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What's New on the SEC Website
April 3, 2009
This page contains the latest in events, developments, and updates to the SEC website check back here often. The links listed here indicate the date the content was posted, not the official release date. Bookmark this page to keep up with the latest at the SEC!
Information for:
Small Business Compliance Guides
Litigation
Administrative Proceedings
- Dan Wise, CPA, a/k/a Danny Wise, CPA
(Release No. 34-59703, AAER-2959, File No. 3-13430)
- IDM Participating Income Co., IDM Participating Income Co. II, IDM Participating Income Co. III, IDM Participating Income Co. IV, IDM Participating Income Co. V, IDM Participating Income Co. VII, and IDM Participating Income Co. 90
(Release No. 34-59702, File No. 3-13429)
See also Order
- Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc. (Release No. 34-59699, File No. 3-13428)
See also Order
Litigation Releases
Trading Suspensions
Regulatory Actions
Self-Regulatory Organization (SRO) Rulemaking and National Market System (NMS) Plans
- CBOE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Close of Trading Hours on the Last Day of Trading in Expiring Quarterly Index Expirations (Release No. 34-59676; File No. SR-CBOE-2009-020; April 1, 2009)
- ISE: Notice of Filing and Immediate Effectivenss of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Direct Edge ECN Fee Schedule Applicable to International Securities Exchange Members (Release No. 34-59692; File No. SR-ISE-2009-17; April 2, 2009)
- ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the International Securities Exchange, LLC Relating to Amending the Fee Schedule (Release No. 34-59691; File No. SR-ISE-2009-16; April 2, 2009)
- NYSE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by New York Stock Exchange LLC to Extend until August 31, 2009, the Application of the NYSE Arca Transfer Standard (Release No. 34-59684; File No. SR-NYSE-2009-32; April 1, 2009)
- NYSE: Notice of Filing of Proposed Rule Change Implementing a Cap on Vendors Administrative Charges for NYSE OpenBook (Release No. 34-59681; File No. SR-NYSE-2009-37; April 1, 2009)
- NYSEAmex:Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Amex LLC to Modify its Annual Report Distribution Requirements (Release No. 34-59685; File No. SR-NYSEAmex-2009-04; April 1, 2009)
Staff Interpretations
Division of Investment Management No-Action Letters
http://www.sec.gov/news/whatsnew/wn040309.shtml
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