SEC NEWS DIGEST Issue 2002-200 October 16, 2002 COMMISSION ANNOUNCEMENTS COMMISSION MEETINGS CLOSED MEETING - TUESDAY, OCTOBER 22, 2002 - 10:00 A.M. The subject matter of the closed meeting scheduled for Tuesday, Oct. 22, will be: Settlement of injunctive actions; and Adjudicatory matters. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed, please contact: The Office of the Secretary at (202) 942-7070. ENFORCEMENT PROCEEDINGS FORMER CEO OF MOUNTAIN ENERGY SETTLES SEC CHARGES; CONSENTS TO FRAUD INJUNCTION AND OFFICER AND DIRECTOR BAR On Oct. 10, the U.S. District Court for the Southern District of Texas entered a final judgment against Jack E. Uselton, the former CEO of Mountain Energy, Inc., in a case filed by the Securities and Exchange Commission in September 2001. Without admitting or denying the allegations in the Commission's complaint, Uselton agreed to be permanently restrained and enjoined from violating the antifraud provisions of the federal securities laws. Uselton also agreed to be barred from serving as an officer or director of any public company. In settlement of its claims against Uselton, the Commission did not seek a civil penalty based on Uselton's sworn financial statements. According to the allegations in the Commission's complaint, Uselton participated in an illegal "pump-and-dump" scheme in the securities of Mountain Energy, Inc., a start-up energy company headquartered in Houston, Texas. During the spring and summer of 1998, Uselton and others published six fraudulent press releases that misrepresented the ownership, nature and value of Mountain Energy's assets. These press releases caused a dramatic increase in the price of Mountain Energy stock and significant harm to investors when the market for the stock collapsed. [SEC v. Donald John Christensen, II, Jack E. Uselton, Marc R. Tow, George W. Guttman, Joseph M. Blumenthal, and Mountain Energy, Inc., Civil Action No. HO1-3203 (S.D.Tex.)] (LR-17787) INVESTMENT COMPANY ACT RELEASES UBS GLOBAL ASSET MANAGEMENT (US) INC. AND FRESCO INDEX SHARES FUNDS An order has been issued on an application filed by UBS Global Asset Management (US) Inc. and FRESCO Index Shares Funds. The order permits an open-end management investment company, whose series would consist of the component securities of certain domestic or foreign equity securities indices, to issue shares of limited redeemability that would trade in the secondary market at negotiated prices. The order also permits (a) certain affiliated persons of the series to deposit securities into, and receive securities from, the series, (b) dealers to sell shares of the series in the secondary market unaccompanied by a prospectus, when the Securities Act of 1933 does not require prospectus delivery, and (c) certain series to pay redemption proceeds more than seven