SEC NEWS DIGEST Issue 2002-189 September 30, 2002 ENFORCEMENT PROCEEDINGS SEC FILES CIVIL ACTION AGAINST BRUCE D. LE DUC FOR AIDING AND ABETTING REPORTING AND SHORT SALE VIOLATIONS COMMITTED BY GEORGE KLINE September 27, the Commission filed an administrative action against Bruce D. Le Duc for aiding and abetting certain securities violations committed by George Kline. The Commission also filed a settled injunctive action against Le Duc for the same conduct on May 30, 2002. On April 17, 2002 George Kline was criminally sentenced to 6 %2 years in prison for insider trading, reporting and short sale violations. George Kline was ordered to pay approximately $5.25 million. He also consented to an injunctive action by the Commission which barred him from serving as an officer or director. Kline's sons, Erich and Christian, were also sentenced to 2 years in prison and 4 years of probation, respectively, for similar violations. Erich Kline was ordered to pay $450,000, and Christian Kline was ordered to pay $475,000. On May 30, 2002, Le Duc was criminally sentenced to 4 years of probation for his conduct and was ordered to pay $80,000. The complaint alleges that Le Duc effected securities transactions on behalf of George Kline knowing that Kline sat on the boards of some of the companies he was trading. The complaint further alleges that Le Duc assisted Kline in illegal short sales of stock in a company, knowing that Kline was a member of the Board of Directors for that company. The complaint also alleges that Le Duc engaged in various securities transactions in his own brokerage accounts at the same time that George Kline directed him to effect securities transactions in the account of a company that Le Duc and Kline jointly owned. The complaint further alleges that Le Duc knew at the time that these transactions involved the stock of companies on which Kline served as a member of the Board of Directors and had access to material, non-public information. Le Duc consented, without admitting or denying the allegations in the complaint, to the entry of a permanent injunction enjoining him from violating Sections 16(a) and 16(c) of the Securities Exchange Act of 1934, and Rule 16a-3 thereunder. Le Duc also consented to the entry of an Order barring him from association with any broker or dealer or investment adviser with a right to reapply in three (3) years. The complaint notes that the Commission did not seek disgorgement and penalties against Le Duc because the plea agreement reached between Le Duc and the U.S. Attorney's Office provided for the payment of $80,000. The Commission wishes to thank the Office of the United States Attorney for the District of Minnesota for its assistance and cooperation in this matter. (Rel. 34-46565; IA-2062; File No. 3-10901) COMMISSION SETTLES FRAUD CHARGES AGAINST ANAMAR COMMUNICATIONS, INC. AND ITS FORMER CEO, BRETT MALLORY The Commission announced that on September 3 the Honorable Douglas P. Woodlock, United States District Judge for the District of Massachusetts, entered, by consent, final judgments against Anamar Communications, Inc., a Nevada corporation located in Boston, Massachusetts, and Brett R. Mallory, a resident of Boston, Massachusetts and Anamar's former chief executive officer. In its complaint, filed on March 15, 2002, the Commission alleged that Mallory defrauded at least 