASTER INC IN X X 07/07/03 FIRST ALBANY COMPANIES INC NY X 07/07/03 FIRST ALBANY COMPANIES INC NY X 07/08/03 AMEND FIRST INDUSTRIAL REALTY TRUST INC MD X 07/08/03 FIRST MIDWEST FINANCIAL INC DE X X 07/07/03 FIRST NATIONAL COMMUNITY BANCORP INC PA X 07/08/03 FOCUS ENHANCEMENTS INC DE X 07/02/03 GABELLI ASSET MANAGEMENT INC NY X 07/08/03 GALAXY NUTRITIONAL FOODS CO DE X 07/02/03 GLOBAL CROSSING LTD X X 06/30/03 GREENWICH CAPITAL ACCEPTANCE INC THOR DE X X 06/25/03 GSI COMMERCE INC DE X X 07/08/03 GST NETWORK FUNDING INC DE X 07/07/03 GST TELECOMMUNICATIONS INC DE X 07/07/03 GST USA INC DE X 07/07/03 HARTFORD FINANCIAL SERVICES GROUP INC DE X X 07/08/03 HEALTH CARE REIT INC /DE/ DE X X 07/08/03 HEMACARE CORP /CA/ CA X 07/08/03 HOME EQUITY PASS THROUGH CERTIFICATES DE X X 06/25/02 HOME EQUITY PASS THROUGH CERTIFICATES DE X X 06/25/02 HOUSEHOLD AUTOMOTIVE TRUST 2003-1 NV X 06/17/02 HOUSEHOLD MORTGAGE LOAN TRUST 2003-HC DE X X 07/02/03 IMC GLOBAL INC DE X 06/23/03 IMERGENT INC DE X X 07/02/03 INDEVUS PHARMACEUTICALS INC DE X X 07/07/03 INTERNATIONAL FLAVORS & FRAGRANCES IN NY X X 07/07/03 INVESTMENT TECHNOLOGY GROUP INC DE X 07/08/03 IRWIN HOME EQUITY LOAN BACK CERTS SER NY X X 06/25/03 IRWIN HOME EQUITY LOAN BACK NOTES SER NY X X 06/25/03 JLG INDUSTRIES INC PA X X 07/08/03 JOSTENS INC MN X X X 07/08/03 LABORATORY CORP OF AMERICA HOLDINGS DE X 07/07/03 AMEND LEGATO SYSTEMS INC DE X X 07/07/03 LIBERTY MEDIA CORP /DE/ DE X 07/03/03 LIQUIDGOLF HOLDING CORP NV X X 06/23/03 LONE STAR STEAKHOUSE & SALOON INC DE X X 07/07/03 MACATAWA BANK CORP MI X 07/01/03 MAGNITUDE INFORMATION SYSTEMS INC DE X X 07/07/03 MBNA CORP MD X 07/08/03 MEDICOR LTD DE X X 02/07/03 AMEND MERRILL LYNCH & CO INC DE X 07/08/03 MERRILL LYNCH MORT INV INC MORT LN AS DE X X 06/25/03 MERRILL LYNCH MORT INV INC MRT PSS TH DE X X 06/25/03 MERRILL LYNCH MORT INVES INC MRT PS T DE X X 06/25/03 MERRILL LYNCH MORT INVEST INC MLCC 20 DE X X 06/25/03 MERRILL LYNCH MORT INVEST INC MORT LN DE X X 06/25/03 MINORPLANET SYSTEMS USA INC DE X X 06/24/03 MORGAN STANLEY ABS CAPITAL II INC DE X X 07/03/03 MORGAN STANLEY CAPITAL I INC HOME EQ NY X X 06/25/03 MORGAN STANLEY DEAN WITTER CAPITAL I DE X X 06/25/03 MORTGAGE ASSET SEC TR MSTR ALT LN TR DE X X 06/25/03 MORTGAGE ASSET SEC TRANS INC MRT PS T DE X X 06/25/03 MORTGAGE ASSET SEC TRANSACTIONS INC M DE X X 06/25/03 MORTGAGE ASSET SEC TRANSACTIONS INC M DE X X 06/25/03 MORTGAGE PASS- THROUGH CERTIFICATES S DE X X 07/01/03 NAUTICA ENTERPRISES INC DE X X X 07/07/03 NETSMART TECHNOLOGIES INC DE X X 12/31/01 NETSMART TECHNOLOGIES INC DE X X 06/30/03 NETWORK 1 SECURITY SOLUTIONS INC DE X 07/01/03 NEUBERGER BERMAN INC DE X X 07/07/03 NEXEN INC A0 X X 07/07/03 NOVA OIL INC NV X 07/08/03 OPTION ONE MORT ACCEPT CORP ASSET BAC DE X X 06/25/03 OPTION ONE MORTGAGE ACCEP CORP AST BA DE X X 06/25/03 ORTHOVITA INC X X 06/26/03 ORYX TECHNOLOGY CORP DE X X 07/03/03 AMEND OWOSSO CORP PA X X 07/08/03 PACIFIC GAS & ELECTRIC CO CA X X 07/08/03 PASS THROUGH CERTIFICATES SERIES 200 DE X X 07/01/03 PENNS WOODS BANCORP INC PA X X 07/08/03 PEPSI BOTTLING GROUP INC DE X X 07/08/03 PG&E CORP CA X 07/08/03 PG&E CORP CA X X 07/08/03 PG&E NATIONAL ENERGY GROUP INC DE X X X 07/08/03 PLURISTEM LIFE SYSTEMS INC NV X 07/01/03 PMC SIERRA INC DE X X 07/08/03 PNC MORTGAGE SEC CORP MORT PASS THR C DE X X 07/01/03 POINT THERAPEUTICS INC DE X X 07/08/03 POTLATCH CORP DE X 07/01/03 PRAXIS PHARMACEUTICALS INC/CN UT X 04/09/03 PRINCETON VENTURES INC NV X X X X 05/30/03 PROASSURANCE CORP DE X X 07/07/03 