days after the tender of shares for redemption. (Rel. IC-25767 - Oct. 11) SELF-REGULATORY ORGANIZATIONS IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES A proposed rule change filed by OneChicago (SR-OC-2002-02) concerning block trades in security futures products has been filed under Section 19(b)(7) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34-46633) A proposed rule change (SR-CBOE-2002-60) filed by the Chicago Board Options Exchange extending for a two-month period the pilot program for the Exchange's 100 Spoke RAES Wheel has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34-46644) A proposed rule change (SR-NASD-2002-144) filed by the National Association of Securities Dealers relating to Directed Orders in the Nasdaq SuperMontage has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934. Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34- 46645) A proposed rule change (SR-BSE-2002-18) filed by the Boston Stock Exchange relating to trade through liability for certain exchange traded funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 on a pilot basis. Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34- 46651) PROPOSED RULE CHANGE The National Association of Securities Dealers filed a proposed rule change and Amendment No. 1 thereto (SR-NASD-2002-142) to establish an execution price governor in SuperMontage. Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34-46650) ACCELERATED APPROVAL OF PROPOSED RULE CHANGES The Commission granted accelerated approval to a proposed rule change and Amendment Nos. 1 and 2 (SR-NASD-2002-133) submitted by the National Association of Securities Dealers to establish an execution price governor in SuperMontage. Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34-46652) A proposed rule change filed by the Chicago Stock Exchange (SR-CHX-2002- 18) relating to its rule governing execution prices for odd-lot orders has been granted accelerated approval. Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34- 46657) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change (SR-OCC-2002-07) filed by The Options Clearing Corporation relating to clearing security futures transactions and arrangements with associated clearinghouses. Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34-46653) The Commission approved a proposed rule change and Amendment No. 1 thereto submitted by the New York Stock Exchange relating to the removal of separate exchange requirements regarding the use of consent solicitations (SR-NYSE-2002-01). Publication of the proposal is expected in the Federal Register during the week of Oct. 14. (Rel. 34- 46654) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-8 US MICROBICS INC, 5922 B FARNSWORTH COURT, CARLSBAD, CA, 92008, 7609181860 - 3,000,000 ($330,000.00) Equity, (File 333-100528 - Oct. 