14 investors of approximately $130,000 by promising them that they could double their money within 90 days if they purchased Anamar stock at five cents per share. According to the complaint, Mallory fraudulently induced investments in Anamar by, among other things, misrepresenting to potential investors that: (i) Verizon Communications, Inc., had agreed to purchase Anamar stock at ten cents per share; (ii) investing in Anamar was essentially risk-free because, even if the Verizon deal fell through, Verizon had agreed to pay an opt-out fee that would allow investors to sell their shares back to Anamar; (iii) Anamar was pursuing other lucrative deals that could potentially cause Anamar's stock price to increase one hundredfold, and (iv) Mallory had scheduled a meeting with Bill Gates of Microsoft. On April 24, 2002, the United States Attorney's Office filed a criminal complaint against Mallory in connection with the scheme described in the Commission's complaint. Mallory pled guilty to two counts of mail fraud on May 28, 2002. On September 5, 2002, Mallory was sentenced in the criminal case to a prison term of 12 months followed by three years of supervised release, fined $200, and ordered to make restitution in the amount of $130,500. Without admitting or denying the Commission's allegations against them, Anamar and Mallory consented to the entry of final judgments permanently enjoining them from future violations of Section 17(a) of the Securities Act of 1933 and Section 10(b) the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. The judgment also holds Anamar and Mallory jointly and severally liable for disgorgement and pre-judgment interest totalling $136,917, but waives payment of that amount and does not impose civil penalties against them based on the sworn representations in their statements of financial condition and other documents submitted to the Commission. Based on the entries of the civil injunction and the criminal conviction against Mallory, the Commission instituted settled administrative proceedings against Mallory. Without admitting or denying the Commission's findings, Mallory consented to the entry of the Commission's order, which bars him from participating in any future offering of penny stock. For further information see SEC v. Anamar Communications, Inc. and Brett R. Mallory, Civil Action No. 02-10471 (D. Ma.) (DPW), Lit. Rel. Nos. 17419, 17452 and 17497; U.S. v. Brett Mallory, Criminal Case No. 02-10158 (DPW). (Rel. 34-46570; File No. 3- 10902) INVESTMENT COMPANY ACT RELEASES NOTICES OF DEREGISTRATIONS UNDER THE INVESTMENT COMPANY ACT For the month of September, 2002, a notice has been issued giving interested persons until October 21, 2002, to request a hearing on any of the following applications for an order under Section 8(f) of the Investment Company Act declaring that the applicant has ceased to be an investment company: ABN AMRO Funds [File No. 811-7244] Principal High Yield Fund, Inc. [File No. 811-5174] Current Income Shares, Inc. [File No. 811-2357] Putnam Asia Pacific Growth Fund [File No. 811-6202] Putnam Strategic Income Fund [File No. 811-7221] Intermediate Tax Free Portfolio [File No. 811-6700] Alliance Money Market Fund [File No. 811-8838] Variable Investors Series Trust [File No. 811-4969] (Rel. IC-25758 - September 26) SELF-REGULATORY ORGANIZATIONS PROPOSED RULE CHANGES A