SEC NEWS DIGEST Issue 2004-190 October 1, 2004 ENFORCEMENT PROCEEDINGS IN THE MATTER OF JOSEPH LENTS, BRIAN AGINSKI AND ANTHONY YONADI On September 30, the Commission instituted administrative proceedings pursuant to Section 15(b) of the Securities Exchange Act of 1934 (Exchange Act) against Joseph L. Lents, Brian E. Baginski and Anthony V. Yonadi, all of Boca Raton, Florida. The Division of Enforcement alleges that between at least November 2001 and April 29, 2002, Lents, who was the CEO of Investco, Inc., Baginski and Yonadi participated in an offering of Investco, Inc., stock, which at the time was a penny stock. The Order Instituting Proceedings (Order) is based on permanent injunctions entered against Lents, Baginski and Yonadi on March 12, 2004, Aug. 14, 2004, and March 12, 2003, respectively. The Division of Enforcement alleges that on March 12, 2004, on the basis on the Commission’s motion for summary judgment, the U.S. District Court for the Southern District of Florida entered a judgment permanently enjoining Lents from violating Sections 5 and 17(a) of the Securities Act of 1933 (Securities Act) and Section 10(b) of the Exchange Act of 1934 and Rule 10b-5 thereunder. It also alleges that on March 12, 2003, and Aug. 14, 2003, the Court entered orders permanently enjoining Yonadi and Baginski, respectively, from violating Section 5 of the Securities Act and Section 10(b) of the Exchange Act of 1934 and Rule 10b-5 thereunder. Yonadi and Baginski consented to the foregoing orders without admitting or denying the allegations of the complaint. [SEC v. Investco, Inc., et al., Case No 02-80466-CIV.] A hearing will be scheduled before an administrative law judge to determine whether the allegations contained in the Order are true, to provide Lents, Yonadi and Baginski with an opportunity to dispute these allegations, and to determine what remedial sanctions, if any, are in the public interest. The Commission directed that an administrative law judge shall issue an initial decision within 210 days from the date of service of the Order. (Rel. 34-50479; File No. 3-11693) IN THE MATTER OF STANLEY WASSER On October 1, the Commission issued an Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions (Order) against Stanley B. Wasser (Wasser), a resident of Plantation, Florida. The Order finds that on Aug. 23, 2004, Wasser was permanently enjoined from violating Sections 5(a), 5(c) and 17(a) of the Securities Act of 1933, Sections 10(b) and 15(a)(1) of the Securities Exchange Act of 1934, and Rule 10b-5 thereunder, in the district court action Securities and Exchange Commission v. Vector Medical Technologies, Inc., et al., Civil Action Number 03-80858-HURLEY (S.D. Fla.) (LR-18348). Based on the above, the Order bars Wasser from association with any broker or dealer. Wasser consented to the issuance of the Order without admitting or denying any of the findings, except he admitted the entry of the injunction. (Rel. 34-50482; File No. 3-11694) IN TH EMATTER OF OTC LIVE, INC. AND MARK SULEYMANOV An Administrative Law Judge has issued an Initial Decision in OTC Live, Inc., et al. dismissing the proceeding against Respondents OTC Live, Inc. (OTC Live) and Mark A. Suleymanov (Suleymanov). The Initial Decision concludes that Respondents OTC Live and Suleymanov did not violate Sections 5(a) and 5(c) of the Securities Act of 1933 because the Respondents were not underwriters within the meaning of Sections 4(1) and 2(a)(11) of the Securities Act. (Initial Decision No. 261; File No. 3-11309) SEC LEVELS FRAUD CHARGES AGAINST FORMER CEO OF CLARENT CORPORATION; SEC v. JERRY CHANG The Commission announced the filing of a complaint against Jerry S. Chang, the former Chief Executive Officer of Clarent Corporation (Clarent), for violating the Securities and Exchange Act of 1934. The complaint alleges that from December 2000 through August 2001, Chang caused Clarent to record fraudulently approximately $13 million in phony revenue, violated internal control procedures resulting in the loss of over $35 million in cash and caused Clarent to fail to disclose a $11 million liability. In addition, the complaint alleges that Chang promised a customer that Clarent would arrange for a third party company, in which another Clarent executive and his family had control, to buy Clarent’s product from the customer. The complaint charges Chang with violating the antifraud, corporate reporting, books and records and internal control provisions of the federal securities laws, and seeks injunctions, disgorgement and monetary penalties. In particular, the Commission asserts claims against Chang for violations of Sections 10(b), 13(b)(5) of the Securities Exchange Act of 1934 (Securities Act) and Rules 10b-5, 13b2-1 and 13b2-2 thereunder as well as for aiding and abetting violations of Sections 10(b), 13(a) and 13(b)(2)(A) of the Exchange Act and Rules 12b-20, 13a-1 and 13a-13 thereunder. In a related matter, the Commission filed a separate action against the former President of Clarent’s Asia Pacific office, Matthew M. Chiang, charging him with violating, or aiding and abetting violations of, the antifraud, corporate reporting, books and records and internal control provisions of the federal securities laws (SEC v. Matthew M. Chiang, No. C 04-4145 SI, USDC, N.D. Cal.; LR-18915). [SEC v. Jerry