15) (BR. 01) S-8 ECONNECT, 2500 VIA CABRILLO MARINA SUITE 112, SAN PEDRO, CA, 90731, 3105414393 - 10,350,000 ($93,150.00) Equity, (File 333-100529 - Oct. 15) (BR. 08) S-4 PSEG ENERGY HOLDINGS LLC, 80 PARK PLAZA, 22ND FLOOR, NEWARK, NJ, 07102-4194, 973-456-3581 - 135,000,000 ($135,000,000.00) Non-Convertible Debt, (File 333-100530 - Oct. 15) (BR. 02) N-2 JOHN HANCOCK PREFERRED INCOME FUND, 101 HUNTINGTON AVENUE, BOSTON, MA, 02199, 6173751617 - 10,400 ($260,000,000.00) Equity, (File 333-100531 - Oct. 15) (BR. 17) S-8 LIFE ENERGY & TECHNOLOGY HOLDINGS INC, 2005 BEECHGROVE PLACE, PO BOX 4255, UTICA, NY, 13501, 3157248370 - 1,500,000 ($330,000.00) Equity, (File 333-100532 - Oct. 15) (BR. 02) S-8 GARDEN FRESH RESTAURANT CORP /DE/, 17180 BERNARDO CENTER DR, SAN DIEGO, CA, 92128, 6196751600 - 500,000 ($4,455,000.00) Equity, (File 333-100538 - Oct. 15) (BR. 05) S-8 FAUQUIER BANKSHARES INC, 10 COURTHOUSE, WARREN, VA, 20186, 5403472700 - 785,280 ($11,323,737.00) Equity, (File 333-100539 - Oct. 15) (BR. 07) N-2 EATON VANCE MUNICIPAL INCOME TRUST II, EATON VANCE BUILDING, 255 STATE STREET, BOSTON, MA, 02109, 6175988880 - 66,667 ($1,000,000.00) Equity, (File 333-100540 - Oct. 15) (BR. 16) S-8 BOSTON COMMUNICATIONS GROUP INC, 100 SYLVAN RD, STE 100, WOBURN, MA, 01801-1830, 7819045000 - 500,000 ($4,897,500.00) Equity, (File 333-100541 - Oct. 15) (BR. 37) SB-2 NEW CENTURY COMPANIES INC, 11111 SANTA MONICA BLVD, SUITE 210, BEVERLY HILLS, CA, 90210, 3109143007 - 0 ($8,100,000.00) Equity, (File 333-100542 - Oct. 15) (BR. 08) S-3 COCA COLA ENTERPRISES INC, 2500 WINDY RIDGE PKWY, ATLANTA, GA, 30339, 7709893000 - 0 ($3,500,000,000.00) Non-Convertible Debt, (File 333-100543 - Oct. 15) (BR. 02) S-3 AUTHENTIDATE HOLDING CORP, BLDG 50 ROTTERDAM INDUSTRIAL PK, SCHENECTADY, NY, 12306, 5183569741 - 829,592 ($1,285,867.00) Equity, (File 333-100546 - Oct. 15) (BR. 03) SB-2 OHIO LEGACY CORP, 305 WEST LIBERTY STREET, WOOSTER, OH, 44691, 3302620437 - 0 ($10,000,000.00) Equity, (File 333-100547 - Oct. 15) (BR. 07) S-3 PIXELWORKS INC, 7700 SW MOHAWK, TUALATIN, OR, 97062, 0 ($7,356,788.00) Equity, (File 333-100548 - Oct. 15) (BR. 36) SB-2 ITS NETWORKS INC, AVDA SEVERO OCHOA, 28 EDIF MARINA, MARBELLA, A1, 00000, 01134952772057 - 19,920,557 ($10,000,000.00) Equity, (File 333-100549 - Oct. 15) (BR. 08) SB-2 NUWAVE TECHNOLOGIES INC, ONE PASSAIC AVE, FAIRFIELD, NJ, 07004, 9738828810 - 14,000,000 ($1,540,000.00) Equity, (File 333-100550 - Oct. 15) (BR. 37) S-8 ELUTION TECHNOLOGIES INC, 6245 N 24TH PARKWAY, SUITE 215, PHOENIX, AZ, 85016, 6029770333 - 1,000,000 ($1,000,000.00) Equity, (File 333-100551 - Oct. 15) (BR. 02) S-3 VERIZON VIRGINIA INC, 600 E MAIN ST, RICHMOND, VA, 23219, 8042256300 - 0 ($900,000,000.00) Non-Convertible Debt, (File 333-100552 - Oct. 15) (BR. 37) S-8 CASELLA WASTE SYSTEMS INC, 25 GREENS HILL LANE