proposed rule change (SR-Phlx-2002-49) has been filed by the Philadelphia Stock Exchange relating to trade through liability for certain exchange traded funds. Publication of the notice in the Federal Register is expected during the week of September 30. (Rel. 34- 46545) The Commission issued a notice of filing of a proposed rule change (SR- CBOE-2002-48) by the Chicago Board Options Exchange amending CBOE's Constitution and Rules relating to the governance of the CBOE. Publication of the notice in the Federal Register is expected during the week of September 30. (Rel. 34-46546) A proposed rule change (SR-CHX-2002-31) has been filed by the Chicago Stock Exchange relating to trade through liability for certain exchange traded funds. Publication of the notice in the Federal Register is expected during the week of September 30. (Rel. 34-46556) IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE A proposed rule change (SR-CHX-2002-29) filed by the Chicago Stock Exchange relating to trade through liability for certain exchange traded funds has become effective under Section 19(b)(3)(A) of the Securities Exchange Act of 1934 on a pilot basis. Publication of the notice in the Federal Register is expected during the week of September 30. (Rel. 34-46557) APPROVAL OF PROPOSED RULE CHANGES The Commission approved a proposed rule change and Amendment No. 1, and issued notice of filing of and granted accelerated approval to Amendment Nos. 2 and 3, submitted by the New York Stock Exchange (SR-NYSE-00-31) to amend its rules to permit specialists to enter orders in foreign specialty securities, under certain circumstances, from the specialist post. (Rel. 34-46560) The Commission approved a proposed rule change (SR-OCC-2002-09) filed by the Options Clearing Corporation under Section 19(b)(1) of the Exchange Act relating to fixing settlement prices in the event of market disruptions. Publication of the approval order is expected in the Federal Register during the week of September 30. (Rel. 34-46561) ACCELERATED APPROVAL OF PROPOSED RULE CHANGE The National Association of Securities Dealers filed a proposed rule change (SR-NASD-2002-126) under Section 19(b)(2) of the Securities Exchange Act of 1934 to require industry parties in arbitration to waive application of contested California Arbitrator Disclosure Standards, upon the request of customers and Associated Persons with claims of statutory employment discrimination, for a six-month pilot period. Publication of the proposal is expected in the Federal Register during the week of September 30. (Rel. 34-46562) DELISTING GRANTED An order has been issued granting the application of the New York Stock Exchange to strike from listing and registration the Depositary Units (representing limited partners' interest) of Airlease Ltd., A California Limited Partnership, effective at the opening of business on September 30, 2002. (Rel. 34-46567) WITHDRAWAL SOUGHT A notice has been issued giving interested persons until October 18, 2002 to comment on the application of Digital Fusion, Inc., to withdraw its Common Stock, $.01 par value, from listing and registration on the Boston Stock Exchange. (Rel. 34-46569) SECURITIES ACT REGISTRATIONS The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managing underwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue. Registration statements