S. Chang, No. C 04-4144 MHP, USDC, N.D. Cal., San Francisco Division] (LR-18914; AAE Rel. 2117) SEC LEVELS FRAUD CHARGES AGAINST A FORMER PRESIDENT OF CLARENT CORPORATION; SEC v. MATTHEW CHIANG The Commission announced the filing of a complaint against Matthew M. Chiang, the former President of the Asia Pacific office of Clarent Corporation (Clarent), for violating the Securities and Exchange Act of 1934. The complaint alleges that from December 2000 through August 2001, Chiang caused Clarent to record fraudulently approximately $36 million in phony revenue and violated internal control procedures resulting in the loss of over $35 million in cash. The complaint alleges that Chiang provided customers with a right to cancel their orders or to return product to Clarent. In other instances, the complaint alleges, he promised customers that Clarent would arrange for a third party company, in which he and his family had control, to buy the Clarent product from the customers. The complaint charges Chiang with violating the antifraud, corporate reporting, books and records and internal control provisions of the federal securities laws, and seeks injunctions, disgorgement and monetary penalties. In particular, the Commission asserts claims against Chiang for violations of Sections 10(b), 13(b)(5) of the Securities Exchange Act of 1934 (Securities Act) and Rules 10b-5, 13b2-1 and 13b2-2 thereunder as well as for aiding and abetting violations of Sections 10(b), 13(a) and 13(b)(2)(A) and Rules 12b-20, 13a-1 and 13a-13 thereunder. In a related matter, the Commission filed a separate action against former Chief Executive Officer, Jerry S. Chang, charging him with violating, or aiding and abetting violations of, the antifraud, corporate reporting, books and records and internal control provisions of the federal securities laws (SEC v. Jerry S. Chang, No. C 04-4144 MHP, USDC, N.D. Cal.; LR-18914). [SEC v. Matthew M. Chiang, C 04-4145 SI, USDC, N.D. Cal., San Francisco Division] (LR-18915; AAE Rel. 2118) COURT ENJOINS JON DARMSTADTER, FORMER PRESIDENT AND CHIEF EXECUTIVE OFFICER OF THE CHILDREN’S BEVERAGE GROUP, ORDERS DISGORGEMENT, ASSESSES PENALTY AND BARS HIM FROM ACTING AS AN OFFICER AND DIRECTOR OF A PUBLIC COMPANY FOR 5 YEARS The Commission announced today that on Sept. 22, 2004, the U.S. District Court for the Northern District of Illinois entered A Final Judgment and Order of Permanent Injunction and other relief against Jon A. Darmstadter (Darmstadter), of Highland Park, Illinois for unauthorized transfers and sales of unregistered Children’s Beverage stock and for violations of the anti-fraud provisions of the federal securities laws. The Commission ‘s complaint alleged that from July 1998 through February 1999, Darmstadter transferred unregistered Children’s Beverage stock into and out of the brokerage account of one of his employees, without the employee’s knowledge or authorization. The Commission alleged that Darmstadter accomplished these transactions by transferring shares of unregistered Children’s Beverage stock into the employee’s account from a Canadian brokerage account which Darmstadter controlled and then falsely advising the employee’s brokerage account representative that the employee was physically incapacitated and unable to communicate by telephone. The Commission alleged that Darmstadter sent the account representative forged letters of authorization purporting to contain the employee’s signature with transfer instructions. The letters instructed the account representative to transfer the unregistered Children’s Beverage stock to friends, family and business associates of Darmstadter. The Court entered an order of permanent injunction, enjoining Darmstadter from violating Sections 5(a), 5(c) and Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder and ordered Darmstadter to pay disgorgement of $11,557, plus prejudgment interest of $4,997 and a civil penalty of $55,000. The Court also entered an order prohibiting Darmstadter from serving as an officer and a director of a publicly held company for five years. Darmstadter consented to the entry of the injunction, disgorgement, civil penalty and officer and director bar without admitting or denying the allegations of the Commission’s complaint. [SEC v. Darmstadter, USDC, N.D. IL, Civil Action No. 03-C- 4166] (LR-18916) SELF-REGULATORY ORGANIZATIONS ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted approval of a proposed rule change (SR-NASD-2003- 13) and Amendment No. 1 thereto submitted by the National Association of Securities Dealers and granted accelerated approval of Amendment Nos. 2 and 3 to the proposed rule change relating to new Interpretive Material to NASD Rule 2210(d)(2)(N) to allow NASD member firms to use certain investment analysis tools. Publication of the proposal is expected in the Federal Register during the week of October 4. (Rel. 34-50463) The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2004-116) and Amendment No. 1 thereto relating to amendments to the Supervisory Control and Inspection Procedures Rule. Publication of the proposal is expected in the Federal Register during the week of October 4. (Rel. 34-50477) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-PCX-2003-64) and Amendments No. 1 and 2 thereto and granted accelerated approval of Amendments No. 3, 