P O BOX 866, RUTLAND, VT, 05701, 8027750325 - 0 ($532,000.00) Equity, (File 333-100553 - Oct. 15) (BR. 06) S-8 POP N GO INC, 12429 E PUTNAM ST, WHITTIER, CA, 90602, 5629459351 - 5,300,000 ($159,000.00) Equity, (File 333-100554 - Oct. 15) (BR. 06) S-3 DIGENE CORP, 1201 CLOPPER ROAD, GAITHERSBURG, MD, 20878, 3019447000 - 0 ($1,085,713.00) Equity, (File 333-100555 - Oct. 15) (BR. 01) S-3 AKSYS LTD, TWO MARRIOTT DR, STE 300, LIBERTYVILLE, IL, 60069, 8472476051 - 0 ($60,000,000.00) Unallocated (Universal) Shelf, (File 333-100557 - Oct. 15) (BR. 36) S-8 OMNOVA SOLUTIONS INC, 175 GHENT RD, FAIRLAWN, OH, 44333, 3308694200 - 0 ($6,808,500.00) Equity, (File 333-100558 - Oct. 15) (BR. 02) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ A I RECEIVABLES TRANSFER CORP X 10/15/02 ABFS MORTGAGE LOAN TRUST 2002-1 MTG P X X 10/15/02 ABFS MORTGAGE LOAN TRUST 2002-2 MTG P X X 10/15/02 ABN AMRO MORTGAGE CORP MULTI CLASS CE DE X X 09/24/02 ACCENTURE LTD X 10/10/02 ACCENTURE SCA X 10/10/02 ACT TELECONFERENCING INC CO X X 10/15/02 ADATOM COM INC DE X X X X 12/31/01 ADOBE SYSTEMS INC DE X X 10/15/02 ADVANTA EQUIPMENT LEASING RECEIVABLES NV X 10/10/02 ADZONE RESEARCH INC DE X 10/15/02 AETHER SYSTEMS INC DE X X 10/15/02 AGWAY INC DE X X X 10/01/02 AIRCRAFT FINANCE TRUST DE X 10/15/02 ALFORD REFRIGERATED WAREHOUSES INC X 09/19/02 ALLIANCE CAPITAL MANAGEMENT HOLDING L DE X X 10/11/02 ALLIANCE CAPITAL MANAGEMENT L P DE X X 10/11/02 ALLIED PRODUCTS CORP /DE/ DE X X 09/01/02 ALTERNATE MARKETING NETWORKS INC MI X X 10/15/02 AMEND AMC ENTERTAINMENT INC DE X X 09/26/02 AMEDISYS INC DE X X 10/09/02 AMERICAN CONSUMERS INC GA X X 10/15/02 AMERICAN EXPRESS CENTURION BANK UT X X 10/15/02 AMERICAN EXPRESS MASTER TRUST DE X X 10/15/02 AMERICAN GREETINGS CORP OH X 10/15/02 AMERICAN RIVER HOLDINGS CA X X 10/15/02 AMERICAN TECHNOLOGY CORP /DE/ DE X 10/15/02 ANDRX CORP /DE/ DE X X 10/14/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ARCADIA RECEIVABLES FINANCE CORP DE X X 10/15/02 ASV INC /MN/ MN X X 10/14/02 AUTHENTIDATE HOLDING CORP DE X X 03/15/02 AMEND AVONDALE INC GA X X 10/15/02 AXCESS INC/TX DE X X 10/10/02 BALLY TOTAL FITNESS HOLDING CORP DE X X 10/14/02 BANC ONE CREDIT CARD MASTER TRUST NY X X 10/15/02 BANK OF AMERICA CORP /DE/ DE X X X 10/15/02 BANK OF GRANITE CORP DE X X 10/15/02 BASIC ENERGY INC UT X X 10/15/02 BECKMAN COULTER INC DE X X 10/15/02 BEST BUY CO INC MN X X 10/15/02 BI-OPTIC VENTURES INC X 10/02/02 BIO TECHNOLOGY GENERAL CORP DE X X 09/30/02 BIOSYNTECH INC X X 10/07/02 BJ SERVICES CO DE X X 09/26/02 BLUESTAR LEASING INC NV X X X 09/30/02 BNS CO DE X X 10/10/02 BONTEX INC VA X 10/15/02 BORLAND SOFTWARE CORP DE X 09/30/02 BOSTON EDISON CO MA X 10/09/02 BRIAZZ INC WA X 10/15/02 BRIAZZ INC WA X 10/15/02 BSQUARE CORP /WA WA X 10/15/02 BUCKEYE PARTNERS L P DE X X 10/15/02 CALICO COMMERCE INC/ DE