may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . S-3 HEALTHAXIS INC, 2500 DEKALB PIKE, NORRISTOWN, PA, 19401, 6102792500 - 0 ($6,090,000.00) Equity, (File 333-98951 - Aug. 30) (BR. 03) S-8 LAZARE KAPLAN INTERNATIONAL INC, 529 FIFTH AVE, NEW YORK, NY, 10017, 2129729700 - 750,000 ($4,687,500.00) Equity, (File 333-98955 - Aug. 30) (BR. 02) S-8 CENTREX INC, 8908 SOUTH YALE AVE, SUITE 409, TULSA, OK, 74137, 9184810167 - 5,350,000 ($2,247,000.00) Equity, (File 333-98957 - Aug. 30) (BR. 36) S-8 MILLER EXPLORATION CO, 3104 LOGAN VALLEY RD, TRAVERSE CITY, MI, 49685-0348, 2319410004 - 0 ($102,500.00) Equity, (File 333-98959 - Aug. 30) (BR. 04) S-8 LENDINGTREE INC, 11115 RUSHMORE DRIVE, ., CHARLOTTE, NC, 28277, 600,000 ($8,520,000.00) Equity, (File 333-98961 - Aug. 30) (BR. 08) S-8 KEWAUNEE SCIENTIFIC CORP /DE/, 2700 W FRONT ST, STATESVILLE, NC, 28677, 7048737202 - 0 ($928,722.00) Equity, (File 333-98963 - Aug. 30) (BR. 36) S-8 VERINT SYSTEMS INC, 234 CROSSWAYS PARK DRIVE, WOODBURY, NY, 11797, 5166777300 - 1,000,000 ($8,905,000.00) Equity, (File 333-98965 - Aug. 30) (BR. 03) S-8 VERINT SYSTEMS INC, 234 CROSSWAYS PARK DRIVE, WOODBURY, NY, 11797, 5166777300 - 4,687,206 ($3,730.00) Equity, (File 333-98967 - Aug. 30) (BR. 03) S-8 ILIVE INC/NV, 3960 WILSHIRE BLVD, SUITE 406, LOS ANGELES, CA, 90010, 2132521090 - 640,000 ($89,600.00) Equity, (File 333-98969 - Aug. 30) (BR. 05) S-8 ARCH CAPITAL GROUP LTD, 20 HORSENECK LANE, GREENWICH, CT, 06830, 2038624300 - 0 ($89,054,797.90) Equity, (File 333-98971 - Aug. 30) (BR. 01) SB-2 WIRELESS WIZARD INC, 195 WEST CENTRAL AVENUE, SUITE 236, BREA, CA, 92621, 6262555282 - 3,000,000 ($60,000.00) Equity, (File 333-98973 - Aug. 30) (BR. 09) S-3 HARLEY DAVIDSON CUSTOMER FUNDING CORP, 4150 TECHNOLOGY WAY, CARSON CITY, NV, 89706, 7028851200 - 0 ($1,000,000.00) Asset-Backed Securities, (File 333-98975 - Aug. 30) (BR. 05) S-8 AUGRID OF NEVADA INC, 24200 CHAGRIN BLVD, STE 10, BEACHWOOD, OH, 44122, 7025921816 - 1,203,000 ($180,450.00) Other, (File 333-98977 - Aug. 30) (BR. 09) S-8 SCIENCE APPLICATIONS INTERNATIONAL CORP, 10260 CAMPUS POINT DR, LEGAL DEPT, SAN DIEGO, CA, 92121, 8588266000 - 11,738,609 ($339,245,800.10) Equity, (File 333-98979 - Aug. 30) (BR. 06) S-3 CALIFORNIA AMPLIFIER INC, 460 CALLE SAN PABLO, CAMARILLO, CA, 93012, 8059879000 - 0 ($3,316,837.00) Equity, (File 333-98981 - Aug. 30) (BR. 37) S-8 INTERUNION FINANCIAL CORP, 1232 NORTH OCEAN WAY, PALM BEACH, PALM BEACH, FL, 33480, 5618440517 - 3,000,000 ($300,000.00) Equity, (File 333-98983 - Aug. 30) (BR. 07) S-8 BEVSYSTEMS INTERNATIONAL INC, 501 BRICKELL KEY DRIVE, SUITE 407, MIAMI, FL, 33151, 786-425-2201 - 8,000,000 ($1,400,000.00) Equity, (File 333-98985 - Aug. 30) (BR. 02) S-4 SCIENCE APPLICATIONS INTERNATIONAL CORP, 10260 CAMPUS POINT DR, LEGAL DEPT, SAN DIEGO, CA, 92121, 8588266000 - 0 ($800,000,000.00) Non-Convertible Debt, (File 333-98987 - Aug. 30) (BR. 06) S-8 SAFEGUARD HEALTH ENTERPRISES INC, 95 ENTERPRISE T, ALISO VIEJO, CA, 92656-2601, 9494254110 - 0 ($637,500.00) Equity, (File 333-98989 - Aug. 30) (BR. 01) S-4 CENTERSTATE BANKS OF FLORIDA INC, 7722 SR 544 EAST, WINTER HAVEN, FL, 33881, 8634228990 - 0 ($8,846,932.00) Equity, (File 333-98991 - Aug. 30) (BR. 07) S-3 FEDERAL SIGNAL CORP /DE/, 1415 W 22ND ST STE 1100, OAK BROOK, IL, 60523, 7089542000 - 800,000 ($17,488,000.00) Equity, (File 333-98993 - Aug. 30) (BR. 05) S-3 SOUTHWEST