PROASSURANCE CORP DE X X 07/08/03 PROTEIN DESIGN LABS INC/DE DE X 06/27/03 PROXIM CORP DE X X 07/07/03 PROXIM CORP DE X X 07/07/03 PROXIM CORP DE X X 07/07/03 PROXYMED INC /FT LAUDERDALE/ FL X X 07/03/03 RARE HOSPITALITY INTERNATIONAL INC GA X X 07/08/03 REDBACK NETWORKS INC DE X X 07/06/03 REGIS CORP MN X X 07/08/03 RELOCATE 411 COM INC / DE X 07/07/03 RENAISSANCE MORT ACCEPT CORP HOME EQ DE X X 06/25/03 RESIDENTIAL ASSET MORTGAGE PROD INC G DE X X 06/25/03 RESIDENTIAL ASSET SECURITIES CORP DE X X 07/08/03 RETRACTABLE TECHNOLOGIES INC TX X X 07/07/03 RFS HOTEL INVESTORS INC TN X 07/08/03 ROADWAY CORP DE X X 07/08/03 RUBY MINING CO CO X 07/08/03 SABINE ROYALTY TRUST TX X X 07/03/03 SAFENET INC DE X X 07/07/03 SALOMON MORTGAGE LOAN TRUST SERIES 20 DE X X 06/25/03 SCARAB SYSTEMS INC NV X 07/08/03 SCOTTISH ANNUITY & LIFE HOLDINGS LTD E9 X 07/03/03 SED INTERNATIONAL HOLDINGS INC DE X X 07/02/03 SKYFRAMES INC UT X 06/23/03 SMITH & WOLLENSKY RESTAURANT GROUP IN DE X X 07/08/03 SPAR GROUP INC DE X X 07/03/03 STATION CASINOS INC NV X 07/08/03 STRUCTURED ASSET INVESTMENT LOAN TRUS DE X X 06/25/03 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 06/25/03 STRUCTURED ASSET MORT INV INC BEAR ST DE X X 06/25/03 STRUCTURED ASSET MORT INV MORT PASS T NY X X 06/25/03 STRUCTURED ASSET MORTGAGE INV INC MOR NY X X 06/25/03 SULPHCO INC NV X 07/07/03 THORNBURG MORTGAGE SECURITIES TRUST 2 DE X X 06/25/03 TORCHMARK CORP DE X X 07/03/03 TOTAL ENTERTAINMENT RESTAURANT CORP DE X 07/08/03 TRANS CONTINENTAL ENTERTAINMENT GROUP DE X X X 07/01/03 UNITED SURGICAL PARTNERS INTERNATIONA DE X X 06/18/03 US AIRWAYS GROUP INC DE X X 07/08/03 VARIAN INC DE X X 07/08/03 VICOR CORP DE X X 07/07/03 VINEYARD NATIONAL BANCORP CA X X 07/08/03 WAMU MOR PASS THRU CERT SER 2001-AR1 DE X X 07/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 07/01/03 WAMU MORTGAGE PASS THROUGH CERT SERIE DE X X 07/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 07/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 07/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 07/01/03 WAMU MORTGAGE PASS THROUGH CERTIFICAT DE X X 07/01/03 WAMU MORTGAGE PASS-THROUGH CERTIFICAT DE X X 07/01/03 WARNACO GROUP INC /DE/ DE X X 07/08/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 07/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 07/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 07/01/03 WASHINGTON MUTUAL MOR SEC CORP MOR PA DE X X 07/01/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 07/01/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 07/01/03 WASHINGTON MUTUAL MORT SEC CORP PAS T DE X X 07/01/03 WASHINGTON MUTUAL MORTGAGE SEC CORP M DE X X 07/01/03 WASHINGTON MUTUAL MSC MORT PASS THROU DE X X 07/01/03 WASHINGTON MUTUAL MSC MORT PASS-THROU DE X X 07/01/03 WASHINGTON MUTUAL MSC MORTGAGE PASS T DE X X 07/01/03 WEBMD CORP /NEW/ DE X X 06/19/03 AMEND WEIRTON STEEL CORP DE X 07/08/03 WELLS FARGO & CO/MN DE X 07/08/03 WELLS FARGO ASSET SEC CORP MORT PASS DE X X 06/25/03 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 06/25/03 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 06/20/03 WELLS FARGO MORTGAGE BACKED SECURITIE DE X X 06/25/03 WESTERN WIRELESS CORP WA X X 07/08/03 WINTER SPORTS INC /NEW MT X 07/03/03 WMAU MORTGAGE PASS THROUGH CERTIFICAT DE X X 07/01/03 WORLD AM COMMUNICATIONS INC FL X X X 07/07/03 WORLDCOM INC GA X X 07/07/03 WORLDWATER CORP NV X X 06/10/03 AMEND WYNN RESORTS LTD X X 07/07/03 YELLOW CORP DE X X 07/08/03 YELLOW CORP DE X X 07/08/03 AMEND