X 09/23/02 CARAUSTAR INDUSTRIES INC NC X X 09/30/02 CARMAX AUTO OWNER TRUST 2002-1 DE X X 10/31/02 CATERPILLAR INC DE X 10/14/02 CC MASTER CREDIT CARD TRUST II MD X 10/15/02 CELLSTAR CORP DE X X 10/15/02 CIRCUIT CITY CREDIT CARD MASTER TRUST DE X X 09/30/02 CIRCUIT CITY STORES INC VA X X 10/14/02 CITIZENS & NORTHERN CORP PA X X 09/30/02 CLEAN DIESEL TECHNOLOGIES INC DE X 10/02/02 CNL RETIREMENT PROPERTIES INC MD X 09/30/02 COLONIAL BANCGROUP INC DE X 10/15/02 COMPUTER TASK GROUP INC NY X 10/15/02 CONSECO FINANCE CORP DE X X 08/10/02 CONSECO FINANCE CORP DE X X 10/10/02 CONSECO FINANCE CORP DE X X 10/10/02 COSMO COMMUNICATIONS CORP FL X 06/30/02 COVANSYS CORP MI X 10/09/02 CRESCENT FINANCIAL CORP NC X 10/10/02 CROSSWALK COM DE X X X 10/15/02 CROWN JEWEL RESOURCES CORP DE X X 10/10/02 CWABS INC DE X X 09/30/02 CWABS INC DE X X 10/11/02 CWABS INC DE X X 03/27/02 CWMBS INC DE X X 09/30/02 CWMBS INC DE X X 09/30/02 CWMBS INC DE X X 09/30/02 CWMBS INC DE X X 07/31/02 CWMBS INC DE X X 09/30/02 CWMBS INC DE X X 08/30/02 CWMBS INC DE X X 06/28/02 CWMBS INC DE X X 08/30/02 DAIMLERCHRYSLER AUTO TRUST 2002 A MI X X 10/11/02 DAIMLERCHRYSLER AUTO TRUST 2002-B X X 10/11/02 DECADE COMPANIES INCOME PROPERTIES WI X 10/14/02 AMEND DECKERS OUTDOOR CORP DE X X 10/11/02 DELTA AIR LINES INC /DE/ DE X X 10/15/02 DISCOVER CARD MASTER TRUST I DE X 10/15/02 DISCOVER CARD MASTER TRUST I DE X X 10/14/02 DISCOVER CARD MASTER TRUST I DE X X 10/14/02 DOMINION HOMES INC OH X X 10/15/02 DOMINION RESOURCES INC /VA/ VA X 10/14/02 DRESS BARN INC CT X X 10/15/02 EARTHLINK INC DE X X 07/31/02 AMEND EATON CORP OH X 10/14/02 EMERITUS CORP\WA\ WA X X 10/31/02 ENBRIDGE ENERGY MANAGEMENT L L C DE X 10/15/02 ENBRIDGE ENERGY PARTNERS LP DE X 10/15/02 ENCOMPASS SERVICES CORP TX X X 10/14/02 ENDOCARE INC DE X X 09/30/02 ENVIRONMENTAL ENERGY SERVICES INC MD X 09/27/02 ENVIRONMENTAL POWER CORP DE X X 10/15/02 ENVIRONMENTAL SOLUTIONS WORLDWIDE INC FL X 10/10/02 EVOLVE SOFTWARE INC DE X 10/10/02 EXELON CORP PA X 10/14/02 EZ EM INC DE X X 10/15/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 10/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 10/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 10/25/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 10/15/02 FARMER MAC MORTGAGE SECURITIES CORP DE X 10/25/02 FIDELITY BANCORP INC /DE/ DE X 10/11/02 FINGERHUT RECEIVABLES INC DE X 10/15/02 FIRST HORIZON ASSET SECURITIES INC DE X X 09/30/02 FIRST HORIZON ASSET SECURITIES INC DE X X 09/30/02 FIRST USA BANK NATIONAL ASSOCIATION X X 10/10/02 FIRST USA BANK NATIONAL ASSOCIATION X 10/15/02 FIRST USA BANK NATIONAL ASSOCIATION X X 10/15/02 FIRST USA BANK NATIONAL ASSOCIATION X X 10/15/02 FIRST USA BANK NATIONAL ASSOCIATION X X 10/15/02 FLAG TELECOM HOLDINGS LTD X X 10/09/02 FLEET CREDIT CARD MASTER TRUST II NY X 10/15/02 