GAS CORP, 5241 SPRING MOUNTAIN RD, PO BOX 98510, LAS VEGAS, NV, 89193-8510, 7028767237 - 800,000 ($17,512,000.00) Equity, (File 333-98995 - Aug. 30) (BR. 02) S-8 MONTEREY PASTA CO, 1528 MOFFETT ST, STE 500, SALINAS, CA, 93905, 4087536262 - 0 ($11,925,000.00) Equity, (File 333-98997 - Aug. 30) (BR. 04) S-8 SCIENCE APPLICATIONS INTERNATIONAL CORP, 10260 CAMPUS POINT DR, LEGAL DEPT, SAN DIEGO, CA, 92121, 8588266000 - 1,242,804 ($35,917,035.60) Equity, (File 333-99001 - Aug. 30) (BR. 06) S-8 GENERAL COMMUNICATION INC, 2550 DENALI ST STE 1000, ANCHORAGE, AK, 99503, 9072655600 - 2,000,000 ($6,700,000.00) Equity, (File 333-99003 - Aug. 30) (BR. 37) S-3 ANWORTH MORTGAGE ASSET CORP, 1299 OCEAN AVENUE, SUITE 210, SANTA MONICA, CA, 90401, 3103931428 - 0 ($284,550,000.00) Equity, (File 333-99005 - Aug. 30) (BR. 08) S-3 BORGWARNER INC, 200 S MICHIGAN AVE, CHICAGO, IL, 60604, 3123228500 - 100,000 ($6,138,000.00) Equity, (File 333-99007 - Aug. 30) (BR. 05) S-4 PETER KIEWIT SONS LP, KIEWIT PLAZA, 3555 FARNAM STREET, OMAHA, NE, 68131, 4029431321 - 0 ($696,300,000.00) Equity, (File 333-99009 - Aug. 30) (BR. ) S-8 ICONET INC, 8 GAUCHO DRIVE, ROLLING HILLS ESTATE, CA, 90274, 4166829255 - 2,000,000 ($320,000.00) Equity, (File 333-99011 - Aug. 30) (BR. 02) S-8 ELITE TECHNOLOGIES INC /TX/, 5050 OAKBROOK PARKWAY, STE 100, NORCROSS, GA, 30093, 7705594975 - 25,000,000 ($250,000.00) Equity, (File 333-99013 - Aug. 30) (BR. 03) S-3 SKYWORKS SOLUTIONS INC, 20 SYLVAN ROAD, WOBURN, MA, 01801, 6179355150 - 0 ($4,926,636.00) Equity, (File 333-99015 - Aug. 30) (BR. 36) S-8 NEXTEL PARTNERS INC, 4500 CARILLON POINT, KIRKLAND, WA, 98033, 4255763600 - 0 ($67,761,900.00) Equity, (File 333-99017 - Aug. 30) (BR. 37) S-1 PLATINUM UNDERWRITERS HOLDINGS LTD, 2 CHURCH STREET, BERMUDA, D0, HM 11, 4412951422 - 0 ($143,750,000.00) Other, (File 333-99019 - Aug. 30) (BR. 01) S-8 CYPOST CORP, 900 1281 WEST GEORGIA STREET, VANCOUVER B C V6E 3J, 6049044422 - 0 ($380,000.00) Equity, (File 333-99021 - Aug. 30) (BR. 02) S-8 ALTRIMEGA HEALTH CORP, 5600 BELL STREET, SUITE 111, AMARILLO, TX, 79106, 8063529599 - 11,000,000 ($550,000.00) Equity, (File 333-99023 - Aug. 30) (BR. 37) S-1 HARRINGTON WEST FINANCIAL GROUP INC/CA, 610 ALAMO PINTADO RD, SOLVANG, CA, 93463, 8056886644 - 0 ($21,000,000.00) Equity, (File 333-99031 - Aug. 30) (BR. ) S-3 SUPERCONDUCTOR TECHNOLOGIES INC, 460 WARD DR, STE F, SANTA BARBARA, CA, 93111, 8056837646 - 0 ($3,634,265.00) Equity, (File 333-99033 - Aug. 30) (BR. 37) S-8 SONIC INNOVATIONS INC, 2795 EAST COTTONWOOD PARKWAY, SUITE 660, SUITE 660, SALT LAKE CITY, UT, 84117-7261, 8013652800 - 500,000 ($2,820,000.00) Equity, (File 333-99035 - Aug. 30) (BR. 36) S-4 UNIVISION COMMUNICATIONS INC, 1999 AVENUE OF THE STARS STE 3050, LOS ANGLES, CA, 90067, 3105567676 - 0 ($2,058,946,793.00) Equity, (File 333-99037 - Aug. 30) (BR. 37) S-8 TERAYON COMMUNICATION SYSTEMS, 2952 BUNKER HILL LN, SANTA CLARA, CA, 95054, 4087274400 - 0 ($10,302,000.00) Equity, (File 333-99039 - Aug. 30) (BR. 37) S-3 XYBERNAUT CORP, 12701 FAIR LAKES CIRCLE, STE 550, FAIRFAX, VA, 22033, 7036316925 - 5,882,563 ($8,571,429.00) Equity, (File 333-99041 - Aug. 30) (BR. 03) S-8 CEDAR FAIR L P, P O BOX 5006, SANDUSKY, OH, 44871, 4196260830 - 4,830,000 ($110,558,700.00) Limited Partnership Interests, (File 333-99043 - Aug. 30) (BR. 05) S-8 LABOR READY INC, 1016 S. 28TH STREET, TACOMA, WA, 