4, and 5 thereto submitted by the Pacific Exchange revising the Exchange’s rules regarding facilitation crosses. (Rel. 34- 50473) The Commission approved a proposed rule change (SR-NSX-2004-02), as amended by Amendment No. 1, submitted by the National Stock Exchange relating to Anti-Money Laundering Compliance Programs. Publication of the order is expected in the Federal Register during the week of October 4. (Rel. 34-50475) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . SB-2 SMART ONLINE INC, 523 DAVIS DRIVE, STE 200, DURHAM, NC, 27709, 1,699,993 ($8,499,965.00) Equity, (File 333-119385 - Sep. 30) (BR. 03) S-8 POWER TECHNOLOGY INC/CN, 1000 W BONANZA RD, 604-925-0716, LAS VEGAS, NV, 89106, 7023823385 - 20,000,000 ($600,000.00) Equity, (File 333-119386 - Sep. 30) (BR. 09) S-8 FLEXTRONICS INTERNATIONAL LTD, 0654495255 - 21,000,000 ($275,520,000.00) Other, (File 333-119387 - Sep. 30) (BR. 36) S-8 AUGRID CORP, 2275 EAST 55TH STREET, 2ND FLOOR, CLEVELAND, OH, 44103, 7025921816 - 100,000,000 ($106,000.00) Equity, (File 333-119388 - Sep. 30) (BR. 09) S-11 FIC INVESTMENTS USA CORP., #3800 WELLS FARGO CENTER, 999 3RD AVENUE, SEATTLE, WA, 98104-4023, 206-224-3714 - 3,000,000 ($3,000,000.00) Equity, (File 333-119392 - Sep. 30) (BR. 08) S-4 Gold Kist Holdings Inc., 244 PERIMETER CENTER PARKWAY, N.E., ATLANTA, GA, 30346, 404-393-5000 - 0 ($61,900,000.00) Equity, (File 333-119393 - Sep. 30) (BR. 04) S-8 UNIONBANCORP INC, 321 WEST MAIN STREET, --, OTTAWA, IL, 61350, 815-431-2720 - 0 ($4,143,000.00) Equity, (File 333-119394 - Sep. 30) (BR. 07) S-1 Community Bancorp, 400 S. 4TH STREET, SUITE 215, LAS VEGAS, NV, 89101, 702-878-0700 - 0 ($48,600,000.00) Equity, (File 333-119395 - Sep. 30) (BR. 09) S-8 ALLEGHENY ENERGY INC, 10435 DOWNSVILLE PIKE, HAGERSTOWN, MD, 21740-1766, 3017903400 - 300,000 ($4,812,000.00) Equity, (File 333-119397 - Sep. 30) (BR. 02) S-3 NORFOLK SOUTHERN CORP, THREE COMMERCIAL PL, NORFOLK, VA, 23510-2191, 7576292680 - 550,000,000 ($550,000,000.00) Equity, (File 333-119398 - Sep. 30) (BR. 05) S-8 NORDSON CORP, 28601 CLEMENS RD, WESTLAKE, OH, 44145, 2168921580 - 0 ($262,080,000.00) Equity, (File 333-119399 - Sep. 30) (BR. 06) S-8 MIKRON INFRARED INC, 16 THORNTON ROAD, OAKLAND, NJ, 07436, 2014050900 - 0 ($4,234,880.00) Equity, (File 333-119400 - Sep. 30) (BR. 36) S-8 First National Power Corp., 1109 7TH COURT, FOX ISLAND, WA, 98333, 604-858-0890 - 43,500 ($10,005.00) Equity, (File 333-119401 - Sep. 30) (BR. 02) S-8 GRAPHON CORP/DE, 400 COCHRANE CIRCLE, MORGAN HILL, CA, 95037, 4087763232 - 900,000 ($243,000.00) Equity, (File 333-119402 - Sep. 30) (BR. 03) SB-2 XSTREAM BEVERAGE GROUP INC, 954-725-8988 - 6,956,003 ($14,259,807.00) Equity, (File 333-119403 - Sep. 30) (BR. 09) S-8 INFORM WORLDWIDE HOLDINGS INC, 103333 E DRY CREEK ROAD, SUITE 270, ENGLEWOOD, CO, 80112, 7192271903 - 50,000,000 ($1,500,000.00) Equity, (File 333-119405 - Sep. 30) (BR. 09) S-1 KULICKE & SOFFA INDUSTRIES INC, 2101 BLAIR MILL RD, WILLOW GROVE, PA, 19090, 2157846000 - 0 ($65,000,000.00) Debt Convertible into Equity, (File 333-119406 - Sep. 30) (BR. 36) S-1 KULICKE & SOFFA INDUSTRIES INC, 2101 BLAIR MILL RD, WILLOW GROVE, PA, 19090, 2157846000 - 0 ($760,200.00) Equity, (File 333-119407 - Sep. 30) (BR. 36) S-8 GAMING & ENTERTAINMENT GROUP INC, 6757 SPENCER STREET, ., LAS VEGAS, NV, 89119-3912, 702-932-2274 - 3,000,000 ($2,319,000.00) Equity, (File 333-119408 - Sep. 30) (BR. 08) S-8 CRITICAL THERAPEUTICS INC, 675 MASSACHUSETTS AVE, 14TH FLOOR, CAMBRIDGE, MA, 02139, 6173549311 - 0 ($25,576,802.00) Equity, (File 333-119409 - Sep. 30) (BR. 01) S-8 COMPASS MINERALS INTERNATIONAL INC, 8300 COLLEGE BOULEVARD, OVERLAND PARK, KS, 66210, 9133449200 - 0 ($1,314,000.00) Equity, (File 333-119410 - Sep. 30) (BR. 04) S-3 BOSTON SCIENTIFIC CORP, ONE BOSTON SCIENTIFIC PL, NATICK, MA, 01760-1537, 5086508000 - 0 ($1,500,000,000.00) Other, (File 333-119412 - Sep. 30) (BR. 36) S-8 LIBBEY INC, 300 MADISON AVE, PO BOX 10060, TOLEDO, OH, 43604, 4193252100 - 1,000,000 ($17,300,000.00) Equity, (File 333-119413 - Sep. 30) (BR. 06) SB-2 GRANT VENTURES INC, 56W 4005 S, STE 220, SALT LAKE CITY, UT, 84101, 8013223401 - 0 ($16,987,946.50) Equity, (File 333-119425 - Sep. 30) (BR. 09) S-8 TREY INDUSTRIES INC, 48,000 ($336,000.00) Equity, (File 333-119426 - Sep. 30) (BR. 08) SB-2 ALLIANCE PHARMACEUTICAL CORP, 6175 LUSK BLVD, SAN DIEGO, CA, 92121, 8584105200 - 67,340,993 ($20,875,707.00) Equity, (File 333-119428 - Sep. 30) (BR. 01) S-3 NASTECH PHARMACEUTICAL CO INC, 3450 MONTE VILLA PARKWAY, BOTHELL, WA, 98021, 4259083600 - 0 ($80,000,000.00) Other, (File 333-119429 - Sep. 30) (BR. 01) S-2 SECURED DIGITAL APPLICATIONS INC, SUITE 11.02, MENARA MERAIS, NO. 1, NO. JALAN 19/3, SELANGOR MALAYSIA, N8, N8, 3037061606 - 10,000,000 ($3,500,000.00) Equity, (File 333-119430 - Sep. 30) (BR. 37) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: 1.01 Entry into a Material Definitive Agreement 1.02 Termination of a Material Definitive Agreement 1.03 Bankruptcy or Receivership 2.01 Completion of Acquisition or Disposition of Assets 2.02 Results of Operations and Financial Condition 2.03 Creation of a Direct Financial Obligation or an Obligation under an Off- Balance Sheet Arrangement of a Registrant 2.04 Triggering Events That Accelerate or Increase a Direct Financial Obligation under an Off-Balance Sheet Arrangement 2.05 Cost