Materials Concerning Order Execution Obligation Rules

• Final Rule: Revised Compliance Dates -- Order Execution Obligations. November 26, 1996. Release No. 34-37972; File No. S7-30-95. (File name: 34-37972.txt)

• Letter Re: Interpretive Guidance on the Order Execution Rules. November 22, 1996. (File name: interpo.txt)

• No-Action Letter Re: Immediate Display of Customer Limit Orders. November 22, 1996. (File name: noactlmt.txt)

http://www.sec.gov/rules/extra/orderob2.htm