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Division of Corporation Finance
Archives
Information is located here primarily for historical reference purposes, but this is not meant to imply that all the information is outdated or superseded. The staff is in the process of relocating the current information from among these archived materials to other areas of the website.
Staff Legal Bulletins
Compliance and Disclosure Interpretations
- Outdated or Superseded Compliance and Disclosure Interpretations
- Securities Act Rule 144 (April 2, 2007)
- Publicly Available Telephone Interpretations
- Filing Guidance under Securities Act Rules 415(a)(5) and (6) (November 21, 2008)
- Securities Offering Reform Questions and Answers (November 30, 2005)
- Securities Offering Reform Transition Questions and Answers (September 13, 2005)
- Current Report on Form 8-K Frequently Asked Questions (November 23, 2004)
- Section 16 Electronic Reporting Frequently Asked Questions (Revised August 14, 2003)
- Exemptive Order on Management's Report on Internal Control over Financial Reporting and Related Auditor Report - Frequently Asked Questions (January 21, 2005)
- Current Issues and Rulemaking Projects Outline (November 14, 2000) [PDF format] [Word 6.0 format]
- Management's Report on Internal Control Over Financial Reporting and Certification of Disclosure in Exchange Act Periodic Reports; Frequently Asked Questions (October 6, 2004)
- Item 201 of Regulation S-K - Common Equity Information and Shareholder Matters (March 13, 2007)
- Item 402 of Regulation S-K - Executive Compensation (August 8, 2007)
- Executive Compensation and Related Person Disclosure Transition Questions and Answers
- Item 403 of Regulation S-K - Security Ownership (March 13, 2007)
- Item 404 of Regulation S-K - Transactions with Related Persons (August 8, 2007)
- Item 407 of Regulation S-K - Corporate Governance (March 13, 2007)
- Smaller Reporting Companies
Accounting and Financial Reporting
Companies and Filings
http://www.sec.gov/divisions/corpfin/cfarchives.shtml
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