Associated with Exit or Disposal Activities 2.06 Material Impairments 3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 3.02 Unregistered Sales of Equity Securities 3.03 Material Modifications to Rights of Security Holders 4.01 Changes in Registrant’s Certifying Accountant 4.02 Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 5.01 Changes in Control of Registrant 5.02 Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers 5.03 Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year 5.04 Temporary Suspension of Trading Under Registrant's Employee Benefit Plans 5.05 Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics 7.01 Regulation FD Disclosure 8.01 Other Events 9.01 Financial Statements and Exhibits 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE DATE COMMENT ------------------------------------------------------------------------------------------------ 24/7 REAL MEDIA INC DE 9.01 08/19/04 AMEND 3CI COMPLETE COMPLIANCE CORP DE 1.01,9.01 09/30/04 5 G WIRELESS COMMUNICATIONS INC NV 1.01,5.02,9.01 09/22/04 5 G WIRELESS COMMUNICATIONS INC NV 4.01,9.01 06/07/04 AMEND ABFC ASSET-BACKED CERTIFICATES SERIES DE 8.01,9.01 08/25/04 ABFC ASSET-BACKED CERTIFICATES SERIES DE 8.01,9.01 09/25/04 ACCESS PHARMACEUTICALS INC DE 8.01,9.01 09/30/04 Accredited Mortgage Loan Trust 2004-2 DE 9.01 09/27/04 ACTUANT CORP WI 2.02 09/30/04 ADDVANTAGE TECHNOLOGIES GROUP INC OK 7.01,9.01 09/30/04 ADVANCED BATTERY TECHNOLOGIES, INC. DE 4.01 09/27/04 AFFORDABLE RESIDENTIAL COMMUNITIES IN MD 7.01,9.01 09/29/04 AIRGATE PCS INC /DE/ DE 8.01,9.01 09/30/04 AIRGATE PCS INC /DE/ DE 7.01,9.01 09/30/04 AIRLEASE LTD CA 7.01,9.01 09/30/04 AIRPLANES LTD DE 8.01,9.01 09/30/04 AKORN INC LA 1.01,9.01 09/28/04 ALEXANDERS INC DE 7.01,9.01 09/29/04 ALLEGHENY ENERGY INC MD 1.01,2.06,9.01 09/30/04 ALLIS CHALMERS CORP DE 1.01,3.02,8.01,9.01 09/24/04 AMB PROPERTY CORP MD 1.01,9.01 09/24/04 AMB PROPERTY LP DE 1.01,9.01 09/24/04 AMERICAN LOCKER GROUP INC DE 4.01,9.01 09/24/04 AMERICAN TOWER CORP /MA/ DE 8.01,9.01 09/27/04 AMERIQUEST MORTGAGE SECURITIES INC DE 8.01,9.01 09/29/04 AMERIQUEST MORTGAGE SECURITIES INC DE 8.01,9.01 09/29/04 AMKOR TECHNOLOGY INC DE 2.02 09/29/04 ANADARKO PETROLEUM CORP DE 1.01 09/28/04 ANADYS PHARMACEUTICALS INC 2.03,5.02 09/24/04 AON CORP DE 5.02,8.01,9.01 09/30/04 APPLIED FILMS CORP CO 8.01 09/27/04 ARBOR REALTY TRUST INC MD 8.01,9.01 09/30/04 ARDENT HEALTH SERVICES LLC DE 8.01,9.01 09/30/04 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 09/30/04 ARIAD PHARMACEUTICALS INC DE 8.01,9.01 09/30/04 ARMSTRONG HOLDINGS INC /PA/ PA 8.01,9.01 09/30/04 ASHFORD HOSPITALITY TRUST INC MD 1.01,9.01 09/24/04 ASIA PREMIUM TELEVISION GROUP NV 5.02 09/30/04 ASP VENTURES CORP FL 3.02 09/28/04 Asset Backed Funding Corp C-BASS Mort DE 8.01,9.01 08/25/04 Asset Backed Funding Corp. ABFC Asset DE 8.01,9.01 09/25/04 ASSET BACKED SECURITIES CORP DE 8.01,9.01 09/30/04 ASSET-BACKED CERTIFICATES SERIES 2004 DE 9.01 09/27/04 ASSET-BACKED PASS-THROUGH CERTIFICATE DE 8.01 09/27/04 ASSURETEC HOLDINGS INC DE 5.02,9.01 09/29/04 ASTORIA FINANCIAL CORP DE 8.01,9.01 09/27/04 ATP OIL & GAS CORP TX 1.01,9.01 09/24/04 AVATAR HOLDINGS INC DE 5.02,9.01 09/29/04 BANC OF AMERICA ALTERNATIVE LOAN TRU NY 8.01,9.01 09/27/04 Banc of America Alternative Loan Trus DE 8.01,9.01 09/27/04 Banc of America Alternative Loan Trus DE 8.01,9.01 09/27/04 Banc of America Alternative Loan Trus DE 8.01,9.01 09/27/04 Banc of America Alternative Loan Trus DE 8.01,9.01 09/27/04 BANC OF AMERICA ALTERNATIVE LOAN TRUS NY 8.01,9.01 09/27/04 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 09/28/04 BANC OF AMERICA FUNDING CORP DE 8.01,9.01 09/29/04 BANC OF AMERICA FUNDING CORP MORT PAS DE 9.01 09/25/04 Banc of America Funding Corp. Mortgag DE 8.01,9.01 09/27/04 BANC OF AMERICA MORT SEC ALTERNATIVE DE 8.01,9.01 09/27/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 09/27/04 BANC OF AMERICA MORT SEC INC ALTERNAT DE 8.01,9.01 09/27/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 09/27/04 BANC OF AMERICA MORT SEC INC MORT PAS DE 8.01,9.01 09/25/04 BANC OF AMERICA MORT SEC INC MORT PS DE 8.01,9.01 09/27/04 BANC OF AMERICA MORT SECS INC MORT PA DE 8.01,9.01 09/27/04 BANC OF AMERICA MORTGAG SEC INC PASS DE 8.01,9.01 09/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 09/27/04 Banc of America Mortgage Securities M DE 8.01,9.01 09/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 09/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 09/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 09/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 09/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 09/25/04 Banc of America Mortgage Securities M DE 8.01,9.01 09/25/04 BANC OF AMERICA MORTGAGE SECURITIES P DE 8.01,9.01 09/25/04 BANC OF AMERICA MORTGAGE SECURITIES S DE 8.01,9.01 09/25/04 BANC ONE FINANCIAL SERVICES HOME EQUI NY 8.01,9.01 09/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 09/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 08/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 09/25/04 BANK OF AMERICA MORT SEC INC MORT PAS DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE 9.01 08/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE 9.01 08/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MOR DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SEC INC MORT DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE 9.01 09/25/04 BANK OF AMERICA MORTGAGE SECURITIES I DE 9.01 09/25/04 BASSETT FURNITURE INDUSTRIES INC VA 2.02,5.02,5.03 09/27/04 BEAR STEARNS ASSET-BACKED CERTIFICAT DE 9.01 09/27/04 BEAR STEARNS ASSET BACKED CERTIFICATE DE 9.01 09/27/04 BEAR STEARNS ASSET BACKED SEC INC SER DE 9.01 09/27/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 09/29/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 09/28/04 BEAR STEARNS ASSET BACKED SECURITIES DE 8.01,9.01 09/29/04 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 09/27/04 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 09/27/04 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 09/27/04 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 09/27/04 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 09/27/04 BEAR STEARNS ASSET BACKED SECURITIES DE 9.01 09/27/04 BEAR STEARNS COMMERCIAL MORTGAGE SECU DE 8.01,9.01 09/29/04 BEAR STEARNS COMPANIES INC DE 8.01,9.01 09/27/04 BEAR STEARNS DEPOSITOR INC TRUST CERT 8.01,9.01 09/15/04 BEHRINGER HARVARD SHORT TERM OPPORTUN TX 9.01 09/30/04 AMEND BELLSOUTH CORP GA 8.01,9.01 09/30/04 BioMed Realty Trust Inc MD 3.02 09/24/04 BLOCKBUSTER INC DE 8.01 09/28/04 BOSTON SCIENTIFIC CORP DE 1.01,9.01 09/24/04 BRADLEY PHARMACEUTICALS INC DE 1.01,9.01 09/28/04 BRE PROPERTIES INC /MD/ MD 7.01,9.01 09/30/04 C&D TECHNOLOGIES INC DE 5.02 09/30/04 CABOT MICROELECTRONICS CORP DE 7.01 09/29/04 CABOT MICROELECTRONICS CORP DE 7.01 09/30/04 AMEND CALLWAVE INC 8.01,9.01 09/30/04 CALPINE CORP DE 1.01,3.03,8.01,9.01 09/28/04 CAMCO FINANCIAL CORP DE 8.01,9.01 09/28/04 CANYON RESOURCES CORP DE 8.01,9.01 09/30/04 CAPITAL LEASE FUNDING INC 2.01 09/24/04 CARE CONCEPTS I INC /FL/ DE 7.01,9.01 09/28/04 CARRINGTON LABORATORIES INC /TX/ TX 1.01 09/24/04 CASTELLE \CA\ DE 4.01,9.01 09/24/04 CCP WORLDWIDE INC 1.01,9.01 09/28/04 CENTILLIUM COMMUNICATIONS INC DE 1.01,9.01 09/28/04 CERIDIAN CORP /DE/ DE 1.01,2.02,7.01,9.01 09/30/04 CHAMPIONSHIP AUTO RACING TEAMS INC DE 7.01,8.01,9.01 09/29/04 CHARTER COMMUNICATIONS INC /MO/ DE 5.03,9.01 09/24/04 CHASE CREDIT CARD MASTER TRUST NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2001-1 DE 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2001-4 DE 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2001-5 DE 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2002-1 DE 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2002-2 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2002-3 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2002-4 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2002-5 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2002-6 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2002-7 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2002-8 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2003-1 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2003-2 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2003-3 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2003-4 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2003-5 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2003-6 NY 8.01,9.01 09/15/04 CHASE CREDIT CARD OWNER TRUST 2004-1 NY 8.01,9.01 09/15/04 Chase Credit Card Owner Trust 2004-2 NY 8.01,9.01 09/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2001 DE 8.01,9.01 09/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2001 DE 8.01,9.01 09/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE 8.01,9.01 09/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2002 DE 8.01,9.01 09/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 09/15/04 CHASE MANHATTAN AUTO OWNER TRUST 2003 DE 8.01,9.01 09/15/04 CHASE MANHATTAN AUTO TRUST 2004-A DE 8.01,9.01 09/15/04 CHASE MANHATTAN BANK /NY/ NY 8.01,9.01 09/15/04 CHASE MANHATTAN BANK CHASE CREDIT CAR DE 8.01,9.01 09/15/04 CHASE MANHATTAN BANK CHASE CREDIT CAR DE 8.01,9.01 09/15/04 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 09/15/04 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 09/15/04 CHASE MANHATTAN BANK USA CHASE CREDIT DE 8.01,9.01 09/15/04 CHASE MANHATTAN BANK USA CHASE MANHAT DE 8.01,9.01 09/15/04 CHASE MANHATTAN MARINE OWNER TRUST 19 NY 8.01,9.01 09/15/04 CHASE MANHATTAN RV OWNER TRUST 1997-A DE 8.01,9.01 09/15/04 CHEESECAKE FACTORY INCORPORATED DE 7.01,8.01,9.01 09/29/04 CHIQUITA BRANDS INTERNATIONAL INC NJ 1.01,2.03,3.03,9.01 09/24/04 CHL Mortgage Pass Through Trust 2004- DE 9.01 09/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 CHL MORTGAGE PASS-THROUGH TRUST 2004- DE 9.01 09/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 08/25/04 CHL Mortgage Pass-Through Trust 2004- DE 9.01 09/25/04 CHRISTOPHER & BANKS CORP DE 7.01,9.01 09/30/04 CINCINNATI FINANCIAL CORP DE 7.01,9.01 09/30/04 CINGULAR WIRELESS LLC DE 2.05 09/24/04 CITADEL BROADCASTING CORP DE 1.01,5.02,9.01 09/29/04 CITICORP MORTGAGE SECURITIES INC DE 8.01 09/29/04 CITICORP MORTGAGE SECURITIES INC DE 2.01 09/29/04 CITIGROUP MORTGAGE LOAN TRUST SERIES 8.01,9.01 08/25/04 AMEND CITIZENS COMMUNICATIONS CO DE 5.02,8.01,9.01 09/30/04 CMGI INC DE 2.02,9.01 09/30/04 COCA COLA ENTERPRISES INC DE 5.02 09/29/04 COLLEGIATE PACIFIC INC DE 1.01,9.01 09/29/04 COLLINS & AIKMAN CORP DE 5.02 09/29/04 COMMERCIAL CAPITAL BANCORP INC NV 8.01,9.01 09/30/04 COMMUNITY BANK SHARES OF INDIANA INC IN 5.02 09/30/04 