98409, (253)-383- - 0 ($7,257,500.00) Equity, (File 333-99049 - Aug. 30) (BR. 08) S-1 WELLCHOICE INC, 11 WEST 42ND ST, NEW YORK, NY, 10036, 2124761000 - 0 ($400,000,000.00) Equity, (File 333-99051 - Aug. 30) (BR. ) S-3 CEF EQUIPMENT HOLDING LLC, 0 ($1,000,000.00) Asset-Backed Securities, (File 333-99053 - Aug. 30) (BR. ) S-4 PACIFIC NORTHWEST BANCORP, 1111 THIRD AVE., STE. 250, SEATTLE, WA, 98101, 3606794181 - 0 ($53,268,826.00) Equity, (File 333-99055 - Aug. 30) (BR. 07) S-3 INTRADO INC, 6285 LOOKOUT RD, BOULDER, CO, 80302, 0 ($6,766,875.00) Equity, (File 333-99057 - Aug. 30) (BR. 08) S-3 INTERNET COMMERCE CORP, 805 THIRD AVE, STE 622, NEW YORK, NY, 10022, 2122717640 - 498,715 ($723,136.75) Equity, (File 333-99059 - Aug. 30) (BR. 03) S-8 INTRADO INC, 6285 LOOKOUT RD, BOULDER, CO, 80302, 0 ($37,831,992.00) Equity, (File 333-99061 - Aug. 30) (BR. 08) S-3 HEALTH CARE PROPERTY INVESTORS INC, 4675 MACARTHUR COURT 9TH FL, SUITE 900, NEWPORT BEACH, CA, 92660, 9492210600 - 0 ($6,717,892.00) Equity, (File 333-99063 - Aug. 30) (BR. 08) SB-2 GRANITE FALLS COMMUNITY ETHANOL PLANT LLC, 2448 540TH STREET SUITE 1, PO BOX 216, GRANITE FALLS, MN, 562410216, 3205643100 - 0 ($30,000,000.00) Other, (File 333-99065 - Aug. 30) (BR. ) S-3 HEALTH CARE PROPERTY INVESTORS INC, 4675 MACARTHUR COURT 9TH FL, SUITE 900, NEWPORT BEACH, CA, 92660, 9492210600 - 0 ($31,019,988.00) Equity, (File 333-99067 - Aug. 30) (BR. 08) N-2 SG COWEN PRINCIPAL PROTECTION TRUST I, 1221 AVENUE OF THE AMERICAS, NEW YORK, NY, 10020, 2122786261 - 0 ($1,000,000.00) Equity, (File 333-99069 - Aug. 30) (BR. ) SB-2 WHITEWING ENVIRONMENTAL CORP, 430 VICTORIA TERRACE, #, RIDGEFIELD, NJ, 07657, 2019430800 - 8,774,500 ($1,842,645.00) Equity, (File 333-99071 - Aug. 30) (BR. 05) RECENT 8K FILINGS Form 8-K is used by companies to file current reports on the following events: Item 1. Changes in Control of Registrant. Item 2. Acquisition or Disposition of Assets. Item 3. Bankruptcy or Receivership. Item 4. Changes in Registrant's Certifying Accountant. Item 5. Other Materially Important Events. Item 6. Resignations of Registrant's Directors. Item 7. Financial Statements and Exhibits. Item 8. Change in Fiscal Year. Item 9. Regulation FD Disclosure. The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports previously filed, responding to the item(s) of the form specified. 8-K reports may be obtained in person or by writing to the Commission's Public Reference Branch at 450 Fifth Street, N.W., Washington, D.C. 20549 or at the following e-mail box address: . In most cases, this information is also available on the Commission's website: . STATE 8K ITEM NO. NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 9 DATE COMMENT ------------------------------------------------------------------------------------ AMAZON COM INC DE X 08/30/02 AMEREN CORP MO X X 08/30/02 AMERITRADE HOLDING CORP DE X 08/22/02 APPLIED GRAPHICS TECHNOLOGIES INC DE X 08/30/02 ATX COMMUNICATIONS NC DE X X 08/28/02 AVON PRODUCTS INC NY X 08/28/02 BA MASTER CREDIT CARD TRUST / X 08/15/02 BALL CORP IN X 08/30/02 BBJ ENVIRONMENTAL TECHNOLOGIES INC NV X 08/30/02 BELLSOUTH CORP GA X X 08/29/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 07/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 07/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 07/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 