FNANB CREDIT CARD MASTER TRUST X X 09/30/00 FORTUNE DIVERSIFIED INDUSTRIES INC DE X 07/31/02 AMEND FPIC INSURANCE GROUP INC FL X X 10/14/02 FREQUENCY ELECTRONICS INC DE X 10/09/02 FSI INTERNATIONAL INC MN X X 10/15/02 GEMSTAR TV GUIDE INTERNATIONAL INC DE X X 10/08/02 GENERAL CABLE CORP /DE/ DE X X 08/06/02 GENERAL MOTORS ACCEPTANCE CORP DE X 10/15/02 GENERAL MOTORS CORP DE X 10/14/02 GENTEK INC DE X X 10/11/02 GENUITY INC DE X X 10/11/02 GLOBAL INDUSTRIES LTD LA X 09/30/02 GOLD BANC CORP INC KS X 10/15/02 GREAT LAKES REIT MD X X 10/01/02 GREENBRIAR CORP NV X X 09/30/02 GS MORTGAGE SEC CORP MORT PASS THR CE DE X X 09/27/02 GS MORTGAGE SECURITIES CORP DE X X 10/10/02 GULFMARK OFFSHORE INC DE X 10/15/02 HAGGAR CORP NV X X 10/10/02 HEILIG MEYERS CO VA X 08/31/02 HELMERICH & PAYNE INC DE X X 09/30/02 HERSHA HOSPITALITY TRUST MD X X 10/01/02 HFC REVOLVING CORP DE X X 10/15/02 HOLLEY PERFORMANCE PRODUCTS INC X X 10/10/02 HOMEGOLD FINANCIAL INC SC X X 10/14/02 HORNBECK OFFSHORE SERVICES INC /LA DE X X 10/10/02 HOUSEHOLD FINANCE CORP DE X 10/11/02 HOUSEHOLD INTERNATIONAL INC DE X 10/11/02 HUGHES ELECTRONICS CORP DE X 10/14/02 HYPERTENSION DIAGNOSTICS INC /MN MN X X 10/15/02 IMMUCELL CORP /DE/ DE X X 10/01/02 IMMUNOGEN INC MA X X 10/08/02 IMPERIAL SUGAR CO /NEW/ TX X X 10/07/02 IMPROVENET INC DE X X 10/10/02 IMPULSE MEDIA TECHNOLOGIES INC CO X 09/27/02 INFORMATION MANAGEMENT ASSOCIATES INC CT X X 10/03/02 INFORMAX INC DE X X 10/15/02 INT MEDIA GROUP INC DE X X 07/31/02 AMEND INTEGRATED DEFENSE TECHNOLOGIES INC DE X X 10/15/02 INTERACTIVE SYSTEMS WORLDWIDE INC /DE DE X 07/31/02 AMEND INTERGRAPH CORP DE X 10/15/02 INTERGRAPH CORP DE X 10/15/02 INVESTORS REAL ESTATE TRUST ND X 10/01/02 ISA INTERNATIONALE INC DE X X 09/30/02 AMEND IVP TECHNOLOGY CORP NV X 10/15/02 IWT TESORO CORP NV X X X 10/01/02 JMAR TECHNOLOGIES INC DE X X 10/14/02 JP MORGAN CHASE COMMERCIAL MORTGAGE S DE X X 10/11/02 JUNO LIGHTING INC DE X X 10/15/02 KIT MANUFACTURING CO CA X 10/31/02 KOALA INTERNATIONAL WIRELESS INC NV X 09/27/02 LANDACORP INC DE X X 10/08/02 LANDAMERICA FINANCIAL GROUP INC VA X 10/08/02 LASALLE HOTEL PROPERTIES MD X 10/11/02 LASERLOCK TECHNOLOGIES INC NV X 12/31/02 LEASE INVESTMENT FLIGHT TRUST DE X 10/15/02 LIBERATE TECHNOLOGIES DE X X 10/15/02 LIBERTY NATIONAL BANCSHARES INC GA X X 10/15/02 LITTLE CREEK INC UT X X 10/15/02 LOEWS CORP DE X X 10/15/02 LONG BEACH SEC CORP MORTGAGE LOAN TRU DE X X 10/04/02 LORAL SPACE & COMMUNICATIONS LTD D0 X 10/15/02 LOTUS PACIFIC INC DE X 10/15/02 MAGNUM HUNTER RESOURCES INC NV X 10/14/02 MATLACK SYSTEMS INC DE X 10/15/02 MAXWELL TECHNOLOGIES INC DE X X 09/29/02 MCDERMOTT INTERNATIONAL INC R1 X 10/15/02 MEDICAL TECHNOLOGY & INNOVATIONS INC FL X X X 10/10/02 MEDTOX SCIENTIFIC INC DE X 10/11/02 MEDTRONIC INC MN X X 10/11/02 METALS USA INC DE X 10/15/02 METRETEK TECHNOLOGIES