COMPUTER ASSOCIATES INTERNATIONAL INC DE 2.05,9.01 09/29/04 CONOCOPHILLIPS DE 7.01,8.01,9.01 09/29/04 CONSTELLATION BRANDS, INC. DE 2.02,7.01,9.01 09/30/04 COOPERATIVE BANKSHARES INC NC 7.01,9.01 09/28/04 CREDIT SUISSE FIRST BOSTON MORTGAGE A DE 8.01,9.01 09/30/04 CREDIT SUISSE FIRST BOSTON USA INC DE 8.01 09/29/04 CREDITRISKMONITOR COM INC NV 4.01,9.01 09/27/04 CSFB MORTGAGE BACKED PASS THR CERTS S DE 8.01,9.01 09/27/04 CSFB MORTGAGE BACKED PASS THR CERTS S DE 8.01,9.01 09/27/04 CSFB MORTGAGE BACKED PASS THROUGH CER DE 8.01,9.01 09/27/04 CSFB MORTGAGE BACKED PASS THRU CERT S DE 8.01,9.01 09/27/04 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 09/27/04 CSFB Mortgage-Backed Pass-Through Cer DE 8.01,9.01 09/27/04 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE 8.01,9.01 09/27/04 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE 8.01,9.01 09/27/04 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE 8.01,9.01 09/27/04 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE 8.01,9.01 09/27/04 CSFB MORTGAGE-BACKED PASS-THROUGH CER DE 8.01,9.01 09/30/04 CSFB MTG BACKED P/T CERTIFICATES SERI 8.01,9.01 09/27/04 CUBIST PHARMACEUTICALS INC DE 5.02 09/29/04 CUMULUS MEDIA INC DE 8.01,9.01 09/28/04 CWABS INC DE 8.01,9.01 09/27/04 CWABS INC DE 8.01,9.01 09/30/04 CWABS INC DE 8.01,9.01 09/30/04 CWALT INC 8.01,9.01 09/28/04 CWALT INC 9.01 09/30/04 CWALT INC 9.01 09/30/04 CWMBS 2004-J4 DE 9.01 09/25/04 CWMBS 2004-J5 DE 9.01 09/25/04 CWMBS 2004-J6 DE 9.01 09/25/04 CWMBS INC DE 9.01 09/30/04 CWMBS INC DE 8.01,9.01 09/28/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE 9.01 09/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE 9.01 09/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE 9.01 09/25/04 CWMBS INC CHL MORTGAGE PASS THROUGH T DE 9.01 09/25/04 CWMBS INC CHL MORTGAGE PASS-THROUGH T DE 9.01 09/25/04 CWMBS INC MORTGAGE PASS THROUGH TRUST DE 9.01 09/25/04 DATASCOPE CORP DE 5.02,5.03 09/27/04 DCAP GROUP INC/ DE 5.02 09/24/04 DELCATH SYSTEMS INC DE 8.01,9.01 09/30/04 DENDRITE INTERNATIONAL INC NJ 1.01,2.03,9.01 09/24/04 DERMA SCIENCES INC PA 8.01 09/24/04 DIGITAL FUSION INC/NJ/ DE 8.01 09/30/04 DIGITAL RECORDERS INC NC 4.01,9.01 09/03/04 AMEND DIRECTV GROUP INC DE 1.01,9.01 09/27/04 DIRECTV HOLDINGS LLC DE 1.01,9.01 09/27/04 DISCOVER CARD MASTER TRUST I DE 8.01 09/30/04 DOCUMENT SECURITY SYSTEMS INC NY 5.02,5.03 09/24/04 DORCHESTER MINERALS LP DE 1.01,2.01,3.02,7.01,9.01 09/28/04 DRYCLEAN USA INC DE 2.02,8.01,9.01 09/28/04 DURATEK INC DE 5.02 09/27/04 DYNASIL CORP OF AMERICA NJ 3.02,5.01 09/23/04 E DEAL NET INC NV 8.01 09/24/04 EDUCATE INC DE 1.01,9.01 09/28/04 EDUCATION FUNDING CAPITAL TRUST-IV DE 8.01,9.01 09/17/04 EGAIN COMMUNICATIONS CORP DE 1.01,9.01 09/29/04 ELECTRONIC CLEARING HOUSE INC NV 1.01,9.01 09/27/04 ELECTRONIC DATA SYSTEMS CORP /DE/ DE 1.01 09/29/04 EMAK WORLDWIDE INC DE 8.01,9.01 09/28/04 Emrise CORP DE 2.01,9.01 07/13/04 AMEND ENDOCARDIAL SOLUTIONS INC DE 1.01,9.01 09/29/04 ENERGY PRODUCERS INC NV 3.02 09/26/04 ENERGY PRODUCERS INC NV 7.01,8.01,9.01 06/29/04 AMEND ENERGY WEST INC MT 2.02,9.01 09/28/04 ENTERPRISE PRODUCTS PARTNERS L P DE 2.01,2.03,5.02,5.03,7.01,9.01 09/30/04 ENVIRONMENTAL MONITORING & TESTING CO DE 4.01,9.01 06/03/04 AMEND EOG RESOURCES INC DE 7.01 09/30/04 EQUUS GAMING CO LP VA 8.01,9.01 09/29/04 ESSEX PROPERTY TRUST INC MD 7.01 09/29/04 EVANS BANCORP INC NY 1.01,9.01 09/27/04 EXACT SCIENCES CORP DE 7.01,9.01 09/29/04 EXPRESSJET HOLDINGS INC DE 8.01,9.01 09/29/04 FAMILY DOLLAR STORES INC DE 2.02,8.01,9.01 09/30/04 FELCOR LODGING L P DE 8.01,9.01 09/08/04 AMEND FERRELLGAS PARTNERS L P DE 2.02,7.01,9.01 09/30/04 FIDELITY NATIONAL FINANCIAL INC /DE/ DE 1.01,9.01 09/29/04 FINANCIAL ASSET SECURITIES CORP FIRST DE 2.01,9.01 09/10/04 FIRST BANCORP /NC/ NC 8.01,9.01 09/29/04 First Franklin Mortgage Loan Trust 20 8.01,9.01 09/27/04 First Franklin Mortgage Loan Trust 20 8.01,9.01 09/27/04 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/30/04 FIRST HORIZON ASSET SECURITIES INC DE 8.01,9.01 09/30/04 FIRST MIDWEST FINANCIAL INC DE 1.01 09/27/04 FIRSTENERGY CORP OH 8.01 09/30/04 FOREST CITY ENTERPRISES INC OH 7.01 09/30/04 FRANKLIN AUTO TRUST 2003-2 DE 8.01,9.01 08/31/04 Franklin Auto Trust 2004-1 DE 8.01,9.01 08/31/04 FRANKLIN CAPITAL CORP DE 1.01,9.01 09/30/04 FRANKLIN RESOURCES INC DE 8.01,9.01 08/31/04 FRESH CHOICE INC DE 4.01,9.01 09/24/04 GAP INC DE 5.02,9.01 09/28/04 GAS TRANSMISSION NORTHWEST CORP CA 5.02 09/27/04 GENAERA CORP DE 8.01,9.01 09/28/04 GENAERA CORP DE 8.01,9.01 09/29/04 GENERAL EMPLOYMENT ENTERPRISES INC IL 2.01,9.01 09/24/04 GENERAL MILLS INC DE 5.02 09/27/04 GENUINE PARTS CO GA 7.01,9.01 09/30/04 GERMAN AMERICAN BANCORP IN 5.02,9.01 09/28/04 GLOBAL INDUSTRIES LTD LA 1.01 09/30/04 GLOBAL INDUSTRIES LTD LA 1.01 09/30/04 GOLDFIELD CORP DE 8.01,9.01 09/30/04 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01,9.01 09/30/04 GREENWICH CAPITAL ACCEPTANCE INC DE 8.01 09/30/04 GS MORTGAGE SECURITIES CORP DE 8.01,9.01 09/29/04 GS Mortgage Securities Corp. GSAA HOM DE 8.01,9.01 09/27/04 GS MORTGAGE SECURITIES CORP. GSAA TRU DE 8.01,9.01 09/27/04 HALLIBURTON CO DE 7.01 09/30/04 HARBOR FLORIDA BANCSHARES INC DE 8.01 09/27/04 HARTFORD LIFE INSURANCE CO CT 9.01 09/30/04 HAWK CORP DE 8.01,9.01 09/30/04 HEALTH ENHANCEMENT PRODUCTS INC NV 5.02 09/30/04 HEALTH ENHANCEMENT PRODUCTS INC NV 2.06 09/30/04 