07/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 07/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 07/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 07/31/02 BOMBARDIER CAPITAL MORTGAGE SECURITIZ DE X 07/31/02 BOMBARDIER CREDIT RECEIVABLES CORP SE DE X 07/31/02 BORDEN CHEMICAL INC NJ X X 08/29/02 CALPINE CORP DE X X 08/29/02 CAPITAL ONE AUTO RECEIVABLES LLC DE X X 08/30/02 CENTENE CORP X X 08/30/02 CENTRAL EUROPEAN MEDIA ENTERPRISES LT X X 08/30/02 AMEND CHASE MANHATTAN BANK /NY/ NY X X 08/15/02 CHASE MANHATTAN BANK USA DE X X 08/15/02 CHASE MANHATTAN BANK USA DE X X 08/15/02 CHASE MANHATTAN BANK USA DE X X 08/15/02 CHASE MANHATTAN HOME EQUITY LOAN TRUS NY X X 08/15/02 CHASE MANHATTAN MARINE OWNER TRUST 19 NY X X 08/15/02 CHASE MANHATTAN RV OWNER TRUST 1997-A DE X X 08/15/02 CHECKPOINT SYSTEMS INC PA X 08/29/02 CHEVY CHASE AUTO RECEIVABLES TRUST 19 MD X 07/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 07/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 07/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 X 07/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 07/31/02 CHEVY CHASE AUTO RECEIVABLES TRUST 20 MD X 07/31/02 CHEVY CHASE HOME LOAN TRUST 1996-1 MD X 07/31/02 CHEVY CHASE HOME LOAN TRUST 1997-1 MD X 07/31/02 CLUBCHARLIE COM INC NV X 08/29/02 CMC SECURITIES CORP II DE X X 07/25/02 COHO ENERGY INC TX X X 08/29/02 CONOCO INC /DE DE X X 08/30/02 COYOTE VENTURES CORP X 08/16/02 CWMBS INC DE X 08/30/02 CWMBS INC DE X X 08/30/02 CWMBS INC DE X X 08/30/02 DAISYTEK INTERNATIONAL CORPORATION /D DE X 08/29/02 DIAL CORP /NEW/ DE X X 08/30/02 DIAL THRU INTERNATIONAL CORP DE X 08/23/02 DIGITAL RECORDERS INC NC X X 08/26/02 DIGITAL RECORDERS INC NC X X 08/26/02 AMEND DIMON INC VA X X 08/27/02 DOUBLECLICK INC DE X X 08/26/02 DSP GROUP INC /DE/ DE X X 08/30/02 DYNEGY HOLDINGS INC DE X X X 08/16/02 DYNEGY INC /IL/ IL X X X 08/16/02 DYNTEK INC DE X X 08/30/02 AMEND ENSTAR GROUP INC GA X X 08/19/02 EOG RESOURCES INC DE X 08/30/02 EQUITY FINANCE HOLDING CORP X 08/01/02 EUROTECH LTD DC X X 08/26/02 EXELON CORP PA X 08/27/02 FACT CORP CO X 08/30/02 FACTUAL DATA CORP CO X X 08/29/02 FIRSTMARK CORP /ME/ ME X X X 08/23/02 FIRSTMARK CORP /ME/ ME X X X 08/23/02 GENELABS TECHNOLOGIES INC /CA CA X X 08/29/02 GENERAL MAGIC INC DE X X 08/22/02 GENESEE & WYOMING INC DE X X 08/28/02 GROUP 1 AUTOMOTIVE INC DE X X 08/29/02 GS MORTGAGE SECURITIES CORP DE X X 08/27/02 GS MORTGAGE SECURITIES CORP DE X X 08/29/02 GS MORTGAGE SECURITIES CORP DE X 08/29/02 GUARDIAN TECHNOLOGIES INTERNATIONAL I DE X 08/26/02 HAWAIIAN HOLDINGS INC X X 08/29/02 HEALTH CARE REIT INC /DE/ DE X X 08/23/02 HEALTHAXIS INC PA X X 08/29/02 IKON OFFICE SOLUTIONS INC OH X X 08/29/02 IMPAC MORTGAGE HOLDINGS INC MD X 08/30/02 IMPERIAL SUGAR CO /NEW/ TX X X 08/29/02 INTEGRA LIFESCIENCES HOLDINGS CORP DE X 08/26/02 KENDLE INTERNATIONAL INC OH X 08/29/02 KEY3MEDIA GROUP INC DE X 08/22/02 L O M MEDICAL INTERNATIONAL INC X 04/16/02 LASALLE RE HOLDINGS LTD X X 08/27/02 LASERSIGHT INC /DE DE X X 08/30/02 LEHMAN ABS CORP LEHMAN MFG HOUSING CO DE X X 08/30/02 LEVEL 8 SYSTEMS INC DE X X 08/30/02 LEXINGTON PRECISION CORP DE X X 08/30/02 LUMENON INNOVATIVE LIGHTWAVE TECHNOLO DE X X 08/30/02 MARSHALL & ILSLEY CORP/WI/ WI X X 08/30/02 MAS ACQUISITION L CORP IN X 06/30/02 MAS ACQUISITION LI CORP IN X 06/30/02 MAS 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