INC DE X X 10/14/02 MICRO LINEAR CORP /CA/ DE X X 10/08/02 MICRON ENVIRO SYSTEMS INC X 10/11/02 MICRON TECHNOLOGY INC DE X X 10/15/02 MID AMERICA APARTMENT COMMUNITIES INC TN X X 10/10/02 MID WISCONSIN FINANCIAL SERVICES INC WI X X X 10/15/02 MINDARROW SYSTEMS INC NV X X X 09/30/02 MOHAWK INDUSTRIES INC DE X X 10/14/02 MORO CORP DE X X 09/30/02 MORTON INDUSTRIAL GROUP INC GA X 09/18/02 MOTOROLA INC DE X 04/09/02 AMEND MPSI SYSTEMS INC DE X 10/15/02 NASTECH PHARMACEUTICAL CO INC DE X X 09/30/02 NECO ENERGY CORP X 08/09/02 NEXTCARD INC DE X 09/09/02 NORTH BANCSHARES INC DE X 09/30/02 NOVITRON INTERNATIONAL INC DE X 10/15/02 NS GROUP INC KY X X 10/14/02 NUTECH DIGITAL INC CA X X 10/11/02 NUVEEN JOHN COMPANY DE X X 08/01/02 AMEND O A K FINANCIAL CORP MI X 10/15/02 OIL DRI CORPORATION OF AMERICA DE X 07/31/02 ONEOK INC /NEW/ OK X X 10/11/02 ONSITE ENERGY CORP DE X X 09/30/02 OPTION ONE MORTGAGE ACCEPTANCE CORP DE X X X 10/14/02 ORCHID BIOSCIENCES INC X 10/10/02 ORGANIC SOILS COM INC DE X 10/15/02 ORLANDO PREDATORS ENTERTAINMENT INC FL X X 07/31/02 AMEND OSTEOTECH INC DE X 10/15/02 PACIFIC GAS & ELECTRIC CO CA X 10/15/02 PACIFIC STRATUS VENTURES LTD X 10/02/02 PARK CITY GROUP INC DE X 10/15/02 PAVILION BANCORP INC X 10/15/02 PEGASUS AIRCRAFT PARTNERS L P DE X 10/14/02 PEOPLES BANCORP INC OH X 09/30/02 PEPSICO INC NC X X 10/15/02 PG&E CORP CA X 10/15/02 PILGRIMS PRIDE CORP DE X X 10/13/02 PMA CAPITAL CORP PA X X X 10/15/02 PNC MORT ACCEPT CORP COMMERC MORT PAS MO X X 10/10/02 PNM RESOURCES NM X 09/30/02 POINT 360 CA X 10/31/02 POLYCOM INC DE X 09/27/02 POLYONE CORP X X 10/11/02 PRECISE LIFE SCIENCES LTD NV X 09/23/02 PROLOGIS TRUST MD X 10/15/02 PROVIDIAN FINANCIAL CORP DE X 09/30/02 PROXIM CORP DE X 10/15/02 PRUDENTIAL FINANCIAL INC NJ X 10/11/02 PURCHASESOFT INC DE X X 10/07/02 QUEPASA COM INC NV X X 09/30/02 QUEST RESOURCE CORP NV X X 10/15/02 QUIGLEY CORP NV X 10/11/02 QUINTILES TRANSNATIONAL CORP NC X X 10/14/02 QUOVADX INC DE X X 10/02/02 RAYONIER INC NC X X 10/15/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 10/15/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 10/15/02 RESIDENTIAL ACCREDIT LOANS INC DE X X 10/15/02 RESIDENTIAL ASSET MORTGAGE PRODUCTS I DE X X 10/15/02 AMEND RESIDENTIAL ASSET SECURITIES CORP DE X X 10/15/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 10/15/02 RESIDENTIAL FUNDING MORTGAGE SECURITI DE X X 10/15/02 ROHN INDUSTRIES INC DE X X 10/14/02 RPM INC/OH/ OH X X 10/15/02 RURAL METRO CORP /DE/ DE X X 09/27/02 SAKS CREDIT CARD MASTER TRUST NV X X 10/15/02 SALON MEDIA GROUP INC DE X X 10/03/02 SAMUELS JEWELERS INC DE X 10/03/02 SAMUELS JEWELERS INC DE X X 10/15/02 SAUER DANFOSS INC DE X 10/14/02 SEARS CREDIT ACCOUNT MASTER TRUST II IL X X 10/15/02 SELECT COMFORT CORP MN X 10/15/02 SHARPS 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