HEARTLAND OIL & GAS CORP NV 1.01,2.01,3.02 09/27/04 HEMACARE CORP /CA/ CA 2.02 09/30/04 HF FINANCIAL CORP DE 4.01,9.01 09/28/04 HOMESTAR MORTGAGE ACCEPTANCE CORP DE 2.01,9.01 09/28/04 HOST AMERICA CORP DE 7.01,9.01 09/29/04 HUMANA INC DE 7.01 09/30/04 HUTTIG BUILDING PRODUCTS INC DE 1.01,1.02,2.03,8.01,9.01 09/24/04 IBASIS INC DE 1.01,9.01 09/24/04 IDACORP INC ID 8.01 09/30/04 IMH ASSETS CORP DE 8.01,9.01 09/28/04 IMH ASSETS CORP DE 2.01,8.01,9.01 09/29/04 IMH ASSETS CORP IMPAC CMB TRUST SERIE DE 8.01 09/27/04 IMPAX LABORATORIES INC DE 8.01 09/24/04 IMPERIAL INDUSTRIES INC DE 1.01,2.03 09/27/04 IMPERIAL OIL LTD 8.01,9.01 09/30/04 IN STORE MEDIA SYSTEMS INC NV 8.01,9.01 08/01/04 INDIANTOWN COGENERATION LP DE 8.01 09/15/04 INDYMAC BANCORP INC DE 2.03 09/29/04 INDYMAC MBS INC 9.01 09/30/04 INDYMAC MBS INC 8.01,9.01 09/20/04 INDYMAC MBS INC 8.01,9.01 09/23/04 INTEGRATED PERFORMANCE SYSTEMS INC NY 3.02 09/28/04 INTELLIGROUP INC NJ 1.01,3.02,3.03 09/24/04 INTERCELL INTERNATIONAL CORP NV 3.02,5.02,9.01 09/24/04 INTERCEPT INC GA 1.01 09/29/04 INTERPLAY ENTERTAINMENT CORP DE 3.01 09/27/04 INVESTORS TITLE CO NC 4.01 09/24/04 ISOLAGEN INC DE 1.01,5.02,9.01 09/27/04 IVP TECHNOLOGY CORP NV 1.01,9.01 09/29/04 J C PENNEY CO INC DE 5.02 09/29/04 JASMINES GARDEN NV 1.01,8.01,9.01 09/29/04 JCM PARTNERS LLC DE 8.01,9.01 09/22/04 JEWETT CAMERON TRADING CO LTD OR 5.02 09/29/04 KIMCO REALTY CORP MD 1.01 09/27/04 KNBT BANCORP INC PA 7.01,9.01 09/28/04 KNIGHTSBRIDGE FINE WINES INC NV 1.01,2.03,9.01 09/29/04 KNIGHTSBRIDGE FINE WINES INC NV 5.02,9.01 09/29/04 LAWSON SOFTWARE INC DE 2.02,8.01,9.01 09/30/04 LEHMAN ABS CORP DE 8.01 09/29/04 LEHMAN ABS CORP MORTGAGE PASS-THROUGH DE 9.01 09/27/04 LEUCADIA NATIONAL CORP NY 1.01,9.01 09/24/04 LIBERATE TECHNOLOGIES DE 7.01,9.01 09/29/04 LIBERTY STAR GOLD CORP NV 4.01,9.01 09/13/04 AMEND LYNX THERAPEUTICS INC DE 1.01,9.01 09/28/04 M I HOMES INC OH 1.01,2.03,7.01,9.01 09/27/04 MARKWEST HYDROCARBON INC DE 1.01 09/24/04 MBNA CORP MD 1.01 09/30/04 MEMORY PHARMACEUTICALS CORP 5.02,9.01 09/28/04 MERCER INTERNATIONAL INC WA 7.01,9.01 09/30/04 MERCURY AIR GROUP INC NY 2.02,9.01 09/28/04 MERRILL LYNCH MORT INVEST INC C-BA MO DE 8.01,9.01 09/27/04 METLIFE INC DE 1.01,5.02,8.01,9.01 09/28/04 METROPOLITAN HEALTH NETWORKS INC FL 5.02,5.03,5.05,8.01,9.01 09/24/04 MIDWAY GAMES INC DE 5.02 09/27/04 MIIX GROUP INC DE 2.02,8.01,9.01 09/29/04 MILACRON INC DE 8.01,9.01 09/30/04 MILLENNIUM CELL INC DE 9.01 09/30/04 MIRAVANT MEDICAL TECHNOLOGIES DE 8.01 09/30/04 MORGAN STANLEY CAPITAL I INC HOME EQ NY 8.01,9.01 09/25/04 MORTGAGE ASSET SECURITIZATION TRANSAC DE 8.01,9.01 09/29/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 08/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 09/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 09/25/04 MORTGAGE PASS THROUGH CERTIFICATES SE DE 9.01 09/25/04 MORTGAGE PASS-THROUGH CERTIFICATES SE DE 8.01,9.01 09/27/04 MOVIE GALLERY INC DE 8.01,9.01 09/29/04 MS STRUCTURED ASSET CORP CBT SERIES 2 DE 9.01 09/27/04 NASTECH PHARMACEUTICAL CO INC DE 8.01,9.01 09/24/04 NASTECH PHARMACEUTICAL CO INC DE 1.01,9.01 09/24/04 NATIONAL FUEL GAS CO NJ 1.01,9.01 09/26/04 NATUS MEDICAL INC DE 2.01,8.01,9.01 09/28/04 NDCHEALTH CORP DE 2.02,9.01 09/30/04 NELNET INC NE 8.01,9.01 09/29/04 NEOPHARM INC DE 1.01,9.01 09/24/04 NESS TECHNOLOGIES INC 8.01,9.01 09/29/04 NETTEL HOLDINGS INC FL 5.02 08/06/04 NEUROLOGIX INC/DE DE 1.01,8.01,9.01 09/24/04 NEW VISUAL CORP UT 1.01,2.03 09/24/04 NOCOPI TECHNOLOGIES INC/MD/ MD 5.02 09/24/04 NORTEL NETWORKS CORP 1.01,2.02,8.01,9.01 09/30/04 NORTEL NETWORKS CORP 2.05,9.01 09/30/04 AMEND NORTEL NETWORKS LTD 1.01,2.02,8.01,9.01 09/30/04 NORTEL NETWORKS LTD 2.05,9.01 09/30/04 AMEND NORTHEAST INDIANA BANCORP INC DE 8.01,9.01 09/29/04 NORTHERN STAR FINANCIAL INC MN 3.01,9.01 09/30/04 NU HORIZONS ELECTRONICS CORP DE 2.02 08/31/04 NUI CORP /NJ/ NJ 1.01,1.02,2.04,3.03,7.01,9.01 09/29/04 ODYSSEY RE HOLDINGS CORP DE 1.01,2.03 09/30/04 OHIO CASUALTY CORP OH 5.02,9.01 09/30/04 OLIN CORP VA 5.02,7.01 09/30/04 OMEGA PROTEIN CORP NV 8.01,9.01 09/30/04 ONE LIBERTY PROPERTIES INC MD 1.01,9.01 09/27/04 OPTIMAL GROUP INC 7.01 09/30/04 OREGON STEEL MILLS INC DE 1.01,7.01,9.01 09/29/04 ORTHOLOGIC CORP DE 7.01,9.01 09/29/04 OUTBACK STEAKHOUSE INC DE 7.01,9.01 09/30/04 OXFORD INDUSTRIES INC GA 2.02,9.01 09/30/04 PACIFIC ENTERPRISES INC CA 8.01 09/29/04 Park Place Securities, Inc. Asset-Bac DE 8.01,9.01 09/10/04 PATRIOT TRANSPORTATION HOLDING INC FL 5.02 09/30/04 PDI INC 2.02,4.02,9.01 09/29/04 PEPSICO INC NC 2.02,2.05,9.01 09/30/04 PHILADELPHIA CONSOLIDATED HOLDING COR PA 1.01 09/24/04 PITNEY BOWES INC /DE/ DE 5.02,9.01 09/29/04 PLAINS EXPLORATION & PRODUCTION CO DE 1.01,9.01 09/30/04 PLAYTEX PRODUCTS INC DE 8.01,9.01 09/27/04 PLIANT CORP UT 3.02,5.03 09/24/04 POLAROID HOLDING CO DE 1.01 09/24/04 Popular ABS Inc Mortgage Pass-Through DE 7.01 09/29/04 Popular ABS Inc Mortgage Pass-Through DE 8.01,9.01 09/29/04 POWERHOUSE TECHNOLOGIES GROUP INC DE 3.02,8.01,9.01 09/30/04 PPT VISION INC MN 1.01,2.06,9.01 09/27/04 PRECISION CASTPARTS CORP OR 2.06,7.01 09/24/04 PRIDE INTERNATIONAL INC DE 7.01,9.01 09/30/04 PRINCIPAL LIFE INSURANCE CO IA 9.01 09/24/04 PROGINET CORP DE 2.02,9.01 09/28/04 PROVIDENTIAL HOLDINGS INC NV 5.02 08/06/04 PROVIDIAN MASTER TRUST 8.01,9.01 09/15/04 PROVO INTERNATIONAL INC DE 4.01 09/26/04 PS BUSINESS PARKS INC/CA CA 7.01 09/29/04 PUMA Global Trust No. 2 DE 8.01,9.01 09/27/04 QRS CORP DE 8.01,9.01 09/30/04 QUALITY PRODUCTS INC OH 8.01,9.01 09/30/04 QUEST RESOURCE CORP NV 5.03 09/28/04 QUICKSILVER RESOURCES INC DE 1.01,9.01 09/24/04 R F INDUSTRIES LTD NV 8.01 09/29/04 RADNOR HOLDINGS CORP DE 1.01,9.01 09/27/04 RAILAMERICA INC /DE DE 5.02,9.01 09/24/04 RAILAMERICA INC /DE DE 2.06,9.01 09/24/04 RAPA MINING INC NV 1.01,7.01 09/30/04 RED HAT INC DE 1.01,9.01 09/29/04 REGISTER COM INC DE 1.01,1.02,9.01 09/24/04 REMEC INC CA 4.01,9.01 09/24/04 RENAISSANCE LEARNING INC WI 7.01,9.01 09/30/04 RESIDENTIAL ASSET MORT PROD INC GMACM DE 8.01,9.01 09/27/04 RESIDENTIAL ASSET MORT PROD INC GMACM DE 8.01,9.01 09/27/04 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE 8.01,9.01 09/30/04 RITA MEDICAL SYSTEMS INC DE 8.01 09/30/04 ROCKWOOD SPECIALTIES GROUP INC 1.01,9.01 09/24/04 RPM INTERNATIONAL INC/DE/ DE 1.01,2.03,9.01 09/27/04 RTI INTERNATIONAL METALS INC OH 1.01,9.01 09/28/04 RUSS BERRIE & CO INC NJ 1.01,2.05 09/28/04 SAN DIEGO GAS & ELECTRIC CO CA 8.01 09/29/04 SANGAMO BIOSCIENCES INC DE 8.01,9.01 09/30/04 SAXON CAPITAL INC MD 1.01,5.02,8.01,9.01 09/24/04 SBC COMMUNICATIONS INC DE 1.01 09/30/04 SCHERING PLOUGH CORP NJ 5.05,9.01 09/30/04 SECURED DIGITAL APPLICATIONS INC DE 2.01,9.01 09/30/04 SELKIRK COGEN PARTNERS LP DE 8.01 09/15/04 SEMPRA ENERGY CA 8.01 09/29/04 SEQUA CORP /DE/ DE 8.01 09/30/04 SEVERN BANCORP INC MD 1.01,9.01 09/24/04 SI Financial Group, Inc. X1 8.01,9.01 09/29/04 SONUS PHARMACEUTICALS INC DE 8.01 09/30/04 SOURCE DIRECT HOLDINGS INC NV 1.01,9.01 09/27/04 SPEAKING ROSES INTERNATIONAL INC NV 7.01,9.01 09/30/04 SPHERION CORP DE 2.06 09/24/04 SPORTS CLUB CO INC DE 4.01 09/29/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/04 STRUCTURED ASSET SECURITIES CORP DE 8.01 09/30/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 09/30/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 09/30/04 STRUCTURED ASSET SECURITIES CORP DE 8.01,9.01 09/30/04 STRUCTURED ASSET SECURITIES CORP MORT DE 8.01,9.01 09/25/04 Structured Asset Securities Corp Mort DE 9.01 09/27/04 Structured Asset Securities Corp Mort DE 9.01 09/27/04 Structured Asset Securities Corp Mort DE 8.01,9.01 09/25/04 Structured Asset Securities CORP Mort DE 9.01 09/27/04 Structured Asset Securities Corp Mort DE 8.01,9.01 09/25/04 Structured Asset Securities Corp Mort DE 8.01,9.01 09/25/04 Structured Asset Securities Corp Mort DE 9.01 09/27/04 SUNLINK HEALTH SYSTEMS INC OH 8.01 09/27/04 SYNTEL INC MI 5.02,9.01 09/30/04 SYSTEMS EVOLUTION INC ID 2.01,2.03,3.02,9.01 09/24/04 TALBOTS INC DE 7.01 09/30/04 TAURUS ENTERTAINMENT COMPANIES INC CO 9.01 06/16/04 AMEND TECHNOLOGY SOLUTIONS COMPANY DE 5.02,9.01 09/28/04 TEMECULA VALLEY BANCORP INC DE 5.02,9.01 09/28/04 TERREMARK WORLDWIDE INC DE 1.01,9.01 09/24/04 TESORO PETROLEUM CORP /NEW/ DE 3.03,7.01,9.01 09/29/04 TETRA TECHNOLOGIES INC DE 1.01,2.03,9.01 09/27/04 TEXAS PACIFIC LAND TRUST 8.01,9.01 09/29/04 TIENS BIOTECH GROUP USA INC 1.01,9.01 04/20/04 TITAN INTERNATIONAL INC IL 8.01,9.01 09/30/04 TITAN PHARMACEUTICALS INC DE 4.01 09/29/04 TRAVELZOO INC DE 3.02,9.01 09/30/04 TREASURE MOUNTAIN HOLDINGS INC NV 7.01,9.01 09/29/04 TRIPOS INC UT 7.01 09/30/04 TRIUMPH GROUP INC / DE 8.01,9.01 09/30/04 TRM CORP OR 7.01,9.01 09/24/04 TROPICAL SPORTSWEAR INTERNATIONAL COR FL 5.02,9.01 09/27/04 TRUE TEMPER SPORTS INC 1.01,9.01 09/24/04 TUPPERWARE CORP DE 2.02,2.05,9.01 09/30/04 TWEETER HOME ENTERTAINMENT GROUP INC DE 2.05 09/24/04 TXU CORP /TX/ TX 5.02,8.01 09/29/04 UBIQUITEL INC DE 8.01 09/28/04 UBIQUITEL INC DE 8.01 09/28/04 ULTIMATE ELECTRONICS INC DE 1.01,5.02,9.01 09/24/04 UNION BANKSHARES CO/ME ME 5.02 09/27/04 UNITED DOMINION REALTY TRUST INC MD 7.01,8.01,9.01 09/29/04 UNITED DOMINION REALTY TRUST INC MD 8.01,9.01 09/29/04 UNITED PAN AM FINANCIAL CORP CA 1.01,9.01 09/24/04 UNITED PAN AM FINANCIAL CORP CA 8.01,9.01 09/24/04 UNITED PAN AM FINANCIAL CORP CA 4.01,9.01 09/24/04 UNITY BANCORP INC /DE/ DE 8.01,9.01 09/27/04 UNIVERSAL STAINLESS & ALLOY PRODUCTS DE 1.01,2.03,9.01 09/28/04 UNIVEST CORP OF PENNSYLVANIA PA 8.01,9.01 09/30/04 UNIVISION COMMUNICATIONS INC DE 7.01 09/29/04 UROLOGIX INC MN 8.01,9.01 09/29/04 US CAN CORP DE 2.02 09/30/04 VAIL RESORTS INC DE 2.02 07/31/04 VAIL RESORTS INC DE 1.01,5.02,5.03,9.01 09/27/04 VCAMPUS CORP DE 8.01 09/30/04 VIDEO DISPLAY CORP GA 3.01 09/30/04 VINEYARD NATIONAL BANCORP CA 8.01 07/07/04 VITAL LIVING INC AZ 3.02 09/03/04 AMEND VORNADO OPERATING CO DE 7.01,9.01 09/29/04 VORNADO REALTY TRUST MD 7.01,9.01 09/29/04 VTEX ENERGY INC NV 4.01 09/24/04 WABASH NATIONAL CORP /DE DE 1.01 09/29/04 AMEND WACHOVIA CORP NEW NC 1.02,9.01 09/30/04 WAUSAU MOSINEE PAPER CORP WI 8.01,9.01 09/30/04 WEIDER NUTRITION INTERNATIONAL INC DE 2.02,9.01 09/30/04 WELLS REAL ESTATE FUND I GA 7.01,9.01 09/30/04 WERNER HOLDING CO INC /DE/ DE 5.02,9.01 09/30/04 WESTELL TECHNOLOGIES INC DE 8.01 08/26/04 WESTPOINT STEVENS INC DE 8.01 08/31/04 WET SEAL INC DE 1.01,2.03 09/22/04 Wilber CORP 8.01 09/24/04 WILLIAMS SCOTSMAN INC MD 9.01 08/31/04 WILLIS LEASE FINANCE CORP DE 1.01,2.03 09/30/04 WILSHIRE OIL CO OF TEXAS DE 8.01,9.01 09/30/04 WINTRUST FINANCIAL CORP IL 8.01,9.01 09/30/04 WORLD AIRWAYS INC /DE/ DE 8.01,9.01 09/27/04 WORLD WASTE TECHNOLOGIES INC CA 1.01,3.02,9.01 09/24/04 WRC MEDIA INC DE 5.02 09/29/04 WYETH DE 5.02,9.01 09/30/04 XL CAPITAL LTD 8.01,9.01 09/30/04